1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 FRANK J. FERNANDEZ, Case No.: 3:22-cv-00446-BAS-VET
12 Plaintiff, ORDER GRANTING MOTION TO 13 v. FILE DOCUMENTS UNDER SEAL
14 E. DUARTE, [Doc. No. 79] Defendant. 15 16 17 18 Before the Court is Defendant’s Motion to File Documents Under Seal (“Motion to 19 Seal”). Doc. No. 79. Therein, Defendant requests that the Court seal two documents: 20 (1) Section III of Defendant’s Opposition to Plaintiff’s Request for a Court Order to Obtain 21 Inmate Declarations (“Opposition”); and (2) paragraphs 4–13 and 15 of the Declaration of 22 B. Chaucer (filed in support of Defendant’s Opposition). Id. at 1–2. Defendant represents 23 that these documents rely upon highly confidential documents and sealing them is 24 necessary for security reasons. Doc. 79-11 at 3. Defendant further represents that failing to 25 seal these documents would “endanger and pose an unnecessary risk to the safety of other 26 27 1 Page numbers for docketed materials refer to those imprinted by the Court’s electronic 28 1 inmates, staff, the [penal] institution, and the public at large.” Id. Plaintiff did not file a 2 response to the Motion to Seal. 3 Based on a review of the documents at issue and the record, the Court GRANTS the 4 Motion to Seal for the reasons set forth below. 5 I. BACKGROUND 6 On September 30, 2022, Plaintiff filed a First Amended Complaint against 7 Defendant E. Duarte and other prison employees (“FAC”). Doc. No. 8. Therein, Plaintiff 8 alleged various civil rights violations under 42 U.S.C. § 1983. Id. at 2. Upon screening the 9 Complaint pursuant to 28 U.S.C. §1915A and §1915(e)(2)(B), the Court dismissed all 10 defendants and claims except a First Amendment retaliation claim against Defendant E. 11 Duarte. Doc. No. 9. 12 To support his remaining claim, Plaintiff tried to correspond with other inmates for 13 the purpose of obtaining their declarations. See Doc. No. 44 at 3. These other inmates 14 purportedly witnessed events giving rise to Plaintiff’s claim. Id. Prison officials denied 15 Plaintiff’s request to correspond with those inmates based, in part, on Cal. Code Regs. title 16 15, § 3139, which restricts correspondence between inmates with “known STG affiliation.” 17 Id. at 3, 8; see also Doc. No. 44-1 at 1–10. Plaintiff is a “validated Mexican mafia member,” 18 and officials cite Plaintiff’s “known STG affiliation (Mexican Mafia)” as a basis for 19 denying his correspondence requests. Doc. No. 44-1 at 2, 5–7, 10. 20 Plaintiff now formally raises this issue with the Court via his Motion for Court Order 21 to Obtain Inmate Declarations (“Motion for Declarations”). Doc. No. 64. Therein, Plaintiff 22 asks that the Court order various prisons to allow Plaintiff to obtain declarations from 23 inmates housed in those prisons. Id. at 1. Plaintiff describes his prior efforts to obtain the 24 inmate declarations, stating that all but one of his requests to correspond with inmates were 25 denied. Id. at 2, 7–16. As to the single approved request, Plaintiff did not receive a 26 declaration or response to his correspondence. Id. at 2. 27 Defendant opposes the Motion for Declarations, and as part of its Opposition, seeks 28 to seal the aforementioned information. Specifically, Section III of the Opposition 1 discusses security risks that are unique to Plaintiff, advancing the argument that security 2 restrictions on “STG-affiliated” inmates’ correspondence are well justified. Doc. No. 79-2 3 at 4–6. Defendant seeks to seal the entire section other than the first sentence. Second, 4 Defendant seeks to seal portions of the declaration of B. Chaucer, a former Lieutenant of 5 the Investigative Service Unit at Pelican Bay State Prison. Doc. No. 79-4. Specifically, 6 Defendant seeks to seal paragraphs 4–13 and 15 of this declaration that describe security 7 threats that are unique to Plaintiff. Doc. No. 79-1 at 3. 8 II. LEGAL STANDARD 9 “[T]he courts of this country recognize a general right to inspect and copy public 10 records and documents, including judicial records and documents.” Nixon v. Warner 11 Cmmc’ns, Inc., 435 U.S. 589, 597 (1978). “Unless a particular court record is one 12 ‘traditionally kept secret,’ a ‘strong presumption in favor of access’ is the starting point.” 13 Kamakana v. City & Cty. of Honolulu, 447 F.3d 1172, 1178 (9th Cir. 2006) (citing Foltz v. 14 State Farm Mut. Auto Ins. Co., 331 F.3d 1122, 1135 (9th Cir. 2003)). “The presumption of 15 access is ‘based on the need for federal courts, although independent—indeed, particularly 16 because they are independent—to have a measure of accountability and for the public to 17 have confidence in the administration of justice.” Ctr. for Auto Safety v. Chrysler Grp., 18 LLC, 809 F.3d 1092, 1096 (9th Cir. 2016) (quoting United States v. Amodeo, 71 F.3d 1044. 19 1048 (2d Cir. 1995)). A party seeking to seal a judicial record bears the burden of 20 overcoming the strong presumption of access. Foltz, 331 F.3d at 1135. To overcome this 21 presumption of access, the party must demonstrate either “good cause” or “compelling 22 reasons” to seal a record, depending on the motion to which the record relates. Ctr. for 23 Auto, 809 F.3d at 1096–97. If the underlying motion is more than tangentially related to 24 the merits, the “compelling reasons” standard applies. Id. at 1096–98. When the underlying 25 motion does not surpass this threshold, the “good cause” standard applies. Id. Further, 26 “[e]ven if it may be appropriate to seal a document in its entirety, a party should still redact 27 records whenever possible.” Craig v. Am. Tuna, Inc., No. 22-cv-00473, 2023 U.S. Dist. 28 LEXIS 211558, at *10 (S.D. Cal. Nov. 28, 2023); see Father M. v. Various Tort Claimants 1 (In Re Roman Catholic Archbishop), 661 F.3d 417, 425 (9th Cir. 2011). 2 III. DISCUSSION 3 The Court finds that Defendant has overcome the strong presumption of access and 4 that relevant portions of the Opposition should be sealed. First, Defendant does not address 5 whether the Opposition is “more than tangentially” related to the merits of this case and 6 therefore does not identify whether the “compelling reason” or “good cause” standard 7 applies. However, the Court finds that Defendant’s Motion to Seal satisfies the more 8 burdensome “compelling reason” standard. Thus, the Court need not determine whether 9 the Opposition is “more than tangentially” related to the merits of the case. 10 The Court has reviewed the lodged, relevant portions of the Opposition to determine 11 whether information contained therein would indeed “pose a serious and significant threat” 12 if available to the public. See Doc. No. 79-1 at 3. Having conducted this review, the Court 13 agrees that relevant portions of the Opposition contain information, if revealed publicly, 14 would create a significant security threat to inmates, staff, the correctional facility, and the 15 public at large. Safety concerns that may result from the public or other inmates’ access to 16 information, including safety concerns for the Plaintiff himself, constitute compelling 17 reasons to seal. Gaines v. Butler, No. 2:21-cv-02215-ART-DJA, 2023 U.S. Dist. LEXIS 18 104940, at *4 (D. Nev.
Free access — add to your briefcase to read the full text and ask questions with AI
1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 FRANK J. FERNANDEZ, Case No.: 3:22-cv-00446-BAS-VET
12 Plaintiff, ORDER GRANTING MOTION TO 13 v. FILE DOCUMENTS UNDER SEAL
14 E. DUARTE, [Doc. No. 79] Defendant. 15 16 17 18 Before the Court is Defendant’s Motion to File Documents Under Seal (“Motion to 19 Seal”). Doc. No. 79. Therein, Defendant requests that the Court seal two documents: 20 (1) Section III of Defendant’s Opposition to Plaintiff’s Request for a Court Order to Obtain 21 Inmate Declarations (“Opposition”); and (2) paragraphs 4–13 and 15 of the Declaration of 22 B. Chaucer (filed in support of Defendant’s Opposition). Id. at 1–2. Defendant represents 23 that these documents rely upon highly confidential documents and sealing them is 24 necessary for security reasons. Doc. 79-11 at 3. Defendant further represents that failing to 25 seal these documents would “endanger and pose an unnecessary risk to the safety of other 26 27 1 Page numbers for docketed materials refer to those imprinted by the Court’s electronic 28 1 inmates, staff, the [penal] institution, and the public at large.” Id. Plaintiff did not file a 2 response to the Motion to Seal. 3 Based on a review of the documents at issue and the record, the Court GRANTS the 4 Motion to Seal for the reasons set forth below. 5 I. BACKGROUND 6 On September 30, 2022, Plaintiff filed a First Amended Complaint against 7 Defendant E. Duarte and other prison employees (“FAC”). Doc. No. 8. Therein, Plaintiff 8 alleged various civil rights violations under 42 U.S.C. § 1983. Id. at 2. Upon screening the 9 Complaint pursuant to 28 U.S.C. §1915A and §1915(e)(2)(B), the Court dismissed all 10 defendants and claims except a First Amendment retaliation claim against Defendant E. 11 Duarte. Doc. No. 9. 12 To support his remaining claim, Plaintiff tried to correspond with other inmates for 13 the purpose of obtaining their declarations. See Doc. No. 44 at 3. These other inmates 14 purportedly witnessed events giving rise to Plaintiff’s claim. Id. Prison officials denied 15 Plaintiff’s request to correspond with those inmates based, in part, on Cal. Code Regs. title 16 15, § 3139, which restricts correspondence between inmates with “known STG affiliation.” 17 Id. at 3, 8; see also Doc. No. 44-1 at 1–10. Plaintiff is a “validated Mexican mafia member,” 18 and officials cite Plaintiff’s “known STG affiliation (Mexican Mafia)” as a basis for 19 denying his correspondence requests. Doc. No. 44-1 at 2, 5–7, 10. 20 Plaintiff now formally raises this issue with the Court via his Motion for Court Order 21 to Obtain Inmate Declarations (“Motion for Declarations”). Doc. No. 64. Therein, Plaintiff 22 asks that the Court order various prisons to allow Plaintiff to obtain declarations from 23 inmates housed in those prisons. Id. at 1. Plaintiff describes his prior efforts to obtain the 24 inmate declarations, stating that all but one of his requests to correspond with inmates were 25 denied. Id. at 2, 7–16. As to the single approved request, Plaintiff did not receive a 26 declaration or response to his correspondence. Id. at 2. 27 Defendant opposes the Motion for Declarations, and as part of its Opposition, seeks 28 to seal the aforementioned information. Specifically, Section III of the Opposition 1 discusses security risks that are unique to Plaintiff, advancing the argument that security 2 restrictions on “STG-affiliated” inmates’ correspondence are well justified. Doc. No. 79-2 3 at 4–6. Defendant seeks to seal the entire section other than the first sentence. Second, 4 Defendant seeks to seal portions of the declaration of B. Chaucer, a former Lieutenant of 5 the Investigative Service Unit at Pelican Bay State Prison. Doc. No. 79-4. Specifically, 6 Defendant seeks to seal paragraphs 4–13 and 15 of this declaration that describe security 7 threats that are unique to Plaintiff. Doc. No. 79-1 at 3. 8 II. LEGAL STANDARD 9 “[T]he courts of this country recognize a general right to inspect and copy public 10 records and documents, including judicial records and documents.” Nixon v. Warner 11 Cmmc’ns, Inc., 435 U.S. 589, 597 (1978). “Unless a particular court record is one 12 ‘traditionally kept secret,’ a ‘strong presumption in favor of access’ is the starting point.” 13 Kamakana v. City & Cty. of Honolulu, 447 F.3d 1172, 1178 (9th Cir. 2006) (citing Foltz v. 14 State Farm Mut. Auto Ins. Co., 331 F.3d 1122, 1135 (9th Cir. 2003)). “The presumption of 15 access is ‘based on the need for federal courts, although independent—indeed, particularly 16 because they are independent—to have a measure of accountability and for the public to 17 have confidence in the administration of justice.” Ctr. for Auto Safety v. Chrysler Grp., 18 LLC, 809 F.3d 1092, 1096 (9th Cir. 2016) (quoting United States v. Amodeo, 71 F.3d 1044. 19 1048 (2d Cir. 1995)). A party seeking to seal a judicial record bears the burden of 20 overcoming the strong presumption of access. Foltz, 331 F.3d at 1135. To overcome this 21 presumption of access, the party must demonstrate either “good cause” or “compelling 22 reasons” to seal a record, depending on the motion to which the record relates. Ctr. for 23 Auto, 809 F.3d at 1096–97. If the underlying motion is more than tangentially related to 24 the merits, the “compelling reasons” standard applies. Id. at 1096–98. When the underlying 25 motion does not surpass this threshold, the “good cause” standard applies. Id. Further, 26 “[e]ven if it may be appropriate to seal a document in its entirety, a party should still redact 27 records whenever possible.” Craig v. Am. Tuna, Inc., No. 22-cv-00473, 2023 U.S. Dist. 28 LEXIS 211558, at *10 (S.D. Cal. Nov. 28, 2023); see Father M. v. Various Tort Claimants 1 (In Re Roman Catholic Archbishop), 661 F.3d 417, 425 (9th Cir. 2011). 2 III. DISCUSSION 3 The Court finds that Defendant has overcome the strong presumption of access and 4 that relevant portions of the Opposition should be sealed. First, Defendant does not address 5 whether the Opposition is “more than tangentially” related to the merits of this case and 6 therefore does not identify whether the “compelling reason” or “good cause” standard 7 applies. However, the Court finds that Defendant’s Motion to Seal satisfies the more 8 burdensome “compelling reason” standard. Thus, the Court need not determine whether 9 the Opposition is “more than tangentially” related to the merits of the case. 10 The Court has reviewed the lodged, relevant portions of the Opposition to determine 11 whether information contained therein would indeed “pose a serious and significant threat” 12 if available to the public. See Doc. No. 79-1 at 3. Having conducted this review, the Court 13 agrees that relevant portions of the Opposition contain information, if revealed publicly, 14 would create a significant security threat to inmates, staff, the correctional facility, and the 15 public at large. Safety concerns that may result from the public or other inmates’ access to 16 information, including safety concerns for the Plaintiff himself, constitute compelling 17 reasons to seal. Gaines v. Butler, No. 2:21-cv-02215-ART-DJA, 2023 U.S. Dist. LEXIS 18 104940, at *4 (D. Nev. June 16, 2023) (finding that sealing is warranted when naming 19 individuals and describing specific incidents caused safety concerns for Plaintiff). 20 Portions of the Opposition at issue also make reference to highly confidential 21 documents and intelligence that could jeopardize institutional security, further 22 demonstrating a compelling reason to seal. see Castellar v. Mayorkas, No. 17-cv-00491- 23 BAS-AHG, 2021 U.S. Dist. LEXIS 157082, at *5–12 (S.D. Cal. Aug. 19, 2021) (finding a 24 compelling reason to seal information related to internal agency procedures and personal 25 identifying information that could create a security risk). Lastly, Defendant has reasonably 26 limited the request to only those portions of the Opposition that may implicate safety 27 concerns. Thus, Defendant has adequately demonstrated compelling reasons for the Court 28 to seal portions of the Opposition as requested. 1 |} IV. CONCLUSION 2 For the foregoing reasons, the Court GRANTS Defendant’s Motion to Seal. The 3 || Court ORDERS the Clerk of the Court to accept and FILE UNDER SEAL the following 4 || portions of the Opposition as requested by Defendant: 5 1. Section II, with the exception of the first sentence included on lines 7-8. See 6 Doc. No. 79-2 at 4-6. 7 2. Declaration of B. Chaucer, paragraphs 4—13 and 15. See Doc. No. 79-4 at 2-4. 8 IT IS SO ORDERED. re ch 10 Dated: January 10, 2025 11 Honorable Valerie E. Torres United States Magistrate Judge 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28