Falcon v. Haller

11 Am. Tribal Law 372
Ho-Chunk Nation Supreme Court·Decided February 6, 2009·No. No. SU 08-04·Published

Opinion

DECISION

This case comes before the Ho-Chunk Nation Supreme Court on appeal of the Trial Court’s Order (Rem,and) in CV 07-44, dated August 15, 2008. Oral arguments were heard on December 6, 2008, by Chief Justice Mary Jo Hunter, Associate Justice Dennis Funmaker, and Associate Justice Joan Greendeer-Lee. Attorney Mark Goodman represented appellee Wayne Falcon; Attorney Michael Murphy appeared for the appellants. Based on the following, we reverse and remand the Trial Court’s Order.

FACTS

Wayne Falcon is an enrolled member uf the Ho-Chunk Nation. Mr. Falcon wa> employed as the Tribal Aging Unit (TAV ■ Director within the Ho-Chunk Nation Department of Health and Social Service-Appellants Liz Haller and Betty Kingsley were both Mr. Falcon’s supervisors while he was employed there. On January 23. 2006, Ms. Matti signed a Notice of Employment Relations Act Violation form placing Mr. Falcon on a thirty-day probation for failing to complete performance-evaluations on time in violation of ERA 6 HCC § 5.14.1 Mr. Falcon claimed not to have received this Notice until the day m' his termination. Mr. Falcon was terminated from his employment on February 13. 2006, in a meeting with Ms. Kingsley, based on his failure to complete past-due-performance evaluations.

PROCEDURAL HISTORY

On February 20, 2006, Mr. Falcon filed a grievance with the Grievance Review Board (GRB) to contest his termination. The GRB held a hearing on April 25, 2007. more than a year later, and issued it.Decision on May 2, 2007. While the GRB found that the due process provided to Mr. [373] Falcon was “less than ideal,” it ultimately upheld Mr. Falcon’s termination. Mr. Falcon filed a Petition for Administrative Review of Grievance Board Decision with the Trial Court on May 31, 2007.2 The Tidal Court entered its Order (Remand) on August 15, 2008. The Trial Court first held that Mr. Falcon’s employer failed to provide him his minimal procedural due process rights of notice and an opportunity to be heard 3 prior to his termination. Order (Remand), CV 07-44,17 (HCN Tr. Ct., Aug. 15, 2008). As a result, the Trial Court ordered the GRB to award Mr. Falcon a “minimum monetary judgment” of $10,000 for lost wages. Id., at 18. However, the Trial Court also ordered the case to be remanded to the GRB with instructions to resolve whether Mr. Falcon’s employer provided him notice that his employment was subject to disciplinary action, and whether he was afforded an appropriate pre-deprivation hearing. Id., at 17.

Appellants filed their Notice of Appeal with this Court on October 14, 2008. This Court granted appellant’s Motion for Expedited Consideration of Appeal, and staved the August 15, 2008 Order of the Trial Court. Oral arguments were held before this Court on December 6, 2008.

ISSUES PRESENTED

1. Is this an appeal from a non-final, interlocutory Trial Court Order, and thus untimely filed?

2. Did the Trial Court err in failing to apply the “arbitrary and capricious” standard of review to the GRB Decision?

3. Did the Trial Court abuse its discretion by not discussing the testimony presented to the GRB?

4. Did the Trial Court abuse its discretion by awarding $10,000 to Mr. Falcon?

STANDARD OF REVIEW

In reviewing the Trial Court’s decisions, this Court applies an “abuse of discretion” standard. See Anna Rae Funmaker v. Kathryn Doornbos, SU 96-12 (HCN S.Ct., March 25, 1997); Rae Ann Garcia v. Joan Greendeer-Lee, et al., SU 03-01 (HCN 5.Ct., May 2, 2003); Hope B. Smith v. Ho-Chunk Nation, SU 03-10 (HCN S.Ct., Dec. 8, 2003). Under this highly deferential standard, this Court will uphold the Trial Court’s findings “absent a showing that the Trial Court somehow failed to make a necessary finding, ignored the great weight of the evidence, or otherwise abused it’s [sic ] discretion in making findings of fact.” Smith at 2. In reviewing questions of law and Constitutional interpretation, this Court applies a de novo standard of review. Id. at 5.

DECISION

1. This appeal is from a final Order, and was thus timely filed.

We find that this appeal is brought from a final order, and was thus timely filed before this Court. The Trial Court did remand the case back to the GRB, which sometimes indicates a non-final judgment. However, in this case the Trial Court also made holdings as to the essential issues of [374] the ease. That is, the Trial Court held, after a discussion of the facts, that Mr. Falcon’s due process rights had been violated and awarded him $10,000. Order, at 17-18. This portion of the Trial Court’s Order therefore represents a final judgment, appealable as of right to this Court within sixty days of the Trial Court’s final judgment. The Trial Court issued its Order on August 15, 2008; appellants filed the current appeal on October 14, 2008. The current appeal was thus timely filed.

2. The Trial Court failed to explain why it departed from the appropriate arbitrary and capricious standard of review.

While much of the Trial Court’s Order is devoted to summarizing the Trial Court’s interpretation of “arbitrary and capricious” review,4 it is not clear that the Trial Court actually applied this standard to the case. This Court does not dispute the idea that the Trial Court need not defer to an agency’s incorrect interpretation of Constitutional issues. See, e.g., Willard Lone Tree v. Larry Garvin, 7 Am. Tribal Law 71, 74-75 (HCN Sup.Ct.2007). However, the Trial Court must apply the deferential arbitrary and capricious review to an agency’s factual determinations. This generally includes such factual determinations as whether or not an employee received notice of termination or a pre-deprivation hearing. The Trial Court undertook no such analysis in this case, nor did it offer an explanation for its apparent departure from the ordinary standard of review.

3. It is not clear whether the Trial Court reviewed the full record before it.

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Related

Lone Tree v. Garvin
7 Am. Tribal Law 71 (Ho-Chunk Nation Supreme Court, 2007)