Feldman v. Yapstone CA2/3

CourtCalifornia Court of Appeal
DecidedMarch 9, 2023
DocketB316156
StatusUnpublished

This text of Feldman v. Yapstone CA2/3 (Feldman v. Yapstone CA2/3) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Feldman v. Yapstone CA2/3, (Cal. Ct. App. 2023).

Opinion

Filed 3/9/23 Feldman v. Yapstone CA2/3

NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS

California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(a). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115(a).

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

SECOND APPELLATE DISTRICT

DIVISION THREE

TODD FELDMAN, B316156

Plaintiff and Appellant, Los Angeles County Super. Ct. No. v. 19STCV14523 YAPSTONE, INC.,

Defendant and Respondent.

APPEAL from a judgment of the Superior Court of Los Angeles County, Rupert A. Byrdsong, Judge. Reversed and remanded. Miller Barondess and James Goldman for Plaintiff and Appellant. Kabat Chapman & Ozmer, Theresa A. Kristovich and Paul A. Grammatico for Defendant and Respondent. _______________________________________ INTRODUCTION

In 2000, Todd Feldman purchased shares of Yapstone, Inc.’s (Yapstone) stock.1 In 2019, he sued Yapstone for declaratory relief and breach of contract, asserting Yapstone violated his anti-dilution rights as a holder of the company’s stock by failing to give him the opportunity to obtain additional shares of stock when, between 2003 and 2015, it issued several million shares to various investors and employees at reduced or no cost. The court granted Yapstone’s motion for summary judgment, finding Feldman’s claims are time-barred. Because there is a triable issue of fact as to whether the delayed discovery rule tolled the statute of limitations for at least one of the alleged breaches underlying Feldman’s breach of contract claim, we reverse the judgment.

FACTS AND PROCEDURAL BACKGROUND

1. Feldman Invests in Yapstone Yapstone is an online payment company incorporated in Delaware and headquartered in Walnut Creek, California. Thomas J. Villante is Yapstone’s chairman and chief executive officer. Villante and Feldman were childhood friends. In March 2000, Yapstone filed a certificate of designation authorizing the company to issue 250,000 shares of “Series A Preferred Stock” (March 2000 Certificate of Designation). That certificate sets forth the rights of Series A Preferred stockholders, including the right to convert such stock into Yapstone’s Class A Common Stock. Series A Preferred stockholders were also given

1 The company is currently known as Yapstone Holdings, Inc.

2 limited anti-dilution protections, such as the right to convert Series A Preferred Stock into Class A Common Stock at a discounted rate should the company issue Class A Common Stock, or any security convertible into that class of stock, below the stock’s conversion price, which at the time was $10 per share. The March 2000 Certificate of Designation states that the rights of Series A Preferred stockholders can be amended with two- thirds of those stockholders’ approval. In April 2000, after consulting with Villante, Feldman purchased 2,500 shares of Yapstone’s Series A Preferred Stock. At the time, Feldman’s shares accounted for about one percent of all Yapstone’s Series A Preferred Stock and about a quarter of one percent of all Yapstone’s stock.2 Shortly after Feldman purchased his shares of Series A Preferred Stock, Yapstone sent him a copy of his subscription agreement. That agreement includes a provision entitled “Limited Voting Stock; Dilution,” which provides: “Investor understands that (1) the Shares [of Series A Preferred Stock] are only entitled to one vote per Share whereas [Yapstone] has issued a significant number of shares of Class B Common Stock entitled to ten votes per share; (2) [Yapstone] is not agreeing to maintain the percentage ownership provided by Investor’s purchase of the Shares; (3) [Yapstone] is currently selling and probably will in the future sell more equity and other securities to raise capital and issue such securities for purposes of providing compensation and reimbursement to [Yapstone’s] officers and others; and (4)

2In May 2011, Villante gifted Feldman 1,000 shares of Class A Common Stock.

3 any such issuance of equity securities will reduce Investor’s percentage in [Yapstone] accordingly.” 2. Yapstone Acquires RentPayment.com’s Assets In September 2002, Yapstone agreed to purchase the assets of a competitor online payment company, RentPayment.com (RentPayment). As part of the deal, RentPayment would receive a 25 percent equity interest in Yapstone. Specifically, Yapstone would issue to RentPayment: (1) 135,431 shares of Yapstone’s Class A Common Stock at $0.001 value per share; (2) 420,125 shares of Yapstone’s Class B Common Stock at $0.001 value per share; and (3) 134,250 shares of Yapstone’s Series A Preferred Stock at no par value per share. As part of the acquisition, RentPayment’s president and chief executive officer, Matthew Golis, would become Yapstone’s president and chief operating officer, and Golis would “be able to direct the voting and disposition of all [Yapstone’s] shares owned by RentPayment.” To facilitate the purchase agreement, Yapstone’s creditors, including Villante, agreed to restructure Yapstone’s debt. Specifically, Yapstone would issue to Villante 187,950 shares of Series A Preferred Stock and 777,778 shares of Class B Common Stock in consideration of nearly $500,000 of debt that Yapstone owed Villante for unpaid compensation and various advances he made to the company. Additionally, Yapstone agreed to assume $175,000 of debt that RentPayment owed Golis for unpaid compensation. The same month it agreed to purchase RentPayment’s assets, Yapstone sent its stockholders, including Feldman, a document detailing the purchase agreement (Information Sheet). The Information Sheet included the following disclosure: “Upon completion of the Acquisition, [Yapstone’s] directors and

4 executive officers and persons or entities affiliated with them will beneficially own in the aggregate approximately 48% of [Yapstone’s] outstanding Class A Common Stock, approximately 100% of [the company’s] outstanding Class B Common Stock and approximately 66% of [the company’s] outstanding Series A Preferred Stock. If these shareholders vote together as a group, they will be able to control [the company’s] business and affairs, including the election of individuals to [the company’s] board of directors, and to otherwise affect the outcome of certain actions that require shareholder approval, including the adoption of amendments to [the company’s] Certificate of Incorporation and certain mergers, sales of assets and other business acquisitions or dispositions.” In early February 2003, Yapstone sent the company’s stockholders, including Feldman, a letter addressing what steps the company needed to take to finalize its purchase of RentPayment’s assets (RentPayment Purchase Letter). The letter stated that to complete the purchase, Yapstone needed to issue Class A Common Stock and Series A Preferred Stock “for an amount equal to less than $10.00 per share,” which would trigger the Series A Preferred stockholders’ anti-dilution rights. Yapstone asked its stockholders for assurance that “the issuance of [the] Company’s Class A Common Stock and Preferred Stock in connection with the [purchase agreement] will not trigger the Anti-Dilution Right.” To that end, Yapstone sought approval from two-thirds of the Series A Preferred stockholders to amend the March 2000 Certificate of Designation to exempt any shares issued as part of the RentPayment purchase agreement from the anti-dilution rights of Series A Preferred stockholders. Yapstone assured its stockholders that “the waiver of the Anti-Dilution

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Feldman v. Yapstone CA2/3, Counsel Stack Legal Research, https://law.counselstack.com/opinion/feldman-v-yapstone-ca23-calctapp-2023.