Fifth Third Bank v. Harris

2003 Ohio 7361, 804 N.E.2d 1044, 127 Ohio Misc. 2d 1
CourtHamilton County Probate Court
DecidedJune 24, 2003
DocketNo. 2002003629
StatusPublished
Cited by4 cases

This text of 2003 Ohio 7361 (Fifth Third Bank v. Harris) is published on Counsel Stack Legal Research, covering Hamilton County Probate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Fifth Third Bank v. Harris, 2003 Ohio 7361, 804 N.E.2d 1044, 127 Ohio Misc. 2d 1 (Ohio Super. Ct. 2003).

Opinion

James C. Cissell, Judge.

{¶ 1} This matter came on to be heard on April 28, 2003, on the complaint of Fifth Third Bank, as trustee of the Laura S. Lawwill Irrevocable Living Trust, for instructions and declaratory relief regarding the interpretation of the living trust agreement. Present were counsel for the trustee; counsel for Lisa Roland (surviving spouse of Richard Lawwill) and Ashley and Richard Lawwill Jr. (children of Richard Lawwill Sr.); counsel for JoAnne and William Harris (adult adoptees of Benjamin Lawwill); and counsel for the unborn heirs of the beneficiaries of the trust agreement. The trustee has asked this court for instructions as [3]*3to whether the Harrises, as adult adoptees, are legally entitled to share in the trust estate as children of Benjamin Lawwill. The trustee also has asked for instructions as to the legal effect of the power of appointment contained in the trust, which was exercised by Richard Lawwill in his last will and testament in favor of his wife.

{¶ 2} Laura S. Lawwill executed her living trust agreement on November 16, 1956. She died in 1984. She was survived by her son, Benjamin Lawwill, who is still living. Benjamin Lawwill is the natural father of Richard Lawwill Sr. (d.o.b. 8/17/61), who died after reaching 21 years of age on June 2, 2002. Richard Lawwill Sr. was survived by his wife, Lisa Paul Roland, and two children, Richard Lawwill Jr. and Ashley Lawwill, who are both now adults.

{¶ 3} The relationship between Benjamin Lawwill and his son was strained. Richard Lawwill Sr. was eventually to receive the entire trust estate because he was Benjamin’s only child. The court finds that Benjamin devised a method to dilute the share of the trust estate his son Richard would receive by adopting the Harrises.

{¶ 4} On May 6, 2002, Benjamin Lawwill adopted two adults. They are JoAnne Harris, then age 32 (d.o.b. 9/25/70), and William Harris, then age 54 (d.o.b. 3/25/48), in the state of Texas. The Harrises are husband and wife. Benjamin Lawwill met William Harris in 1975 and JoAnne Harris in approximately 1997, when she married William Harris. Neither adoptee was a minor child at the time of the adoption, nor were they minors when they met Benjamin Lawwill. Neither is mentally retarded or permanently disabled.

{¶ 5} The trust agreement states at Item First:

“The Trustee shall hold and invest the assets of the trust for the following purposes:
“1. To pay to, or expend for the benefit of, the child or children of Benjamin Lawwill, the son of trustor, so much net income or of the principal as in the judgment and discretion of the Trustee may be required for the maintenance, support, education and comfort of any such child.
“2. Upon the youngest child of Benjamin Lawwill then surviving reaching the age of twenty-one years, the Trustee shall distribute the assets then remaining in its hands to the then surviving issue of Benjamin Lawwill, per stirpes.
“3. In case of the death of any child of Benjamin Lawwill prior to distribution of the trust, the Trustee shall hold or distribute the share which he would have received as distribution to such of his surviving spouse or issue as he may by his Last Will and Testament have appointed in accordance with the terms of such appointment. * * *”

{¶ 6} The trust agreement further provides at Item Seventh, Paragraph 1:

[4]*4“The term ‘issue’ or ‘lineal descendant’ as used herein shall include adopted children and their issue.”

{¶ 7} In 1980, the Trustee brought an earlier declaratory judgment action in the Court of Common Pleas, General Division of Hamilton County, Ohio, for instructions as to when the class of beneficiaries of the trust closed. That action was titled Fifth Third Bank vs. Richard Lawwill, bearing case number A8009327. In that case, the court held that the class of children of Benjamin Lawwill must remain open until his death. (See entry dated June 9, 1981- — copy attached to Complaint at Exhibit B.)

1. The Harrises’ Claims

{¶ 8} The fundamental duty of this court is to ascertain the intent of a testator in making a will, including any testamentary trust provision contained therein, and to give effect to those intentions wherever legally feasible. Tootle v. Tootle (1986), 22 Ohio St.3d 244, 247, 22 OBR 420, 490 N.E.2d 878. This same duty applies with equal force to inter vivos trusts. Ohio Citizens Bank v. Mills (1989), 45 Ohio St.3d 153, 155, 543 N.E.2d 1206. The express language used in the instrument generally indicates the maker’s intent. Casey v. Gallagher (1967), 11 Ohio St.2d 42, 46, 40 O.O.2d 55, 227 N.E.2d 801. The words used in the instrument are presumed to be used in their ordinary sense. Albright v. Albright (1927), 116 Ohio St. 668, 157 N.E. 760.

{¶ 9} In the trust instrument at issue herein, the grantor provided for distribution of income and principal to the “child or children of Benjamin Lawwill,” her son. Clearly, Richard Lawwill, as a naturally born child of Benjamin Lawwill, is an intended beneficiary of the trust, and he did indeed receive income and principal payments from the trust until his death in 2002.

{¶ 10} However, there is no express language in the trust agreement indicating whether the grantor intended that persons who were adopted as adults would be included in the distribution of trust assets to the class of “children” of Benjamin Lawwill. Item First, Paragraphs 1, 2, and 3 of the trust agreement all refer to distribution being made to the “child” or “children” of Benjamin Lawwill under various circumstances. Item Seventh, Paragraph A sets forth a definition section, which states that the terms “issue” and “lineal descendent” include “adopted children.” Nowhere in the trust agreement does the grantor address the issue of whether adults who are adopted by Benjamin Lawwill should be included in the class of “children of Benjamin Lawwill” who are the beneficiaries of the trust.

{¶ 11} Where the express language does not reveal the grantor’s intent, the court must ascertain that intent through the use of various presumptions, [5]*5rules of construction, and a review of applicable statutes and case law. Specifically, when construing an inter vivos trust, a court should determine the intent of the grantor in light of the law existing at the time of the creation of the trust, since “an inter vivos trust speaks from the date of its creation — not the date upon which the assets are to be distributed.” See Mills, supra, 45 Ohio St.3d at 156, 543 N.E.2d 1206; First Natl. Bank v. Tenney (1956), 165 Ohio St. 513, 60 O.O. 481, 138 N.E.2d 15, paragraph one of the syllabus. This presumption is different from that used in interpreting wills and testamentary trusts. In those cases, the testator is presumed to know that future statutory changes could affect the distribution called for in the will and presumably could change the testamentary provisions to reflect the testator’s response to statutory changes. Solomon v. Cent. Trust Co. of Northeastern Ohio, N.A.

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Bluebook (online)
2003 Ohio 7361, 804 N.E.2d 1044, 127 Ohio Misc. 2d 1, Counsel Stack Legal Research, https://law.counselstack.com/opinion/fifth-third-bank-v-harris-ohprobcthamilto-2003.