Ferguson v. Brown

291 S.W.3d 381, 2008 Tenn. App. LEXIS 640, 2008 WL 4657827
Court of Appeals of Tennessee·Decided October 21, 2008·No. M2007-02590-COA-R3-CV·Published·Cited by 61 cases

Opinion

OPINION

FRANK G. CLEMENT, JR., J„

delivered the opinion of the court,

in which ANDY D. BENNETT and RICHARD H. DINKINS, JJ., joined.

The dispositive issue on appeal is whether the trial court abused its discretion by applying an incorrect legal standard in denying Plaintiff’s motion to set aside an order summarily dismissing his Complaint. Plaintiff filed this action against his chiropractor alleging injuries due to a violation of the appropriate standard of care. Defendant filed a Motion for Summary Judgment based upon Plaintiff’s failure to support the allegations with expert medical testimony. Plaintiff failed to file a written response to the motion or appear at the hearing on the motion and, as a consequence, the trial court summarily dismissed the Complaint. Twenty-nine days after the order was entered, Plaintiff filed a motion pursuant to Tenn. R. Civ. P. 60.02(1) to set aside the order due to his attorney’s excusable neglect. An affidavit of the attorney filed in support of the motion stated that the attorney’s failure to file a response and attend the hearing were due to his failure to calendar the pertinent dates when the motion was received, which omission was due to the fact he was attending to significant personal and legal needs of his brother who was suffering from a life-threatening condition. The trial court denied the motion to set aside on the ground of prejudice to Defendant. We have determined the trial court’s decision to deny the motion to set aside was based on its application of an incorrect legal standard. Applying the legal standard set forth in State ex rel. Sizemore v. United Physicians Ins. Risk Retention Group, 56 S.W.3d 557, 567 (Tenn.Ct.App.2001), we have determined the omissions of Plaintiff’s attorney constitute excusable neglect and, therefore, the motion to set aside the order of summary judgment should have been granted.

In February of 2005, O. William Ferguson, Sr., (Plaintiff) injured his lower back *384 while moving a stove unit. When the pain and discomfort failed to subside after three weeks, he went to the office of J. Clifford Brown, D.C., (Defendant) for treatment. Upon his arrival at Defendant’s office, Plaintiff completed a “Chiropractic Life Center Case History” form wherein Plaintiff disclosed that he had surgery on his cervical spine, C5, fifteen years prior. While discussing his situation with Defendant, Plaintiff also revealed another previous procedure, an anterior cervical discectomy, fifteen years prior. During that initial visit, Defendant took an x-ray of Plaintiffs lower back. Defendant began treating Plaintiff for his lower back pain and discomfort.

Defendant continued to treat Plaintiff in his chiropractic office for another three sessions. On March 1, 2005, Plaintiff reported that his lower back pain was much better. However, on that date, Plaintiff informed Defendant that pain in his neck began a short time earlier. Defendant proceeded to treat Plaintiffs neck with ultrasound therapy.

Again on March 8, 2005, Defendant performed chiropractic treatment on the neck in the form of ultrasound therapy. At this visit, Plaintiff contends that a loud snap or cracking noise in the neck occurred during the treatment. When the pain in the neck continued, Plaintiff sought the opinion and treatment of a neurological surgeon. Diagnostic tests performed by the neurological surgeon showed a large disc rupture at C6-C7. In order to correct this injury, the surgeon performed an anterior cervical discectomy and fusion on the Plaintiff at Skyline Medical Center on April 15, 2005.

On March 1, 2006, Plaintiff filed this action against Defendant in the Circuit Court of Sumner County, Tennessee. In the Complaint, Plaintiff alleged: (1) that he sought medical treatment from Defendant for back and neck pain; (2) that the Defendant acted negligently and failed to meet the applicable standard of chiropractic care in Sumner County during the overall treatment rendered, and in particular the manipulation of Plaintiffs neck; and (3) that Defendant’s negligent treatment caused Plaintiff to suffer painful and permanent injury. For those injuries, Plaintiff demanded compensatory damages in the amount of $1,000,000.00 and other general relief. On April 10, 2006, Defendant filed a timely answer denying all liability in the action.

For approximately seventeen months, little action occurred in the case. On July 30, 2007, Defendant filed a Motion for Summary Judgment, contending he was entitled to summary judgment due to Plaintiffs failure to support the allegations in the Complaint with expert medical proof. To support his motion, Defendant filed his own affidavit with the court. The motion included a notice that the motion would be heard on September 5, 2007 at 8:00 a.m. Plaintiff did not file a response to the motion and did not appear at the hearing. On September 25, 2007, the trial court entered an order granting Defendant’s Motion for Summary Judgment.

Twenty-nine days after the order was entered, Plaintiff filed a motion to set aside the order granting summary judgment pursuant to Tenn. R. Civ. P. 60.02(1) on the grounds of mistake, inadvertence, surprise or excusable neglect of Plaintiffs counsel, Niles S. Nimmo (“Mr. Nimmo”). In support of the motion, Plaintiff submitted the affidavit of Mr. Nimmo. Defendant filed a timely response in opposition to Plaintiffs motion to set aside; however, Defendant’s response was not supported by an affidavit or other evidence.

In his affidavit, Mr. Nimmo does not dispute the fact that his office received the motion from Defendant on July 30, 2007, that he failed to file a response on behalf *385 of his client to the Motion for Summary Judgment, and that he failed to appear at the hearing on September 5, 2007. Nevertheless, Plaintiff contends Mr. Nimmo’s omissions were due to excusable neglect for the following reasons.

While on a two-week vacation in July of 2007, Mr. Nimmo was informed that his brother, and law partner, was diagnosed with cancer. Upon returning to his office on July 30, 2007, he admittedly read the Motion for Summary Judgment, which included a notice of the date of the hearing; however, he failed to enter the date of the hearing on either his personal calendar or the “tickler” system on his computer. This omission, Mr. Nimmo explained, was highly irregular because, to his recollection, he had never failed to attend a hearing or file a necessary pleading in his legal career, which spans 34 years.

Mr. Nimmo’s affidavit provides specific details to support the assertion that the failure to file a written response or to attend the hearing constituted excusable neglect. During the third week of August 2007, Mr. Nimmo accompanied his ailing brother to Vanderbilt University Medical Center where the medical staff performed a biopsy on his brother’s chest tumor. His brother received the biopsy results during the last week of August 2007, and the doctors recommended that he undergo a radical surgery to remove the tumor and surrounding bone, muscle and tissue. The surgery was scheduled for September 6, 2007.

Having been informed that his brother’s chances of recovery from the radical surgery appeared slight, Mr.

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Ferguson v. Brown, 291 S.W.3d 381, 2008 Tenn. App. LEXIS 640, 2008 WL 4657827 (Tenn. Ct. App. 2008).

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