Farrell v. Johnson & Johnson

335 Conn. 398
Supreme Court of Connecticut·Decided April 15, 2020·No. SC20225·Published·Cited by 5 cases

Opinion

MARY BETH FARRELL ET AL. v. JOHNSON AND JOHNSON ET AL.

(SC 20225)

Robinson, C. J., and Palmer, McDonald, D’Auria, Mullins, Kahn and Ecker, Js.

Syllabus

The plaintiffs, M and V, sought to recover damages from, among others, the defendant H, a urogynecologist, for, inter alia, lack of informed consent and innocent misrepresentation in connection with an unsuccessful surgery in which H implanted a mesh product in M’s body for the purpose of treating M’s pelvic organ prolapse. M experienced bleeding and pain after the procedure, and, despite several follow-up procedures to alleviate the pain and to remove the mesh product, her pain continued. M subsequently was diagnosed with nerve damage. Prior to trial, the plaintiffs sought to introduce into evidence two articles from medical journals containing certain statements regarding the limited data about the mesh product used in the present case and the experimental nature of the implantation procedure, including statements that patients should consent to the surgery with an understanding of the risks and experimental nature of the procedure. The plaintiffs claimed that the statements in the articles were admissible to demonstrate that H knew or should have known that the mesh surgery was experimental and the subject of medical controversy, and that H failed to properly advise M of the risks associated with the mesh product. Following a hearing, the trial court determined that the articles were being offered not for purposes of notice but for the truth of the matter asserted therein and, therefore,

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335 Conn. 398 OCTOBER, 2020 399 Farrell v. Johnson & Johnson were inadmissible hearsay. At the conclusion of the trial, the court directed a verdict in favor of H and another remaining defendant on the innocent misrepresentation claim. The jury subsequently returned a verdict in favor of the defendants on the remaining claims, and the trial court rendered judgment thereon. Thereafter, the plaintiffs appealed to the Appellate Court, which affirmed the trial court’s judgment. The Appellate Court concluded, inter alia, that the trial court did not abuse its discretion by excluding the two journal articles on the ground that they were inadmissible hearsay and that the trial court properly directed a verdict for the defendants on the innocent misrepresentation claim because innocent misrepresentation claims primarily apply to business transactions, typically between a buyer and seller. On the granting of certification, the plaintiffs appealed to this court. Held:

1. The Appellate Court correctly concluded that the trial court did not abuse its discretion in declining to admit into evidence the two journal articles offered by the plaintiffs on the ground that those articles were inadmissible hearsay: the plaintiffs could not introduce the articles for the nonhearsay purpose of proving what H, as a physician, knew or reasonably should have known with respect to the experimental nature of the mesh product and procedure, as the plaintiffs failed to meet their burden of demonstrating that H read or reasonably should have read the contents of the articles; moreover, the defendants contested the authority of the articles, and the trial court did not abuse its discretion in excluding them for the purpose of establishing that they were so authoritative in the field that H should have been on constructive notice of their content.

2. The Appellate Court properly upheld the trial court’s decision to direct a verdict for the defendants on the plaintiffs’ innocent misrepresentation claim, this court having concluded that such a claim does not lie in the context of the present case: innocent misrepresentation claims in Connecticut generally are governed by § 552C of the Restatement (Second ) of Torts, which requires that the misrepresentation occur in a ‘‘sale, rental or exchange transaction with another,’’ and, in the present case, the plaintiffs and H were not parties to such a commercial transaction because M sought out the services of H not to purchase the mesh product but primarily for the provision of medical services, namely, the implantation of the mesh product; moreover, this court rejected the plaintiffs’ claim that liability for innocent misrepresentation should be extended to statements made by physicians in the course of providing medical services because, although § 552C of the Restatement (Second) of Torts acknowledges that claims for innocent misrepresentation may be brought in the context of other types of business transactions, the provision of medical care often requires physicians to provide medical opinions rather than statement of facts, and a physician who makes a false statement of fact still may be liable for misrepresentation; furthermore , even if this court assumed that innocent misrepresentation claims could be pursued in the product liability context, that was of no conse-

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400 OCTOBER, 2020 335 Conn. 398 Farrell v. Johnson & Johnson quence because the plaintiffs did not seek to recover from H for product liability, and this court declined to apply the doctrine of strict liability for innocent misrepresentations made in the course of providing medical treatment, as such liability would be doctrinally inconsistent with the existing framework governing claims against physicians arising from acts of omission or commission during physician-patient communications .

Argued October 25, 2019—officially released April 15, 2020*

Procedural History

Action to recover damages for, inter alia, the defendants ’ alleged negligent misrepresentation, and for other relief, brought to the Superior Court in the judicial district of Waterbury and tried to the jury before Zemetis, J.; thereafter, the court directed a verdict for the defendants on the plaintiffs’ innocent misrepresentation claim; subsequently, the jury returned a verdict for the defendant Brian J. Hines et al. on the remaining counts, and the court rendered judgment thereon, from which the plaintiffs appealed to the Appellate Court, Lavine, Keller and Bishop, Js., which affirmed the trial court’s judgment, and the plaintiffs, on the granting of certification , appealed to this court. Affirmed.

Brenden P. Leydon, with whom, on the brief, was Jacqueline E. Fusco, for the appellants (plaintiffs).

David J. Robertson, with whom were Heidi M. Cilano and, on the brief, Malaina J. Sylvestre, for the appellees (defendant Brian J. Hines et al.).

Opinion

ROBINSON, C. J. This certified appeal requires us to consider (1) when exhibits that otherwise would constitute inadmissible hearsay may be admitted to prove notice on the part of the defendant, Brian J. Hines, and (2) whether the tort of innocent misrepresentation extends to communications made by a physician during the provision of medical services. The plaintiffs, Mary * April 15, 2020, the date that this decision was released as a slip opinion, is the operative date for all substantive and procedural purposes.

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335 Conn. 398 OCTOBER, 2020 401 Farrell v. Johnson & Johnson

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