Ferrara v. Rodale Press, Inc.

54 F.R.D. 3, 15 Fed. R. Serv. 2d 1049, 172 U.S.P.Q. (BNA) 488, 1972 U.S. Dist. LEXIS 15582
CourtDistrict Court, E.D. Pennsylvania
DecidedJanuary 13, 1972
DocketCiv. A. No. 71-2645
StatusPublished
Cited by7 cases

This text of 54 F.R.D. 3 (Ferrara v. Rodale Press, Inc.) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ferrara v. Rodale Press, Inc., 54 F.R.D. 3, 15 Fed. R. Serv. 2d 1049, 172 U.S.P.Q. (BNA) 488, 1972 U.S. Dist. LEXIS 15582 (E.D. Pa. 1972).

Opinion

MEMORANDUM AND ORDER

TROUTMAN, District Judge.

This is an action for copyright infringement arising under the copyright [4]*4laws of the United States, 17 U.S.C. § 1 et seq., and for related unfair competition. Plaintiff, Nelson-Hall, is a book publisher. On June 26, 1970, Nelson-Hall entered into a contract with involuntary plaintiffs, Gofman and Tamplin, in which Gofman and Tamplin granted to Nelson-Hall an exclusive license to print, publish, and sell their book on the subject of nuclear pollution. Under the contract, Nelson-Hall agreed to copyright the work upon publication in the names of the authors, Gofman and Tamplin. Nelson-Hall published the book, entitled Population Control Through Nuclear Pollution, in November of 1970 and obtained a federal copyright registration in the authors’ names.

Defendant Rodale Press is also a book publisher. In June of 1971, defendant undertook to publish, distribute and sell a second book by the same authors on the subject of nuclear pollution, entitled “Poisoned Power”—The Case Against Nuclear Power Plants. Plaintiffs allege that this book infringes on their prior copyrighted book, in that it is based on material in and copied from Population Control Through Nuclear Pollution.

Nelson-Hall, as exclusive copyright licensee, requested the authors to voluntarily join as parties to this action to remedy the alleged copyright infringement. Upon the authors’ refusal to voluntarily join as plaintiffs, Nelson-Hall had them joined as involuntary plaintiffs under the procedure established in Independent Wireless Telegraph Co. v. Radio Corporation of America, 269 U.S. 459, 46 S.Ct. 166, 70 L.Ed. 357 (1926), which they contend is codified in Rule 19 (a) of. the Federal Rules of Civil Procedure. Defendant, on the other hand, contends that Independent Wireless and Rule 19(a) are not applicable to the instant situation and that this is not a proper case for joinder as involuntary plaintiffs on two grounds. First, Rule 19(a) requires that a person be subject to service of process before he can be joined as a party, and since Gofman and Tamplin are residents of California they are not subject to service. Secondly, the interest of Gofman and Tamplin are adverse to those of the plaintiff. For those reasons, defendant contends, Gofman and Tamplin must be stricken as involuntary plaintiffs. Therefore, since the authors, as proprietors of the copyright, are indispensable parties to the action for copyright infringement and since Nelson-Hall, as exclusive licensee, cannot maintain the action alone, this suit should be dismissed for failure to properly join the authors, who are indispensable parties.

In Independent Wireless Telegraph Co. v. Radio Corporation of America, 269 U.S. 459, 46 S.Ct. 166, 70 L.Ed. 357 (1926), the plaintiff was an exclusive patent licensee, but lacked the power to sue alone in his own name or the name of the patent owner. When the patent owner refused to join as a plaintiff in an action for an injunction against the alleged infringement, the exclusive licensee joined the owner as an involuntary plaintiff. In holding this procedure proper, the Supreme Court stated at page 469, 46 S.Ct. at page 169:

“It seems clear, then, on principle and authority, that the owner of a patent, who grants to another the exclusive right to make, use, or vend the invention, which does not constitute a statutory assignment, holds the title to the patent in trust for such a licensee, to the extent that he must allow the use of his name as plaintiff in any action brought at the instance of the licensee in law or in equity to obtain damages for the injury to his exclusive right by an infringer, or to enjoin infringement of it. * * * Inconvenience and possibly embarrassing adjudication in respect of the validity of the licensor’s patent rights, as a result of suits begun in aid of the licensee, are only the equitable and inevitable sequence of the licensor’s contract, whether express or implied.”

The narrow issue before the Court in Independent Wireless was the precise issue which is presently before this Court in the instant case. There, the Court [5]*5framed the issue at page 469, 46 S.Ct. at page 170 as follows:

“But suppose the patentee and licensor is hostile and is out of the jurisdiction where suit for infringement must be brought, what remedy is open to the exclusive licensee ?”

The Court answered this question at page 472, 46 S.Ct. at page 171, holding that:

“ [I] f there is no other way of securing justice to the exclusive licensee, the latter may make the owner without the jurisdiction a coplaintiff without his consent in the bill against the infringer. Equity will not suffer a wrong without a remedy.”

This procedure which must be followed in order to fall within the scope of Independent Wireless is explained by the Court at page 473, 46 S.Ct. at page 171:

“The owner beyond the reach of process may be made eoplaintiff by the licensee, but not until after he has been requested to become such voluntarily. If he declines to take any part in the case, though he knows of its imminent pendency and of his obligation to join, he will be bound by the decree which follows. We think this result follows from the general principles of res judicata.”

The Independent Wireless doctrine has been held applicable not only to patent infringement cases but also to cases of copyright infringements. Ilyin v. Avon Publications, Inc., 144 F.Supp. 368 (S.D.N.Y.1956); Field v. True Comics, 89 F.Supp. 611 (S.D.N.Y.1950). In the instant case, Nelson-Hall has complied with the procedural requirements of Independent Wireless in that it requested the copyright proprietors to voluntarily join in the suit, and upon their refusal to do so, joined them as involuntary plaintiffs. This ease is clearly within the purview of the Independent Wireless doctrine, but defendants, nevertheless, contend that this is not a “proper case” for joinder as an involuntary plaintiff under Rule 19(a).

Rule 19(a) provides in pertinent part:

“If he should join as a plaintiff but refuses to do so, he may be made a defendant, or, in a proper case, an involuntary plaintiff.”

In the Advisory Committee Note of 1937 to Original Rule 19, quoted in 3A Moore’s Federal Practice, ¶19.01 [3] p. 2106 (1970 Ed.), the committee cited Independent Wireless as an example of a proper case for joinder as involuntary plaintiff. The Notes of the Advisory Committee to the 1966 revision to Rule 19(a) indicate nothing to the contrary, and the cases handed down since the 1966 revision of the rule have continued to apply the Independent Wireless doctrine in copyright cases. Owatonna Mfg. Co. v. Melroe Co., 301 F.Supp. 1296 (D.Minn.1969); First Financial Marketing Services Group, Inc. v. Field Promotions, Inc., 286 F.Supp. 295, 298-299 (S.D.N.Y.1968). See also 3A Moore’s Federal Practice ¶19.06, pp. 2213-2218 (1970 Ed.).

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54 F.R.D. 3, 15 Fed. R. Serv. 2d 1049, 172 U.S.P.Q. (BNA) 488, 1972 U.S. Dist. LEXIS 15582, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ferrara-v-rodale-press-inc-paed-1972.