Files v. State

826 So. 2d 906, 2001 WL 996132
CourtCourt of Criminal Appeals of Alabama
DecidedAugust 31, 2001
DocketCR-99-1093
StatusPublished

This text of 826 So. 2d 906 (Files v. State) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Files v. State, 826 So. 2d 906, 2001 WL 996132 (Ala. Ct. App. 2001).

Opinion

The appellant, Mary Jane Files, was indicted on a charge of intentional murder.1 She was found guilty at trial of the *Page 908 lesser offense of criminally negligent homicide. The trial court sentenced her to 12 months in the county jail.

The State's evidence tended to show the following: Mary Jane Files was the sole beneficiary under the will of her aunt, Juanita Jones. She also was the beneficiary of several insurance policies, annuities, and certificates of deposit owned by her aunt. In March 1996, Files was appointed Jones's conservator and guardian. She moved Jones into her home and, with the help of several professional health-care providers, cared for her until Jones's death on February 10, 1997. Jones suffered from advanced Alzheimer's disease and was nonresponsive, bedridden, and unable to communicate or to care for herself. She received artificial nutrition and water through a feeding tube that had been surgically implanted in her stomach in 1993. Certified nursing assistant Naomi Moreno, whom Files hired to help care for Jones, testified that she began caring for Jones full-time in May 1996. In October or November 1996, Files began instructing Moreno to dilute Jones's artificial nutrition with water, to substitute water for the nutrition, to reduce the amount of the nutrition, and to disconnect or turn off the feeding tube for substantial periods. Moreno reported Files's orders to authorities and quit working for Files on January 31, 1997. The coroner testified that, at the time of her death, Jones was suffering from cachexia (malnourishment or starvation) and that her death was the result of abuse and/or neglect. Files testified that she took appropriate care of her aunt and she called two expert witnesses who disputed the cause of death. In rebuttal, the State called an expert who testified that Jones had died from nutritional depletion and that condition was not a normal symptom of Alzheimer's disease.

I.
Files contends that the withdrawal of artificial nutrition and hydration to a terminally ill patient does not constitute criminal homicide as a matter of law. She argues that she is not guilty of any criminal offense because she did nothing more than "allow the natural process of dying to occur." She further argues that the Alabama Natural Death Act, §§ 22-8A-1 et seq., Ala. Code 1975, reflects Alabama's policy in favor of the natural process of dying. She contends that this is a case of first impression because current Alabama caselaw that addresses death by starvation involve infants or young children, rather than an elderly person who is in the process of dying from another cause and who would die if her life was not artificially sustained.

Section 22-8-11 of the Alabama Natural Death Act permits a surrogate to withdraw or withhold life-sustaining treatment and artificially provided nutrition and hydration, if certain conditions are satisfied. However, "artificially provided nutrition and hydration" were added in an amendment that became effective on April 15, 1997. When Juanita Jones died on February 10, 1997, the Alabama Natural Death Act contained no provision permitting a caretaker to withhold artificially provided nutrition and hydration. Furthermore, Files concedes that the requirements of the Natural Death Act were not met.

Files had no statutory right to withhold nutrition and water from Jones. She argues, however, that even given the absence of such a right, her actions did not constitute a crime. Section 13A-6-4(a), Ala. Code 1975, provides the following: "A person commits the crime of criminally negligent homicide if he causes the death of another person by criminal negligence." Files argues that she did not cause Jones's death by criminal negligence because *Page 909 Jones was already dying of natural causes. However, §13A-2-5(a), Ala. Code 1975, provides:

"A person is criminally liable if the result would not have occurred but for his conduct, operating either alone or concurrently with another cause, unless the concurrent cause was sufficient to produce the result and the conduct of the actor clearly insufficient."

Jones's life had been sustained by means of a feeding tube since 1993. She continued to survive until Files interfered by withholding from her the nutrition and water. The State's expert testified that the nutritional depletion that caused Jones's death was not a normal result of Alzheimer's disease. No evidence was presented indicating that if Jones had been provided nutrition and water she still would have died on February 10, 1997. Cf. Ex parte Lucas, 792 So.2d 1169 (Ala.Crim.App. 2000) (in order to prove causation in a capital-murder case, referring to medical-malpractice law that a mother who withheld medical treatment from her injured child could be convicted only if the child's death would not have occurred but for her failure to provide medical treatment).

In Dill v. State,, 600 So.2d 343 (Ala.Crim.App. 1991), this court held that, where a wound inflicted by the defendant was dangerous to life, the fact that there were other contributing causes to the victim's death did not prevent the wound from being the legal cause of death. The present case is similar. Withholding nutrition and water clearly ended Jones's life, and the fact that she also suffered from Alzheimer's did not prevent the nutritional depletion caused by Files from being the legal cause of her death.

II.
Files also contends that the trial court erred in allowing sheriff's detective Wayne Lowe to testify that "there could have been foul play" involved in Jones's death. She argues that the statement was nonresponsive and prejudicial and expressed an opinion on the ultimate issue in the case.2

The record reveals the following:

"Q. [Prosecutor] Did your lieutenant assign you to this case?

"A. He did.

"Q. And did he give you some information regarding as to [sic] what you should be doing in this case?

"A. It was —

"[Defense counsel]: Object to anything he may have said. That would be hearsay.

"[Prosecutor]: Judge, I'm not offering it for the truth of the matter asserted, I'm merely offering it to show what effect it had upon this listener in doing his job as an investigator? [sic]

"A. Yes, he did.

"[Other defense counsel]: Well, now, Judge, he's going to answer whether you rule or not.

"THE COURT: Well, let me rule. But I'm going to overrule and let him answer to this point. So, he's already answered. Ask your next question. But wait until I rule on the objection.

"Q. So, you received some information from your lieutenant to conduct an investigation in this case, correct?

"A. I did.

"Q. And based upon that information, what actions did you take as the investigator for Jefferson County Sheriff's department?

*Page 910
"A. After reading the report and had [sic] the information that I did that there could have been foul play —

"[Defense counsel]: I object to that and move to exclude.

"[Other defense counsel]: Calls for an opinion. It's based on hearsay.

"[Prosecutor]: Again, judge, this witness is an investigator. He's asked to act upon information. It does not go to the truth of the matter asserted.

"THE COURT: Overruled.

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Related

Harris v. State
539 So. 2d 1117 (Court of Criminal Appeals of Alabama, 1988)
Dill v. State
600 So. 2d 343 (Court of Criminal Appeals of Alabama, 1991)
Freeman v. State.
722 So. 2d 806 (Court of Criminal Appeals of Alabama, 1998)
Hale v. State
673 So. 2d 803 (Court of Criminal Appeals of Alabama, 1995)
McFarley v. State
608 So. 2d 430 (Court of Criminal Appeals of Alabama, 1992)
Ex Parte Lucas
792 So. 2d 1169 (Supreme Court of Alabama, 2000)

Cite This Page — Counsel Stack

Bluebook (online)
826 So. 2d 906, 2001 WL 996132, Counsel Stack Legal Research, https://law.counselstack.com/opinion/files-v-state-alacrimapp-2001.