Felix v. Northstar Location Services, LLC

290 F.R.D. 397, 2013 WL 2319326
CourtDistrict Court, W.D. New York
DecidedMay 28, 2013
DocketNo. 11-CV-00166(JJM)
StatusPublished
Cited by2 cases

This text of 290 F.R.D. 397 (Felix v. Northstar Location Services, LLC) is published on Counsel Stack Legal Research, covering District Court, W.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Felix v. Northstar Location Services, LLC, 290 F.R.D. 397, 2013 WL 2319326 (W.D.N.Y. 2013).

Opinion

DECISION AND ORDER/ORDER TO SHOW CAUSE

JEREMIAH J. McCarthy, United States Magistrate Judge.

Before me is plaintiffs’ “Consent Motion for an Order Conditionally Certifying Class and Granting Preliminary Approval of Class Action Settlement and Injunctive Relief’ [42, 42-1].1 The parties have consented to jurisdiction by a United States Magistrate Judge ([32] in this action, [25] in ll-CV-253).

“[T]he ‘settlement only’ class has become a stock device in modern class action litigation.” In re American International Group, Inc. Securities Litigation, 689 F.3d 229, 238 (2d Cir.2012). “[A] district court confronted with a request for settlement-only class certification need not inquire whether the case, if tried, would present intractable management problems, for the proposal is that there be no trial ____ At the same time, however ... other specifications of Rule 23—those designed to protect absentees by blocking unwarranted or overbroad class definitions— [400]*400demand undiluted, even heightened, attention.” Id. at 239.

This Consent Motion presents a perfect example of why that is so. While I conclude that the Motion should be denied for several independent reasons, I will examine each of them separately, for the benefit of the reviewing court in the event of an appeal.

BACKGROUND

By Text Order dated June 15, 2011[24], I granted the parties’ motions to consolidate these two actions under Case Number 11-CV-166. Plaintiff Anthony Felix, a citizen of California, seeks relief under the Fair Debt Collection Practices Act, 15 U.S.C. § 1692, et seq. (“FDCPA”) and the California Rosenthal Fair Debt Collection Practices Act, Cal. Civ. Code § 1788, et seq. (“RFDCPA”) on his own behalf and on behalf of a proposed class of similarly situated individuals, against defendant Northstar Location Services, LLC (“Northstar”) and a number of Joe Doe defendants. First Amended Complaint [5]. He alleges that he received several telephonic voice messages from Northstar which failed to disclose that the communication was from a debt collector, the purpose or nature of the communication, or the identification of Northstar as the caller. Id., ¶¶ 40-42. In addition to class certification, he seeks “maximum statutory damages” for class actions under the FDCPA and RFDCPA, “declaratory relief adjudicating that Northstar’s telephone messages violate the FDCPA ... [and] RFDCPA”, “[attorney's fees, litigations expenses, and costs”, and “such other and further relief as may be just and proper”. Id., ¶ 81.

Plaintiff Donnie Jo Harb, a citizen of North Carolina and represented by the same attorneys as plaintiff Felix (William F. Horn and Robert L. Arleo) filed a separate Complaint (ll-cv-253 [1]) against Northstar and John Doe defendants, alleging that she likewise received telephonic voice messages from Northstar which failed to disclose that the communications were from a debt collector, the purpose or nature of the communications, or the identification of Northstar as the caller (id., ¶¶ 27-36). Additionally she alleges that when she returned a call placed by Northstar that the individual she spoke to did not identify himself as a debt collector or inform her that the conversation might be surreptitiously monitored or recorded at the outset of the call (id., ¶¶ 63-69), and that Northstar placed a call to her employer, in which it failed to inform plaintiffs employer that the conversation might be surreptitiously monitored or recorded. Id. ¶¶ 77-83.

She seeks to certify a class of “all persons in the State of North Carolina ... with whom [Northstar] engaged in a conversation via telephone, ... wherein [Northstar] failed to disclose at the outset of the conversation that the call may be monitored or recorded by an unannounced third person(s), ... made in connection with Defendant’s attempt to collect a debt, ... which conduct violated the FDCPA ... during a period beginning one year prior to the filing of this initial action and ending 21 days after service of this complaint.” Id., ¶ 98. She further seeks FDCPA remedies identical to those sought by plaintiff Felix, except she does not request declaratory relief (id., ¶ 111).

Accompanying the pending motion is an executed Stipulation of Settlement [42-2]. Although Northstar denies “each and every claim and allegation of wrongdoing or conduct that violates the FDCPA or the RFDCPA”, it deems it “desirable and prudent that the Consolidated Action ... be fully and finally resolved and settled in the manner and upon the terms set forth in this Stipulation”. Stipulation of Settlement [42-2], pp. 3, 4.

The Consent Motion asks me to certify the Settlement Class (defined in the Stipulation of Settlement) pursuant to Rule 23(b)(1)(B) and 23(b)(2), preliminarily approve the Stipulation of Settlement, direct notice to the class, set dates for objections to the proposed settlement, and schedule a final fairness hearing ([42], pp. 1-2).

ANALYSIS

A. General Considerations

“Rule 23 does not set forth a mere pleading standard.” Wal-Mart Stores, Inc. v. Dukes, __U.S.__, 131 S.Ct. 2541, 2551, [401]*401180 L.Ed.2d 374 (2011). “The party seeking class certification must affirmatively demonstrate compliance with the Rule, and a district court may only certify a class if it is satisfied, after a rigorous analysis, that the requirements of Rule 23 are met.” American International Group, 689 F.3d at 237-38.

“Before approving a class settlement agreement, a district court must first determine whether the requirements for class certification in Rule 23(a) and (b) have been satisfied .... Thus, the court must assess whether the proposed class satisfies Rule 23(a)’s four threshold requirements: (1) numerosity (‘the class is so numerous that joinder of all members is impracticable’), (2) commonality (‘there are questions of law or fact common to the class’), (3) typicality (‘the claims or defenses of the representative parties are typical of the claims or defenses of the class’), and (4) adequacy of representation (‘the representative parties will fairly and adequately protect the interests of the class’).” Id. at 238.

“To be certified, a putative class must first meet all four prerequisites set forth in Rule 23(a)____Not only must each of the requirements set forth in Rule 23(a) be met, but certification of the class must also be deemed appropriate under one of the three subdivisions of Rule 23(b).” Brown v. Kelly, 609 F.3d 467, 475-76 (2d Cir.2010).

B. Is There an Ascertainable Class?

“Although not explicit in Rule 23(a) or (b), courts have universally recognized that the first essential ingredient to class treatment is the ascertainability of the class ---- Thus, the named plaintiff must define the proposed class in a manner that adequately identifies its members.” Grimes v. Rave Motion Pictures Birmingham, L.L.C., 264 F.R.D. 659, 663-64 (N.D.Ala.2010). See also In re Methyl Tertiary Butyl Ether (“MTBE”) Products Liability Litigation,

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Cite This Page — Counsel Stack

Bluebook (online)
290 F.R.D. 397, 2013 WL 2319326, Counsel Stack Legal Research, https://law.counselstack.com/opinion/felix-v-northstar-location-services-llc-nywd-2013.