1 2 3 4 IN THE UNITED STATES DISTRICT COURT 5 FOR THE NORTHERN DISTRICT OF CALIFORNIA 6 7 LISA FELICE, et al., Case No. 23-cv-04685-MMC
8 Plaintiffs, ORDER GRANTING DEFENDANTS’ 9 v. MOTION TO DISMISS; GRANTING LEAVE TO AMEND 10 GUARDIAN TECHNOLOGIES LLC, et al., 11 Defendants. 12
13 14 Before the Court is defendants Guardian Technologies LLC and Lasko Products 15 LLC’s “Motion to Dismiss Complaint Pursuant to FRCP 12(b)(6) and FRCP 12(b)(1), and 16 to Strike Class Allegations Pursuant to FRCP 12(f),” filed December 15, 2023. 1 Plaintiffs 17 Lisa Felice, Justin Garfield, and Nicholas Poston have filed opposition, to which 18 defendants have replied. Having read and considered the papers filed in support of and 19 in opposition to the motion, the Court rules as follows.2
20 BACKGROUND3 21 Defendant Guardian Technologies LLC, is a limited liability company with its 22 23
24 1 On the same date, in support of said motion, defendants also filed a “Request for Judicial Notice.” (See Doc. No. 17.) Plaintiffs do not oppose the Request, and good 25 cause appearing, the Request is hereby GRANTED. 26 2 By order filed February 14, 2024, the Court took the matter under submission. 27 3 The following facts are taken from the operative pleading, the Class Action principal place of business in Ohio, and defendant Lasko Products LLC is a limited 1 2 liability company with its principal place of business in Pennsylvania. (See Compl. ¶¶ 10- 3 11.) Defendants “manufacture, distribute, and sell” air purifiers, including “GermGuardian 4 AC4300 and AC4825 Series Air Purifiers,” as well as “replacement bulbs” for the air 5 purifiers. (See id. ¶¶ 1, 38.) 6 Air purifiers come in “various forms.” (See id. ¶ 19.) HEPA4 filters are “among the 7 most effective purifiers” and “capture at least 99.97% of dust, pollen, mold, bacteria, and 8 any airborne particles with a size of 0.3 microns.” (See id. ¶¶ 19-20.) The 9 10 GermGuardian AC4300 Series and AC4825 Series Air Purifiers (hereinafter, “the 11 Products”) are marketed as HEPA filters. (See id. ¶¶ 25, 47, 71.) In addition, the 12 Products “feature UV-C bulbs in their design,” which are “house[d] . . . in a compartment 13 at the top of the device” (see id. ¶ 37), and which “[d]efendants represented to 14 consumers [gave] its Products . . . materially greater antimicrobial capabilities than air 15 purifiers which ‘only’ used a HEPA filter” (see id.). 16 Felice, “a citizen of California,” alleges she purchased “the GermGuardian 17 18 AC4825DLX 3-in-1 Air Cleaning Air Purifier from Defendants’ Amazon store page around 19 approximately April 2021 for $99.99.” (See id. ¶ 7.) Poston, “a citizen of California,” 20 alleges that he “purchased the GermGuardian AC4825E 4-in-1 Air Cleaning Air Purifier 21 from Defendants’ Amazon.com store page on January 26, 2023 for $99.99.” (See id. 22 ¶ 8.) Garfield, “a citizen of California,” alleges that she “purchased the GermGuardian 23 AC4825E 4-in-1 Air Cleaning Air Purifier from Defendants’ Amazon.com store on 24 25 26
27 4 HEPA is an acronym for “High Efficiency Particulate Air.” (See Compl. ¶ 19.) November 25, 2022 for $64.99,” as well as the “GermGuardian AC4300BPTCA for 1 2 $129.89.” (See id. ¶ 9.) 3 Plaintiffs allege that “the UV feature in the [p]urifiers provides no actual material 4 antimicrobial benefit” (see id. ¶ 5), and that, in making their purchases, they “reviewed 5 and relied on [d]efendants’ warranties and representations about the Products’ 6 antimicrobial capabilities prior to purchasing [them]” (see id. ¶ 7). Specifically, plaintiffs 7 allege that they “reasonably relied on [d]efendants’ representations and believed that the 8 UV-C bulb housed within the [p]roduct was capable of killing a material amount of 9 10 bacteria, viruses and mold as they initially pass through the unit, making it more effective 11 against these airborne pathogens than standard air purifiers which only have HEPA 12 filters.” (See id. ¶¶ 7-9.) 13 Based on said allegations, plaintiffs, on their own behalf and on behalf of two 14 putative classes,5 assert the following five claims for relief: (1) “Violations of California’s 15 Unfair Competition Law (‘UCL’)[,] Business & Professions Code § 17200, et seq.” (Count 16 I); (2) “Violations of California’s False Advertising Law (‘FAL’)[,] Business & Professions 17 18 Code § 17500, et seq.” (Count II); (3) “Violations of California’s Consumer Legal 19 Remedies Act (‘CLRA’)[,] Cal. Civ. Code § 1750, et seq.” (Count III); (4) “Fraud” (Count 20 IV); (5) “Breach of Express Warranty” (Count V). 21
22 23
24 5 Plaintiffs assert claims on their own behalf and on behalf of a “Nationwide Class” comprised of “[a]ll individual residents in the United States who purchased a 25 GermGuardian AC4825E, AC4825W, AC4825DLX, AC4300, or replacement UV bulbs for those products, during the applicable statutory period” and a “California subclass” 26 comprised of “[a]ll California residents who purchased a GermGuardian AC4825E, AC4825W, AC4825DLX, AC4300, or replacement UV bulbs for those products, during 27 the applicable statutory period.” (See Compl. ¶¶ 74-75.) DISCUSSION 1 2 A. Standing 3 Defendants contend “[p]laintiffs lack Article III and statutory standing” (see Mot. at 4 15:20), because plaintiffs “fail to specifically and plausibly allege that they suffered any 5 economic . . . loss of money or property” (see id. at 17:19-20) and, as to statutory 6 standing, because of their “failure to allege reliance” (see id. at 17:19). Defendants further 7 argue plaintiffs lack Article III standing to seek injunctive relief and lack both Article III and 8 statutory standing to challenge Products they did not purchase. 9 10 1. Article III Standing 11 A district court has subject matter jurisdiction only where a plaintiff has “[s]tanding 12 to sue” under Article III of the Constitution. See Spokeo, Inc. v. Robins, 578 U.S. 330, 13 338 (2016). To satisfy Article III's standing requirements, (1) “the plaintiff must have 14 suffered an injury in fact” that is “concrete and particularized” and “actual or imminent, not 15 conjectural or hypothetical,” (2) the injury must be “fairly traceable” to the challenged 16 conduct of the defendant, and (3) “it must be likely . . . that the injury will be redressed by 17 18 a favorable decision.” See Lujan v. Defs. of Wildlife, 504 U.S. 555, 560-61 (1992) 19 (internal quotation, citation, and alteration omitted). “The party invoking federal 20 jurisdiction bears the burden of establishing” the elements of standing, see id. at 561, and 21 must make such a showing separately for each form of relief requested, see Friends of 22 the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC) Inc., 528 U.S. 167, 185 (2000). 23 The Ninth Circuit has “consistently recognized that a plaintiff can satisfy the injury 24 25 in fact requirement by showing that [such plaintiff] paid more for a product than [he/she] 26 otherwise would have due to a defendant's false representations about the product.” See 27 McGee v. S-L Snacks Nat'l, 982 F.3d 700, 706 (9th Cir. 2020).
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1 2 3 4 IN THE UNITED STATES DISTRICT COURT 5 FOR THE NORTHERN DISTRICT OF CALIFORNIA 6 7 LISA FELICE, et al., Case No. 23-cv-04685-MMC
8 Plaintiffs, ORDER GRANTING DEFENDANTS’ 9 v. MOTION TO DISMISS; GRANTING LEAVE TO AMEND 10 GUARDIAN TECHNOLOGIES LLC, et al., 11 Defendants. 12
13 14 Before the Court is defendants Guardian Technologies LLC and Lasko Products 15 LLC’s “Motion to Dismiss Complaint Pursuant to FRCP 12(b)(6) and FRCP 12(b)(1), and 16 to Strike Class Allegations Pursuant to FRCP 12(f),” filed December 15, 2023. 1 Plaintiffs 17 Lisa Felice, Justin Garfield, and Nicholas Poston have filed opposition, to which 18 defendants have replied. Having read and considered the papers filed in support of and 19 in opposition to the motion, the Court rules as follows.2
20 BACKGROUND3 21 Defendant Guardian Technologies LLC, is a limited liability company with its 22 23
24 1 On the same date, in support of said motion, defendants also filed a “Request for Judicial Notice.” (See Doc. No. 17.) Plaintiffs do not oppose the Request, and good 25 cause appearing, the Request is hereby GRANTED. 26 2 By order filed February 14, 2024, the Court took the matter under submission. 27 3 The following facts are taken from the operative pleading, the Class Action principal place of business in Ohio, and defendant Lasko Products LLC is a limited 1 2 liability company with its principal place of business in Pennsylvania. (See Compl. ¶¶ 10- 3 11.) Defendants “manufacture, distribute, and sell” air purifiers, including “GermGuardian 4 AC4300 and AC4825 Series Air Purifiers,” as well as “replacement bulbs” for the air 5 purifiers. (See id. ¶¶ 1, 38.) 6 Air purifiers come in “various forms.” (See id. ¶ 19.) HEPA4 filters are “among the 7 most effective purifiers” and “capture at least 99.97% of dust, pollen, mold, bacteria, and 8 any airborne particles with a size of 0.3 microns.” (See id. ¶¶ 19-20.) The 9 10 GermGuardian AC4300 Series and AC4825 Series Air Purifiers (hereinafter, “the 11 Products”) are marketed as HEPA filters. (See id. ¶¶ 25, 47, 71.) In addition, the 12 Products “feature UV-C bulbs in their design,” which are “house[d] . . . in a compartment 13 at the top of the device” (see id. ¶ 37), and which “[d]efendants represented to 14 consumers [gave] its Products . . . materially greater antimicrobial capabilities than air 15 purifiers which ‘only’ used a HEPA filter” (see id.). 16 Felice, “a citizen of California,” alleges she purchased “the GermGuardian 17 18 AC4825DLX 3-in-1 Air Cleaning Air Purifier from Defendants’ Amazon store page around 19 approximately April 2021 for $99.99.” (See id. ¶ 7.) Poston, “a citizen of California,” 20 alleges that he “purchased the GermGuardian AC4825E 4-in-1 Air Cleaning Air Purifier 21 from Defendants’ Amazon.com store page on January 26, 2023 for $99.99.” (See id. 22 ¶ 8.) Garfield, “a citizen of California,” alleges that she “purchased the GermGuardian 23 AC4825E 4-in-1 Air Cleaning Air Purifier from Defendants’ Amazon.com store on 24 25 26
27 4 HEPA is an acronym for “High Efficiency Particulate Air.” (See Compl. ¶ 19.) November 25, 2022 for $64.99,” as well as the “GermGuardian AC4300BPTCA for 1 2 $129.89.” (See id. ¶ 9.) 3 Plaintiffs allege that “the UV feature in the [p]urifiers provides no actual material 4 antimicrobial benefit” (see id. ¶ 5), and that, in making their purchases, they “reviewed 5 and relied on [d]efendants’ warranties and representations about the Products’ 6 antimicrobial capabilities prior to purchasing [them]” (see id. ¶ 7). Specifically, plaintiffs 7 allege that they “reasonably relied on [d]efendants’ representations and believed that the 8 UV-C bulb housed within the [p]roduct was capable of killing a material amount of 9 10 bacteria, viruses and mold as they initially pass through the unit, making it more effective 11 against these airborne pathogens than standard air purifiers which only have HEPA 12 filters.” (See id. ¶¶ 7-9.) 13 Based on said allegations, plaintiffs, on their own behalf and on behalf of two 14 putative classes,5 assert the following five claims for relief: (1) “Violations of California’s 15 Unfair Competition Law (‘UCL’)[,] Business & Professions Code § 17200, et seq.” (Count 16 I); (2) “Violations of California’s False Advertising Law (‘FAL’)[,] Business & Professions 17 18 Code § 17500, et seq.” (Count II); (3) “Violations of California’s Consumer Legal 19 Remedies Act (‘CLRA’)[,] Cal. Civ. Code § 1750, et seq.” (Count III); (4) “Fraud” (Count 20 IV); (5) “Breach of Express Warranty” (Count V). 21
22 23
24 5 Plaintiffs assert claims on their own behalf and on behalf of a “Nationwide Class” comprised of “[a]ll individual residents in the United States who purchased a 25 GermGuardian AC4825E, AC4825W, AC4825DLX, AC4300, or replacement UV bulbs for those products, during the applicable statutory period” and a “California subclass” 26 comprised of “[a]ll California residents who purchased a GermGuardian AC4825E, AC4825W, AC4825DLX, AC4300, or replacement UV bulbs for those products, during 27 the applicable statutory period.” (See Compl. ¶¶ 74-75.) DISCUSSION 1 2 A. Standing 3 Defendants contend “[p]laintiffs lack Article III and statutory standing” (see Mot. at 4 15:20), because plaintiffs “fail to specifically and plausibly allege that they suffered any 5 economic . . . loss of money or property” (see id. at 17:19-20) and, as to statutory 6 standing, because of their “failure to allege reliance” (see id. at 17:19). Defendants further 7 argue plaintiffs lack Article III standing to seek injunctive relief and lack both Article III and 8 statutory standing to challenge Products they did not purchase. 9 10 1. Article III Standing 11 A district court has subject matter jurisdiction only where a plaintiff has “[s]tanding 12 to sue” under Article III of the Constitution. See Spokeo, Inc. v. Robins, 578 U.S. 330, 13 338 (2016). To satisfy Article III's standing requirements, (1) “the plaintiff must have 14 suffered an injury in fact” that is “concrete and particularized” and “actual or imminent, not 15 conjectural or hypothetical,” (2) the injury must be “fairly traceable” to the challenged 16 conduct of the defendant, and (3) “it must be likely . . . that the injury will be redressed by 17 18 a favorable decision.” See Lujan v. Defs. of Wildlife, 504 U.S. 555, 560-61 (1992) 19 (internal quotation, citation, and alteration omitted). “The party invoking federal 20 jurisdiction bears the burden of establishing” the elements of standing, see id. at 561, and 21 must make such a showing separately for each form of relief requested, see Friends of 22 the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC) Inc., 528 U.S. 167, 185 (2000). 23 The Ninth Circuit has “consistently recognized that a plaintiff can satisfy the injury 24 25 in fact requirement by showing that [such plaintiff] paid more for a product than [he/she] 26 otherwise would have due to a defendant's false representations about the product.” See 27 McGee v. S-L Snacks Nat'l, 982 F.3d 700, 706 (9th Cir. 2020). A plaintiff also can “plead an economic injury by alleging that [he/she] bargained for a product worth a given value 1 2 but received a product worth less than that value.” See id. at 705–06. 3 Here, plaintiffs allege that “[h]ad [d]efendants not warranted and represented that 4 the Products’ UV feature was capable of sanitizing the air and killing a material number of 5 airborne pathogens as they did, [plaintiffs] would not have purchased the Product[s] or 6 would have paid substantially less for [them].” (See Compl. ¶¶ 7-9.) In addition, plaintiffs 7 allege that they “paid a price premium for [d]efendants’ [p]roducts under the false but 8 reasonable belief that the Air Purifiers would neutralize germs more effectively than 9 10 regular HEPA-filter air purifiers without a UV-C bulb.” (See id. ¶ 73.) 11 The Court finds plaintiffs’ allegations sufficient to establish an injury for purposes 12 of Article III standing. See, e.g., Mazza v. Am. Honda Motor Co., 666 F.3d 581, 595 (9th 13 Cir. 2012) (holding plaintiffs suffered injury in fact where they “contend[ed] that class 14 members paid more for [automobile braking system] than they otherwise would have 15 paid, or bought it when they otherwise would not have done so, because [defendant] 16 made deceptive claims and failed to disclose the system's limitations”). 17 18 2. Statutory Standing 19 Under the UCL and FAL, an individual has standing if he or she has “suffered 20 injury in fact and has lost money or property as a result of” a violation of such statute. 21 See Cal. Bus. & Prof. Code §§ 17204, 17535; see also Kwikset Corp. v. Superior Court, 22 51 Cal. 4th 310, 322 (2011) (citing §§ 17204 and 17535). Under the CLRA, an individual 23 has standing if he or she “suffers any damage as a result of the use . . . of a method, act, 24 25 or practice declared to be unlawful by [the CLRA].” See Cal. Civ. Code. § 1780; see also 26 Meyer v. Sprint Spectrum L.P., 45 Cal. 4th 634, 640 (2009) (citing § 1770). “[A]ny plaintiff 27 who has standing under the UCL's and FAL's ‘lost money or property’ requirement will, a fortiori, have suffered ‘any damage’ for purposes of establishing CLRA standing.” Hinojos 1 2 v. Kohl's Corp., 718 F.3d 1098, 1108 (9th Cir. 2013), as amended on denial of reh'g and 3 reh'g en banc (July 8, 2013). 4 As noted above, plaintiffs allege they “would not have purchased the Product or 5 would have paid substantially less for it” but for defendants “warrant[ies] and 6 represent[ations],” which they “reviewed and relied on” (see Compl. ¶¶ 7-9), and that they 7 “paid a price premium for [d]efendants’ Products under the false but reasonable belief 8 that the Air Purifiers would neutralize germs more effectively than regular HEPA-filter air 9 10 purifiers without a UV-C bulb” (see id. ¶ 73). Such allegations suffice to establish injury in 11 fact and lost money under the UCL, FAL, and CLRA. See Hinojos, 718 F.3d at 1105 12 (holding plaintiff had statutory standing where he “allege[d] that the advertised discounts 13 conveyed false information about the goods he purchased” and “that he would not have 14 purchased the goods in question absent this misrepresentation”). 15 Plaintiffs have not, however, made an adequate “showing of a causal connection 16 or reliance on the alleged misrepresentation” as required by the UCL, FAL, and CLRA. 17 18 See Kwikset Corp. v. Superior Court, 51 Cal. 4th 310 at 326 (holding, for purposes of 19 UCL and FAL, “[a]s a result of” means “caused by” and requires a “showing of a causal 20 connection or reliance on the alleged misrepresentation”); see also Kane v. Chobani, 21 Inc., No. 12-CV-02425-LHK, 2013 WL 5289253, at *5 (N.D. Cal. Sept. 19, 2013) (holding 22 standing under CLRA requires plaintiff to “allege that [such plaintiff] relied on the 23 defendant’s alleged misrepresentation”). 24 25 Although plaintiffs, throughout the Complaint, cite a number of statements made 26 by defendants regarding the Products’ capabilities (see e.g., ¶¶ 39, 46-47), and, as 27 plaintiffs note, they do identify where they purchased the Products (see Compl. ¶¶ 7-9), plaintiffs do not, contrary to their argument, identify the particular statement(s) each read 1 2 or heard before making his or her purchase (see id.) and that bore on such decision, a 3 deficiency fatal to plaintiffs’ claims. See Kwikset Corp. v. Superior Court, 51 Cal. 4th 310 4 at 326. 5 Accordingly, plaintiffs’ consumer protection law claims are subject to dismissal. 6 3. Standing to Seek Injunctive Relief 7 To have standing to seek injunctive relief, a plaintiff must “demonstrate a real and 8 immediate threat of repeated injury in the future.” See Chapman v. Pier 1 Imports (U.S.) 9 10 Inc., 631 F.3d 939, 946 (9th Cir. 2011) (internal quotation and citation omitted). The 11 “threatened injury must be certainly impending to constitute [Article III] injury in fact” and 12 “allegations of possible future injury are not sufficient.” Clapper v. Amnesty Int'l USA, 568 13 U.S. 398 (2013) (emphasis in original) (internal quotation and citation omitted). Here, as 14 set forth below, plaintiffs fail to make the requisite showing. 15 “[W]here a plaintiff learns information during litigation that enables her to evaluate 16 product claims and make appropriate purchasing decisions going forward,” injunctive 17 18 relief “would serve no meaningful purpose as to that plaintiff.” See Jackson v. Gen. Mills, 19 Inc., No. 18CV2634-LAB (BGS), 2020 WL 5106652, at *5 (S.D. Cal. Aug. 28, 2020). “[A] 20 previously deceived consumer may,” however, “have standing to seek an injunction 21 against false advertising or labeling, even though the consumer now knows or suspects 22 that the advertising was false at the time of the original purchase,” see Davidson v. 23 Kimberly-Clark Corp., 889 F.3d 956, 969 (9th Cir. 2018), two examples of such 24 25 circumstances being where the plaintiff “plausibly allege[s] [he/she] would want to 26 purchase the product, but that [he/she is] unable to rely on the labels and so will refrain 27 from purchasing a product [he/she] want[s],” or “plausibly allege[s] that [he/she] would purchase a product in the future, despite the fact it was once marred by false advertising 1 2 or labeling, as [he/she] may reasonably, but incorrectly, assume the product was 3 improved,” see Hanscom v. Reynolds Consumer Prod. LLC, 2022 WL 591466, at *4 4 (N.D. Cal. Jan. 21, 2022) (citing Davidson, 889 F.3d at 970-71). 5 Here, defendants challenge plaintiffs’ standing to seek injunctive relief because, 6 according to defendants, “[n]o amount of ‘corrective advertising’ would disabuse them of 7 the notion that the UV-C light in the Products does not provide any germ-killing benefits 8 beyond what the HEPA filter provides” (see Mot. at 19:12-14). The Court agrees. 9 10 In Davidson, the Ninth Circuit case providing the above-referenced examples, the 11 only way for the plaintiff to determine whether a product falsely advertised as “flushable” 12 wipes was now flushable was to buy the product and flush it. Here, by contrast, plaintiffs 13 allege it is “scientifically impossible for the Products’ UV-C bulb to provide any materially 14 significant antimicrobial benefits over competing air purifiers that only have a HEPA filter.” 15 (See id. ¶ 51.) Given such knowledge, plaintiffs, “going forward,” are able to “evaluate 16 product claims and make appropriate purchasing decisions” as to the Products, and, 17 18 consequently, injunctive relief “would serve no meaningful purpose.” See Jackson v. Gen. 19 Mills, Inc., No. 18CV2634-LAB (BGS), 2020 WL 5106652, at *5 (S.D. Cal. Aug. 28, 20 2020). Indeed, plaintiffs do not allege they have any desire or intent to purchase 21 defendants’ Products in the future. See Davidson at 971 (holding “plaintiff must allege 22 they would want to or intend to purchase the product in the future”). 23 Accordingly, to the extent plaintiffs seek injunctive relief, such claims are subject to 24 25 dismissal for lack of standing. 26 4. Standing as to Products Not Purchased
27 Defendants argue plaintiffs lack Article III standing and statutory standing to challenge Products “[n]one of the named [p]laintiffs claim to have purchased,” namely, 1 2 the “GermGuardian AC4825W” and the “GermGuardian AC4300” (see Mot. at 19:25-26).6 3 Although, as defendants note, “[c]ourts within the Ninth Circuit have split as to 4 whether a plaintiff can assert claims for products [such plaintiff] did not purchase” (see 5 Mot. at 19:26-27), “[t]he majority of the courts that have carefully analyzed the question 6 hold that a plaintiff may have standing to assert claims for unnamed class members 7 based on products he or she did not purchase so long as the products and alleged 8 misrepresentations are substantially similar,” see Brown v. Hain Celestial Grp., Inc., 913 9 10 F. Supp. 2d 881, 890 (N.D. Cal. 2012); see also Ang v. Bimbo Bakeries USA, Inc., 2014 11 WL 1024182, at *6 (N.D. Cal. Mar. 13, 2014) (noting “judges in this District have 12 continued to look at the same factors—similarity in products, similarity in claims, 13 similarities in injury to consumers—to determine which unpurchased products can be 14 included by plaintiffs in their. . . class actions”). 15 Here, plaintiffs seek to represent a “nationwide class” and a “California subclass” 16 of individuals who “purchased a GermGuardian AC4825E, AC4825W, AC4825DLX, 17 18 AC4300, or replacement UV bulbs for those products.” (See Compl. ¶¶ 74-75.) Those 19 four products, as well as the misrepresentations made and monetary damages incurred 20 in connection with their purchase, are alleged to be, in all material respects, essentially 21 the same. (See Compl. ¶ 39 (alleging Products have “uniform packaging”); id. ¶ 69 n.9 22 (alleging Products “all feature substantially the same design”); id. ¶ 73 (alleging 23 consumers paid “price premium”).) 24 25
26 6 In their opposition, plaintiffs point out that Garfield is alleged to have purchased 27 an AC4300BPTCA. (See Opp’n. at 18 n.6 (citing Compl. ¶ 9).) Accordingly, plaintiffs are not precluded from pleading claims based on Products 1 2 they have not purchased. 3 B. Failure to Allege No Adequate Remedy at Law 4 The CLRA provides for legal damages, restitution, and injunction as forms of 5 remedy. See Cal. Civ. Code § 1780(a)(1)-(3). The UCL and FAL are equitable actions, 6 and remedies “are generally limited to injunctive relief and restitution.” See Sharpe v. 7 Puritan's Pride, Inc., 466 F. Supp. 3d 1066, 1070 (N.D. Cal. 2020) (citing Korea Supply 8 Co. v. Lockheed Martin Corp., 29 Cal. 4th 1134, 1144 (2003)). 9 10 Defendants contend plaintiffs’ “UCL and FAL claims must be dismissed because 11 they cannot establish that they lack an adequate remedy at law, which they seek under 12 both their CLRA and fraud claims.” (See Mot. at 14:9-10.) 13 The Ninth Circuit has held that “[t]he traditional principles governing equitable 14 remedies in federal courts, including the requisite inadequacy of legal remedies, apply 15 when a party requests restitution under the UCL . . . in a diversity action.” See Sonner v. 16 Premier Nutrition Corp., 971 F.3d 834, 844 (9th Cir. 2020); see also Banks v. R.C. 17 18 Bigelow, Inc., 536 F.Supp.3d 640, 649 (C.D. Cal. 2021) (dismissing plaintiff's FAL claim 19 for failure to plead lack of adequate remedy at law). Consequently, in order to state a 20 claim under California's consumer fraud statutes, a plaintiff “must establish that [he/she] 21 lacks an adequate remedy at law before securing equitable restitution for past harm[.]” 22 See Sonner, 971 F.3d at 844. 23 Here, plaintiffs’ claims for restitution under the UCL and FAL are based on the 24 25 same alleged conduct as their claims for damages under their CLRA and fraud causes of 26 action. 27 Accordingly, to the extent plaintiffs seek restitution under the UCL and FAL, those claims are subject to dismissal for failure to allege a lack of remedy at law. To the extent 1 2 plaintiffs seek injunctive relief under the UCL and FAL, however, said claims are not 3 subject to dismissal on such ground. 4 C. Failure to State a Claim 5 Defendants argue “the Complaint fails to state [any] claim” (see Mot. at 7:3), and 6 that “[c]laims sounding in fraud, such as the UCL, FAL, CLRA and the fraud claim 7 asserted here” do not “satisfy Rule 9(b)’s heightened particularity standard” (see id. at 8 7:11-13). 9 10 1. Legal Standard 11 Dismissal under Rule 12(b)(6) “can be based on the lack of a cognizable legal 12 theory or the absence of sufficient facts alleged under a cognizable legal 13 theory.” See Balistreri v. Pacifica Police Dep't, 901 F.2d 696, 699 (9th Cir. 1990). Rule 14 8(a)(2), however, “requires only ‘a short and plain statement of the claim showing that the 15 pleader is entitled to relief.’” See Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 16 (2007) (quoting Fed. R. Civ. P. 8(a)(2)). Consequently, “a complaint attacked by a Rule 17 18 12(b)(6) motion to dismiss does not need detailed factual allegations.” See id. 19 Nonetheless, “a plaintiff's obligation to provide the grounds of his entitlement to relief 20 requires more than labels and conclusions, and a formulaic recitation of the elements of a 21 cause of action will not do.” See id. (internal quotation, citation, and alteration omitted). 22 In analyzing a motion to dismiss, a district court must accept as true all material 23 allegations in the complaint and construe them in the light most favorable to the 24 25 nonmoving party. See NL Indus., Inc. v. Kaplan, 792 F.2d 896, 898 (9th Cir. 1986). “To 26 survive a motion to dismiss,” however, “a complaint must contain sufficient factual 27 material, accepted as true, to ‘state a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Twombly, 550 U.S. at 570). “Factual 1 2 allegations must be enough to raise a right to relief above the speculative 3 level,” Twombly, 550 U.S. at 555, and courts “are not bound to accept as true a legal 4 conclusion couched as a factual allegation,” see Iqbal, 556 U.S. at 678 (internal quotation 5 and citation omitted). 6 2. All Counts 7 At the outset, defendants contend “each of plaintiffs causes of action fails because 8 [p]laintiffs fail to identify any false or misleading statement.” (See Mot. at 7:18-20.) In 9 10 particular, defendants argue, plaintiffs allege that defendants’ statements are misleading 11 because the UV-C bulb does not “provide any material germ ‘killing’ or ‘reduction’ 12 benefits as air initially passes through the unit” (see Mot. at 8:16-18) (citing ¶ Compl. 52) 13 (emphasis added by defendants), and that “nowhere does [any] defendant claim that the 14 germ-killing benefits of UV-C accrue entirely during the initial pass through the unit” (see 15 Mot. at 8:21-23). Although, plaintiffs, in response, argue they “identify a plethora of 16 statements that [d]efendants made about the Products upon which they relied” (see 17 18 Opp’n. at 5:1-2), plaintiffs’ appear to be pleading that all such statements are false or 19 misleading because the Products are not effective at killing a material amount of bacteria, 20 viruses, and mold upon their initial pass through. (See, e.g., Compl. ¶¶ 7-9 (alleging 21 plaintiffs relied on and believed that the “Product[s] w[ere] capable of killing a material 22 amount of bacteria, viruses and mold as they initially pass through the unit”); ¶ 52 23 (alleging defendants’ “representations that the UV-C bulb in the Products is capable of 24 25 providing any material germ ‘killing’ or ‘reduction’ benefits as air initially passes through” 26 are “demonstrably false”).) 27 Accordingly, each of plaintiffs’ claims is subject to dismissal for failure to plead a false statement.7 1 2 The Court next turns to additional arguments made by defendants as to one or 3 more of plaintiffs’ claims. 4 3. State Consumer Protection Claims (Counts I, II, III) 5 Defendants contend plaintiffs’ claims under the UCL, FAL, and CLRA fail to meet 6 the heightened pleading requirements of Rule 9(b). 7 Rule 9(b) requires a party to “state with particularity the circumstances constituting 8 fraud or mistake.” See Fed. R. Civ. P. 9(b).8 “Allegations of fraud must ‘be specific 9 10 enough to give defendants notice of the particular misconduct so that they can defend 11 against the charge and not just deny that they have done anything wrong.’” See Elgindy 12 v. AGA Serv. Co., 2021 WL 1176535, at *4 (N.D. Cal. Mar. 29, 2021) (quoting Vess v. 13 Ciba-Geigy Corp. USA, 317 F.3d 1097, 1106 (9th Cir. 2003)). Consequently, to satisfy 14 Rule 9(b), “[a]verments of fraud must be accompanied by the who, what, when, where, 15 and how of the misconduct charged.” See Vess, 317 F.3d at 1106. 16 Here, as noted, plaintiffs identify which of defendants' air purifier models they 17 18 purchased and the dates on which they purchased the products on Amazon. (See Compl. 19 ¶ 38, 7-9.) Also, as noted, they cite a number of statements made by defendants and 20 allege they “reviewed and relied on [d]efendants’ warranties and representations.” (See 21 Compl. ¶ 7-9.) Plaintiffs do not, however, identify which statements they saw and relied 22 23
24 7 Given such ruling, the Court does not address herein defendants’ additional 25 argument that the Court lacks personal jurisdiction over them as to the claims of non- resident class members. 26 8 There is no dispute that Rule 9(b) applies to the UCL, FAL, and CRLA claims. 27 (See Opp’n. at 10:14-19.) on when making their purchasing decisions, and “courts in this [C]ircuit have held that a 1 2 plaintiff does not satisfy Rule 9(b) when the plaintiff generally identifies allegedly 3 misleading statements but fails to specify which statements the plaintiff actually saw and 4 relied upon,” see In re Arris Cable Modem Consumer Litig., No. 17-CV-01834-LHK, 2018 5 WL 288085, at *8 (N.D. Cal. Jan. 4, 2018); see also, e.g., Pirozzi v. Apple Inc., 913 F. 6 Supp. 2d 840, 850 (N.D. Cal. 2012) (holding plaintiff failed to state claims under UCL, 7 FAL, and CLRA where “[p]laintiff identifie[d] a number of representations made by 8 [defendant]” but “fail[ed] to provide the particulars of her own experience reviewing or 9 10 relying upon any of those statements” and did not “specify when she was exposed to the 11 statements or which ones she found material to her decisions to purchase [the product]”). 12 Accordingly, plaintiffs’ consumer protection law claims are subject to dismissal. 13 4. Fraud (Count IV) 14 Common law fraud claims likewise are subject to rule 9(b)’s heightened pleading 15 standard, see Fed. R. Civ. P. 9(b), and, for the reasons stated above, plaintiffs fail to 16 meet that standard. 17 18 Accordingly, plaintiffs’ fraud claim is subject to dismissal. 19 5. Breach of Express Warranty (Count V) 20 To state a claim for breach of express warranty, the plaintiff must show “(1) [the 21 seller] made an affirmation of fact or promise or provided a description of its goods; (2) 22 the promise or description formed part of the basis of the bargain; (3) the express 23 warranty was breached; and (4) the breach caused injury to the plaintiff.” See Corbett v. 24 25 PharmaCare U.S., Inc., 567 F. Supp. 3d 1172, 1199 (S.D. Cal. 2021) (internal quotation 26 and citation omitted). “To constitute a warranty and be actionable, the statement must be 27 specific and unequivocal.” Id. (internal quotation and citation omitted). 4 Here, in their Complaint, plaintiffs do not identify any fact or promise made by 2 || defendants, or description provided by them, on which plaintiffs’ breach of warranty claim 3 || is based. Rather, they “incorporate by reference” all of the “preceding paragraphs” (see 4 || Compl. at § 126) and then make the general, and insufficient, allegation that “[djefendants’ affirmation of fact that the [p]roducts could effectively kill a material amount 6 of microbes with UV-C light was the basis of the bargain” (see id. J 128); see also In re 7 3 Clorox Consumer Litig., 894 F. Supp. 2d 1224, 1235 (N.D. Cal. 2012) (holding plaintiffs 9 failed to state claim for breach of warranty where defendant “would need to guess at 10 || which labels and which packaging form the basis of [p]laintiffs’ claim.”) 11 Accordingly, plaintiffs’ claim for breach of express warranty is subject to dismissal. 12 CONCLUSION 13 & For the reasons stated above, defendants’ motion is hereby GRANTED, and the (14 Complaint is hereby DISMISSED with leave to amend. 15 Plaintiffs’ First Amended Complaint, if any, shall be filed no later than April 25, 16 2024. 17 IT IS SO ORDERED. 18 19 - Dated: April 4, 2024 : 20 MAXINE M. CHESNEY United States District Judge 22 23 24 25 26 27 28 15