Faz v. State

510 S.W.2d 922, 1974 Tex. Crim. App. LEXIS 1757
CourtCourt of Criminal Appeals of Texas
DecidedJune 19, 1974
Docket48589-48592
StatusPublished
Cited by74 cases

This text of 510 S.W.2d 922 (Faz v. State) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Faz v. State, 510 S.W.2d 922, 1974 Tex. Crim. App. LEXIS 1757 (Tex. 1974).

Opinion

OPINION

ONION, Presiding Judge.

Appellant was convicted of three offenses of robbery by assault (Cause Nos. 48,589, 48,590, 48,591) and of burglary with the intent to commit theft (Cause No. 48,592). Punishment in each case was assessed by the court at ten (10) years. The sentences were ordered to run concurrently. Appellant appeals each case on identical grounds of error.

*924 The appellant waived a jury trial and entered a plea of guilty before the court to each of the four separate charges.

In three grounds of error appellant complains that the trial court erred in accepting his plea of guilty without inquiring into the defensive issue of his sanity at the time of the commission of the offenses when such issue was raised by evidence offered at a previous hearing on the issue of competency to stand trial before another judge. It is observed that appellant complains not that the trial court failed to withdraw the plea of guilty, but that the court failed to inquire as to a defense.

The record reflects that on September 7, 1971, appellant’s court-appointed trial counsel filed a motion for a preliminary sanity hearing to determine whether appellant was competent to stand trial and attached thereto several exhibits, one of which was a letter dated May 21, 1971, from Dr. Allen C. Chittenden diagnosing the appellant as presently incompetent to stand trial but sane at the time the offenses were committed.

On December 2, 1971, a hearing on said motion was held before the Honorable Peter Michael Curry, sitting as Judge of the 186th District Court. During the hearing, Dr. James B. Polka, a licensed psychiatrist, testified that after examining the appellant he was of the opinion that the appellant was mentally ill and unable to assist counsel in his defense. Dr. Polka further testified that appellant’s diagnosed illness of schizophrenia had developed gradually over a period of years, but the witness could not express an opinion as to appellant’s mental condition at the time the offenses were committed.

At the same hearing appellant’s counsel and the State stipulated to another letter dated November 17, 1971, from Dr. Chit-tenden disclosing that if called to testify he would express the opinion that the appellant is presently insane and was insane at the time the offenses were committed.

At the conclusion of the hearing the jury was instructed on the issue of present insanity (competency to stand trial), and if they found the appellant was presently insane, whether such condition would require hospitalization. After an affirmative finding on both issues, the appellant was adjudged presently incompetent to stand trial and was transferred to Rusk State Hospital on December 9, 1971.

The record further reflects that on August 21, 1972, the appellant was certified as sane to the committing court and on December 11, 1972, a restoration sanity hearing was held before the Honorable James E. Barlow, at the conclusion of which the jury returned a verdict that the appellant was presently sane.

Thereafter, on July 10, 1973, appellant and his counsel appeared before Judge Barlow and announced that he was changing his plea from not guilty to guilty in each case. The trial court then carefully and exhaustively inquired into appellant’s understanding of the charges against him, determined that appellant was pleading guilty because he was guilty, advised him of the range of punishment (consequences of his plea), and determined after lengthy inquiry that he was not prompted to plead guilty because of fear, persuasion, delusive hope of pardon, coercion, force, promises, etc. On the issue of competency to stand trial, the following exchange is reflected:

“THE COURT: There has been a psychiatric evaluation, there is a letter from the psychiatrist in the record which I will take into consideration on the issue of his sanity.
“MR. ARMSTRONG: Yes, sir; and each copy of the stipulations — the State has made a Xerox copy of the letter from Dr. L. D. Neal, M.D. (sic), Superintendent of Rusk State Hospital, and it is made an attachment of the stipulations in each cause.
“THE COURT: All right. I will consider that in the consideration of the plea itself.”

*925 No issue was made at the time the pleas were entered regarding the appellant’s sanity at the time of trial or at the time of the commission of the offenses.

Appellant does not claim that the court failed to admonish him as to the consequences of his pleas, nor does he claim that the court failed to inquire into the matter of present sanity. Rather, his complaint is that since Dr. Chittenden’s letter dated November 17, 1971, was admitted at the preliminary hearing the trial court should have, sua sponte, upon the entry of the guilty pleas, inquired further into the matter of the defensive issue of sanity at the time the offenses were committed.

In Taylor v. State, 88 Tex.Cr.R. 470, 227 S.W. 679 (1921), the court wrote:

“ . . . The question of sanity, when such plea of guilty is offered, is for the court and relates solely to the mental condition of the accused when making his plea, and not to such condition when the offense was committed. The act of pleading guilty to the commission of a crime, a felony which involves disgrace and heavy penalties, is so against his interest that it pleased the mericiful framers of our laws to assume that a man would not do so in his right mind, and when free from hostile influences. So that the inquiry in such case is confined to the time of the plea and is only for the court. . . .” (Emphasis supplied)

Further, since the issue of insanity at the time of the commission of an offense is primarily a defensive one, it should be raised during the course of the trial. See Fuller v. State, 423 S.W.2d 924 (Tex.Cr.App.1968); Newton v. State, 509 S.W.2d 610 (Tex.Cr.App. delivered May 22, 1974).

If the defense of insanity at the time of the commission of the offense is sufficiently raised during the taking of a guilty plea or plea of nolo contendere before the court, the court should then give the accused the right to withdraw his plea and enter a plea of not guilty, and if he does not, then the court shall enter a plea of not guilty for him. See and compare Edwards v. State, 114 S.W.2d 572 (Tex. Cr.App.1938); Thompson v. State, 127 Tex.Cr.R. 494, 77 S.W.2d 538 (Tex.Cr. App.1934); Yantis v. State, 255 S.W. 180, 182 (Tex.Cr.App. 1923). 1

Thus, it is clear that if the evidence sufficiently raises a defensive issue the court is . required to withdraw the guilty or nolo contendere plea if the accused does not enter a plea of not guilty. The procedure does not simply call for the court to make inquiry, as apparently contended by appellant.

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Cite This Page — Counsel Stack

Bluebook (online)
510 S.W.2d 922, 1974 Tex. Crim. App. LEXIS 1757, Counsel Stack Legal Research, https://law.counselstack.com/opinion/faz-v-state-texcrimapp-1974.