Ferguson, H., Aplt. v. Dept. of Transportation

Supreme Court of Pennsylvania·Decided July 22, 2025·No. 73 MAP 2022·Published

Opinion

[J-85-2024]

IN THE SUPREME COURT OF PENNSYLVANIA MIDDLE DISTRICT

TODD, C.J., DONOHUE, DOUGHERTY, WECHT, MUNDY, BROBSON, McCAFFERY, JJ.

HENRY EARL FERGUSON, : No. 73 MAP 2022 :

Appellant : Appeal from the Order of the : Commonwealth Court dated : December 22, 2021 at No. 123 CD v. : 2021 Affirming the Order of the : Cumberland County Court of : Common Pleas, Civil Division, dated COMMONWEALTH OF PENNSYLVANIA, : January 21, 2021 at No. 2020-4835 DEPARTMENT OF TRANSPORTATION, : CV.

BUREAU OF DRIVER LICENSING, :

: ARGUED: November 19, 2024 Appellee :

OPINION

JUSTICE MUNDY DECIDED: July 22, 2025 The issue presented in this appeal by allowance is whether, consistent with due

process, a driver who resolved an earlier DUI charge via accelerated rehabilitative disposition (ARD) may have his privileges suspended based on a subsequent DUI conviction.

In 2012, Appellant was charged with driving under the influence (DUI), see 75 Pa.C.S. § 3802, and he successfully resolved that charge through ARD acceptance. 1 In 2020, Appellant was again charged with DUI, specifically, DUI-general impairment as an

1 ARD acceptance is discussed below. Briefly, when a driver is charged with DUI under Section 3802 as a first offense in ten years, the prosecutor, subject to certain exceptions, may offer the driver the opportunity to resolve those charges through ARD, a diversionary program that does not result in a criminal conviction and is largely rehabilitative in nature.

ungraded misdemeanor under 75 Pa.C.S. §3802(a)(1). He was convicted based on his guilty plea. PennDOT received notice of his conviction and suspended his license for one year pursuant to Section 3804(e) of the Vehicle Code, which provides in relevant part:

(e) Suspension of operating privileges upon conviction.--

(1) The department shall suspend the operating privilege of an individual under paragraph (2) upon receiving a certified record of the individual's conviction of or an adjudication of delinquency for: (i) an offense under section 3802 . . ..

(2) Suspension under paragraph (1) shall be in accordance with the following: (i) Except as provided for in subparagraph (iii), 12 months for an ungraded misdemeanor or misdemeanor of the second degree under this chapter. (ii) 18 months for a misdemeanor of the first degree or felony of the third degree under this chapter. (iii) There shall be no suspension for an ungraded misdemeanor under section 3802(a) where the person is subject to the penalties provided in subsection (a) and the person has no prior offense.

75 Pa.C.S. § 3804(e) (emphasis added).

As can be seen, the above provision requires a one-year suspension unless the present conviction is for an ungraded misdemeanor under section 3802(a) where the person, inter alia, has no prior offense. 2 As for what constitutes a “prior offense,” the Vehicle Code defines the term to include, inter alia, prior convictions and juvenile adjudications, and, most relevant to this matter, “acceptance of Accelerated Rehabilitative Disposition” to resolve a DUI charge lodged per Section 3802 within ten years before the date of the current offense. See id. §3806. Thus, under the statute Appellant’s 2012 ARD acceptance qualifies as a “prior offense” for purposes of his license suspension stemming from his 2020 conviction.

2 The other requirement is that the driver is subject to the penalties in subsection (a). In the instant case, there is no dispute that Appellant satisfies that prerequisite.

Appellant appealed his license suspension to the county court, which upheld it notwithstanding that the Superior Court’s ruling in Commonwealth v. Chichkin, 232 A.3d 959 (Pa. Super. 2020), was still in force. Chichkin disapproved of enhanced criminal sentencing based on an earlier ARD in light of Alleyne v. United States, 570 U.S. 99, 103 (2013), which held that any fact that increases the mandatory minimum sentence for a crime must be submitted to a jury and proved beyond a reasonable doubt. 3 The county court in the present matter reasoned that the Alleyne principle does not apply to a license suspension which, as a civil penalty, “does not implicate the rigorous constitutional safeguards applicable in criminal matters.” Ferguson v. PennDOT, 2021 WL 908562, at *2 (C.P. Cumberland Jan. 21, 2021).

The Commonwealth Court affirmed in a published decision. See Ferguson v.

PennDOT, 267 A.3d 628 (Pa. Cmwlth. 2021). That tribunal agreed with the county court that a license suspension is a civil, collateral consequence of a DUI conviction. As such, the Commonwealth Court reasoned, it should be upheld so long as PennDOT produces an official record of the conviction and demonstrates it acted in accordance with applicable law. Therefore, the court continued, Appellant could only prevail if he could demonstrate the record of his conviction was inaccurate – something he failed to do. See id. at 633 (quoting Spagnoletti v. PennDOT, 90 A.3d 759, 766 (Pa. Cmwlth. 2013)).

We granted further review to consider whether Appellant’s license suspension in these circumstances violates due process inasmuch as his successful completion of the ARD program in relation to the prior charge was not a criminal conviction. See Ferguson v. PennDOT, 280 A.3d 859 (Pa. 2022) (per curiam). 3 After the events underlying this appeal, Chichkin was overruled by Commonwealth v.

Moroz, 284 A.3d 227 (Pa. Super. 2022) (en banc), and Commonwealth v. Richards, 284 A.3d 214 (Pa. Super. 2022) (en banc). The substantive holdings of those decisions, in turn, were recently overturned by this Court in Commonwealth v. Shifflett, 335 A.3d 1158 (Pa. 2025).

Appellant primarily advances that drivers have a constitutionally-protected property interest in retaining their driving privileges, meaning any deprivation of that privilege cannot occur absent due process, including fundamental fairness. In PennDOT v. Middaugh, 244 A.3d 426 (Pa. 2021), he notes, this Court held a DUI-based license suspension was fundamentally unfair, thereby violating substantive due process, where PennDOT waited 28 months to notify the driver, and the delay resulted in prejudice to the driver. See id. at 438-39. Appellant posits it is likewise fundamentally unfair for a statute to equate a prior ARD with a prior conviction and accordingly to require a license suspension. He states the unfairness arises from the Vehicle Code allegedly treating an ARD participant as a recidivist where ARD requires no finding of guilt.

It is true that, if a driver successfully completes ARD, he can obtain a dismissal of charges, see Pa.R.Crim.P. 319, and an expungement of his arrest record, see Pa.R.Crim.P. 320. 4 Because ARD acceptance does not entail proof of guilt, the intermediate courts have held, for example, that successful ARD completion to resolve a charge of theft, standing alone, is not sufficient evidence of willful misconduct to deny unemployment compensation, see Reading Area Water Auth. v. UCBR, 137 A.3d 658, 663-64 (Pa. Cmwlth. 2016), nor is it equivalent to a crimen falsi conviction for purposes of impeaching a witness, see Commonwealth v. Brown, 673 A.2d 975, 979 (Pa. Super. 1996). But cf., e.g., DeNillo v. Denillo, 535 A.2d 200, 202 (Pa. Super. 1987) (finding a parent’s ARD resolution as to a charge involving sexual misconduct relevant in a custody dispute to determine the child’s best interests, at least where a prima facie case was established at a preliminary hearing). The question is whether that also means the government violates due process when it makes a driver with a prior ARD acceptance

4 Although the driver’s arrest record is ordinarily expunged absent objection by the Commonwealth, see id., PennDOT is required to retain a record of the driver’s ARD acceptance for ten years. See 75 Pa.C.S. § 1534.

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