Ferstle v. American Samoa Government

4 Am. Samoa 2d 160
CourtHigh Court of American Samoa
DecidedMay 22, 1987
DocketCA No. 4-87
StatusPublished

This text of 4 Am. Samoa 2d 160 (Ferstle v. American Samoa Government) is published on Counsel Stack Legal Research, covering High Court of American Samoa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ferstle v. American Samoa Government, 4 Am. Samoa 2d 160 (amsamoa 1987).

Opinion

Defendant American Samoan Government, hereafter "ASG", moves for summary judgment in the above-entitled matter, asserting absolute immunity as a matter of law from suit premised on a cause of action provided under the Federal Civil Rights Act, 42 U.S.C. §§ 1983 and 1985.1

Section 1983 is remedial in nature and authorizes a civil action for deprivation of federal rights against a person acting under the color of state or territorial law, custom, or usage. The Supreme Court has variously explained the main purpose of this enactment as: enforcing the provisions of the Fourteenth Amendment; and interposing the federal courts between the States and the people, as guardians of the people’s federal rights. Monroe v. Pape, 365 U.S 167 [162]*162(1961); Mitchum v. Foster, 407 U.S 225 (1972); District of Columbia v. Carter, 409 U.S 418 (1973). As a measure then to secure compliance with the fourteenth amendment, which on its face speaks only to "States", the inclusion of "Territories" within the enactment was explained in District of Columbia v. Carter, supra. The Court here noted: that section 1983 was derived from an Act of Congress of April 20, 1871, (17 Stat 13), referred to as the Klu Klux Klan Act; as originally enacted, section 1 of the 1871 Act applied only to action under color of the law of any "State"; the phrase "or Territory" was added without explanation in the 1874 codification and revision of the United States Statutes at large (Rev. Stat. § 1979); that since the territories are not "States" within the meaning of the fourteenth amendment, this addition was presumably an exercise of Congress’ power to regulate the Territories under art IV, 83, cl 2 of the Constitution. Carter, 409 U.S. 418, 424 n. 11.

Justice Brennan, writing for the Court, suggested policy reasons for this inclusion in 1874. First, the Court noted that logistical difficulties at the time did not allow, as a practical matter, effective control directly from Washington over the various territories and their officials. Accordingly, the extent of self government (albeit delegated) actually existing in the territories was nearly as broad as that enjoyed by the states. The Court further added that, given the transitional nature of territorial status ("foredained" to statehood), Congress could treat the Territories, for purposes of enforcing federal rights, as "inchoate States".2

American Samoa as an inchoate State seems inconsistent with reality, and while 42 U.S.C. 8 1983 does on its face extend to violations [163]*163committed under color of territorial law, this Court has recently stated in Banks v. American Samoan Government, 4 ASR 2d 113 (1987), that the enactment

cannot be taken as a decision by Congress to extend every application of every constitutional provision into every territory. Such a construction would be radically inconsistent with The Insular Cases. which were decided some years after the language of section 1983 was first enacted and which held that some constitutional provisions remained inappliable in unincorporated territories.

Id. at 128 n.7. Cf. Tuivai v. Suiava 2 A.S.R. 2d 35 (1983).

IMMUNITY

ASG argues that thf,' eleventh amendment to the United States Constitution effectively secures immunity from suit to an unconsenting state, and that same legal immunity is enjoyed by territories such as American Samoa.

Plaintiffs in reply make the curious observation that there is an apparent conflict between art. Ill 8 2 of the Constitution on the one hand, and the eleventh amendment thereof on the other. Further, it is contended that while the States have been zealous in expansionism with the notion of "sovereign immunity", plaintiffs pose the question as to whether anyone could "seriously contend that a territory can’t be sued because of the Eleventh Amendment, in its own courts, by its own citizens . . .

If there is a conflict between these two constitutional provisions, it would appear to follow on the usual rules of construction that a succeeding amendment provision ought to prevail. Indeed, as a matter of historical fact, the eleventh amendment came about in shock reaction to the federal courts entertaining a suit against the State of Georgia instituted by a citizen of another in the case of Chisholm v. Georgia, 2 U.S. (2 Dall.) 419 (1793). See Monaco v. Mississippi, 292 U.S 313 (1934).

Plaintiffs’ claims herein are premised on a statute intended to enforce the fourteenth [164]*164amendment, thus the relevant . conflict to look for,if any, is whether this amendment took anything away from the earlier eleventh.

The Supreme Court has held that the eleventh amendment, and therefore the doctrine of sovereign immunity as applicable to the states, was necessarily limited by the provisions of the fourteenth amendment. Significantly, § 5 thereof empowered Congress to legislate appropriately to enforce the fourteenth amendment. Fitzpatrick v. Bitzer, 427 U.S 445 (1976). Congressional override of state immunity was therefore available, however the court has required that any Congressional intent to override must be clear and explicit. See Employees v. Dept. of Public Health & Welfare, 411 U.S 279 (1973); Hutto v. Finney, 437 U.S 678 (1978).

With regard to the Civil Rights Act of 1871, 42 U.S.C. § 1983, the cases are settled that Congress did not intend by the general language of the Act to overturn -the eleventh amendment immunities of the several states. In Edelman v. Jordan, 415 U.S 651 (1974), the court held that the word "person" as appearing in 8 1983 did not include "states", and accordingly the enactment did not abrogate eleventh amendment immunity. This holding was subsequently reaffirmed in Quern v. Jordan, 440 U.S 332 (1979). See also Alabama v. Pugh, 430 U.S 781 (1978); Pennhurst State School & Hospital v. Haldeman, 465 U.S 89 (1984); Kentucky v. Graham, 473 U.S _ (1985).

Accordingly, absent waiver of sovereign immunity or consent to suit, an action for damages under 8 1983 may not be maintained against any of the several states.

TERRITORIAL IMMUNITY

It follows that the next question before the Court is whether the doctrine of sovereign immunity3 is applicable to ASG, the governmental [165]*165entity of the unincorporated territory of American Samoa.

The little authority that exists on the subject favors an affirmative holding.

In Kawananakoa v. Polybank, 205 U.S 349 (1907), the territory of Hawaii asserted its immunity from suit to being joined, without its consent, to a foreclosure action. Justice Holmes explained the source of- sovereign immunity on general principles as follows:

A sovereign is exempt from suit, not because of any formal conception or obsolete theory, tbut on the logical and practical ground that there can be no legal right as against the authority that makes the law on which the right depends...

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