Fauerbach v. Carlisle CA3

California Court of Appeal·Decided June 12, 2023·No. C092170·Unpublished

Opinion

Filed 6/12/23 Fauerbach v. Carlisle CA3 NOT TO BE PUBLISHED California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA THIRD APPELLATE DISTRICT (El Dorado) ----

CAROL FAUERBACH, C092170

Plaintiff and Respondent, (Super. Ct. No. PFL20150037)

v.

WILLIAM CARLISLE,

Defendant and Appellant.

This appeal is one in a series of appeals concerning an ongoing feud between former spouses, William Carlisle and Carol Fauerbach. Carlisle, an attorney representing himself in propria persona, asserts a myriad of arguments challenging the trial court’s May 19, 2020 order, in which the trial court denied his claims of exemption from levies to enforce Fauerbach’s money judgment. We deem the majority of Carlisle’s arguments forfeited and find no merit in the remainder. We thus affirm.

1 FACTUAL, PROCEDURAL, AND LEGAL BACKGROUND We take some of the background facts from our unpublished opinions in prior appeals between the parties because Carlisle failed to provide this court with an adequate record from which to glean all pertinent facts. (Cal. Rules of Court, rule 8.115(b)(1) [court may cite an unpublished case “[w]hen the opinion is relevant under the doctrines of law of the case, res judicata, or collateral estoppel”].) “The parties married in 1991 and divorced in 2015.” (Fauerbach v. Carlisle (Mar. 8, 2023, C090306) [nonpub. opn.].) “Among other rulings made in a 2018 judgment arising out of the parties’ divorce proceedings, the trial court (1) divided the parties’ community property, (2) ordered Carlisle to pay $8,000 a month in permanent spousal support to Fauerbach, (3) ordered Carlisle to pay to Fauerbach $125,000 in sanctions pursuant to Family Code section 271, and (4) awarded to Carlisle” certain bank accounts and funds. (Ibid., fn. omitted.) This court upheld the 2018 judgment in 2021. (In re Marriage of Carlisle (Jan. 6, 2021, C086346) [nonpub. opn.].) At issue in this appeal is the trial court’s denial of Carlisle’s claims of exemption from levies to enforce Fauerbach’s money judgment. The trial court explained the dispute centered around “monies levied from purported retirement accounts held at Bank of the West ($147,564.83), Union Bank ($143,143.54), El Dorado Savings [Bank] ($57,825.07), and U.S. Bank ($1,888.83)” and “$30,000 deposited in an account held at Bank of the West, which [Carlisle] claims is not subject to levy because it was money being held in trust (relating to an attorney fee lien) at the time of levy.” To set the stage for the trial court’s ruling, we briefly provide a general summary of the pertinent law regarding claims of exemption.

2 “Except as otherwise provided by law, all property of the judgment debtor is subject to enforcement of a money judgment.” (Code Civ. Proc., § 695.010, subd. (a).)1 The types of property exempt from this rule are enumerated in sections 704.010 to 704.230. Private retirement accounts are generally a type of property exempt from enforcement of a money judgment. (§ 704.115, subd. (b).) When money in a private retirement plan, as described in section 704.115, subdivision (b), however, “is sought to be applied to the satisfaction of a judgment for child, family, or spousal support” (id., subd. (c)(1)), the trial court must “determine the extent to which the exempt property nevertheless shall be applied to the satisfaction of the judgment” (§ 703.070, subd. (c)). “In making this determination, the court shall take into account the needs of the judgment creditor, the needs of the judgment debtor and all the persons the judgment debtor is required to support, and all other relevant circumstances. The court shall effectuate its determination by an order specifying the extent to which the otherwise exempt property is to be applied to the satisfaction of the judgment.” (Ibid.) To assist in the foregoing review, section 703.530, subdivision (a) provides, “If property is claimed as exempt pursuant to a provision exempting property to the extent necessary for the support of the judgment debtor and the spouse and dependents of the judgment debtor, the claim of exemption shall include a financial statement,” as more specifically described in subdivision (b). “The financial statement shall be executed under oath by the judgment debtor and, unless the spouses are living separate and apart, by the spouse of the judgment debtor.” (Id., subd. (c).) “In general, any property of the judgment debtor that is subject to enforcement of a money judgment is subject to levy under a writ of execution under section 699.710.” (FirstMerit Bank, N.A. v. Reese (2015) 242 Cal.App.4th 408, 412.) The judgment debtor

1 All undesignated section references are to the Code of Civil Procedure.

3 may file a claim of exemption after being served with a notice of levy (§ 703.520, subd. (a)), and the judgment creditor, in turn, may file a notice of opposition and notice of motion for an order determining the claim of exemption (§ 703.550, subd. (a)). If a notice of opposition to the claim of exemption is filed, the judgment creditor is entitled to a hearing. (§ 703.570.) “The claim of exemption and notice of opposition to the claim of exemption constitute the pleadings, subject to the power of the court to permit amendments in the interest of justice.” (§ 703.580, subd. (a).) At the hearing, “the exemption claimant has the burden of proof.” (Id., subd. (b).) If the court is “satisfied that sufficient facts are shown by the claim of exemption . . . and the notice of opposition, [the trial court] may make its determination thereon. If not satisfied, the court shall order the hearing continued for the production of other evidence, oral or documentary.” (Id., subd. (c).) “At the conclusion of the hearing, the court shall determine by order whether or not the property is exempt in whole or in part,” but the trial court is not required to make findings. (Id., subd. (d).) In its ruling on Carlisle’s claims of exemption, the trial court initially addressed Carlisle’s procedural arguments. The trial court rejected Carlisle’s contention that his pending appeal of the trial court’s January 4, 2018 decision stayed the enforcement of a writ of execution because “no stay was ordered by the court of appeal and [Carlisle] did not post an appeal bond or an undertaking.” Second, the trial court found unpersuasive Carlisle’s argument that “there were service defects with the notices of levy.” Third, the trial court found “nothing procedurally improper regarding [Fauerbach’s] engagement of [an] attorney . . . on a limited scope basis on September 9, 2019.” Finally, the trial court found “that no protective order was issued for [Carlisle’s] accounts” and explained it “had recently ruled again that the issue of a protective order was moot given that no contempt matter was pending.” Turning to the merits of Carlisle’s claims, the trial court explained that, following its tentative rulings on Carlisle’s procedural arguments on February 25, 2020, “the court

4 indicated to the parties that despite [Carlisle] having had months to provide evidence to the court to establish which accounts are retirement accounts, he had not yet done so. [Citation.] Pursuant to section 703.580, [subdivision (c),] the court continued the matter to February 28[, 2020,] in order for [Carlisle] to produce additional evidence.” The trial court denied Carlisle’s claim of exemption as to the El Dorado Savings Bank account and the U.S. Bank account because Carlisle conceded during the hearing that the accounts are not retirement accounts.

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