Faix v. Commonwealth, Department of Public Welfare

499 A.2d 411, 92 Pa. Commw. 383, 1985 Pa. Commw. LEXIS 1325
CourtCommonwealth Court of Pennsylvania
DecidedOctober 23, 1985
DocketAppeal, No. 1446 C.D. 1984
StatusPublished
Cited by5 cases

This text of 499 A.2d 411 (Faix v. Commonwealth, Department of Public Welfare) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Faix v. Commonwealth, Department of Public Welfare, 499 A.2d 411, 92 Pa. Commw. 383, 1985 Pa. Commw. LEXIS 1325 (Pa. Ct. App. 1985).

Opinion

Opinion by

Judge Colins,

Donald Faix, Petitioner, appeals from the order of the Department of Public Welfare (DPW), Office of Hearings and Appeals, which rejected the recommendation of the Hearing Officer that his liability for his son’s care be assessed at $262.00 a month and denied his appeal. DPW determined that Petitioner’s liability had been correctly computed to be $957.00 a month, as mandated by the regulations found at 55 Pa. Code §4305, promulgated under the Mental Health and Mental Betardation Act of 1966 (Act).1

Petitioner had been paying a monthly assessment of $252.00 for the care of his mentally retarded minor son, Thomas, who had been placed in a community living arrangement (CLA). The actual cost of Thomas’ placement has been estimated to be $24,000 a year. Petitioner’s annual income in 1983 was $68,-722.

Petitioner contends that the assessment constitutes 61% of his disposable income. He has two other children aged sixteen and eighteen whose educational expenses he will be unable to provide if this assessment is upheld. He further claims that if this assessment is upheld, his son will be removed from the CLA and will have to return home, even though the child has progressed there, because Petitioner’s “mandatory” expenses will exceed his personal income.

When the Petitioner appealed this assessment* the Hearing Officer recommended that his appeal be sustained due to a showing of hardship and that his lia[386]*386bilit'y be assessed at $262.00 a month.2 DPW rejected the Recommendation and denied Petitioner’s appeal. DPW subsequently denied a request for reconsideration.

Petitioner appeals this decision because he claims that he has shown substantial hardship. Alternatively, he asserts that the regulations are invalid because they are inconsistent with the legislative intent of the Act, and because they place an undue and unconstitutional burden upon middle income and large families, and are per sé irrational and invalid.

Respondent, DPW, argues that Petitioner has not met his burden of showing that the assessed liability will harm his son by causing his removal from the CLA or causing a “substantial hardship” to Petitioner himself; that the regulations are consistent with legislative intent; and that the issue of whether an equal protection violation has occurred was not properly raised below.

The regulations propounded pursuant to the Act determine parental liability for the cost of care of minor children by utilizing the formula delineated in §4305.6 of the regulations to determine discretionary incdme. Put simply, gross annual income includes all earned income, interest income, dividends, benefits including unemployment compensation, Social Security, Public Assistance, capital gains, alimony or support. Taxes, child care costs (using Internal Revenue Service limits)', medical expenses and health insurance premiums are deducted. A living allowance of $6,000 plus $1,000 for each dependent is also deducted. What remains is discretionary income, here computed to be $18,686. Neither party to this action contends that this calculation is erroneous. ■ •

[387]*387Appendix A of the regulations mandate that for any discretionary income over $17,000, l/20th of discretionary income plus $23 would he the amount of monthly liability. Neither party has disputed the resultant computation of $957.00.

Petitioner can request abatement or modification but must show either clinical reasons or “substantial hardship”. The requirements enumerated in the regulations for a showing of clinical reasons are as follows:

(i) Abatement for clinical reasons will be granted only if:
(A) the imposition of the maximum liability would be likely to negate the effectiveness of treatment, or prohibit the client’s entry into treatment; and
(B) the failure to provide treatment would result in serious harm to the client’s welfare or in greater cost to this Commonwealth due to deterioration of the client’s condition.
(ii) Requests for abatement or modification for clinical reasons must be initiated by either the mental health or mental retardation professional treating the client or by the liable person or persons. Requests initiated by the liable person or persons must be endorsed in writing by the mental health or mental retardation professional treating the client.
(iii) When making a request for abatement or modification for clinical reasons, the treating mental health or mental retardation professional must document the clinical reasons for the request in the client’s case record by stating how the client’s welfare would be seriously harmed or how the client will cause this Commonwealth to incur greater costs if an abate[388]*388ment or modification is not granted. These case records are subject to audit by county program or Department MH/MB professionals.

55‘Pa.-Code §4305.7(b)(3) (emphasis added). Petitioner claims that his son will suffer by being removed from the CLA, where he is progressing, because his father cannot afford to pay the amount assessed.' However, as seen above, a showing of clinical reasons must be endorsed by the treating professional. This has not been done. Although the child may be harmed by lack of treatment, this must be verified by someone who is treating him, not by a layman.

The burden of showing substantial hardship is a difficult one, because most familial expenses are excluded from consideration in determining abatement or modification:

(2) Maximum liability may be abated or modified by the county administrator when imposition of this liability would result in a substantial hardship upon the mentally disabled person, a person owing a legal duty to support such a person, or the family of either.
(i) Bequests for a hardship abatement must be- initiated by the liable person.
■ (ii) Substantial hardship is determined by computing the amount of money paid annually by the liable person on eligible debts and dividing that amount by the' discretionary income.
(A) The following debts are included in the living and dependents’ allowances and thus they are not grounds for abatement or modification :
(I) . Mortgage or rent on principal residence;
(II) Utility payments.
(III) Insurance premiums of any type.
[389]*389(IV) Personal nse items.
(V) Food.
(VI) Clothing.
(VII) Medical expenses already deducted under §4305.6(B) (2) (iv) (relating to determining maximum liability).
(VIII) Payments on the first car.
(B) Any debt originating after the onset of treatment may not be included in determining if grounds for abatement exist except as provided in clause (D) or (E).
(C) Any debt which the liable person is not legally obligated to pay must not be included in determining if grounds for abatement exist.

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Bluebook (online)
499 A.2d 411, 92 Pa. Commw. 383, 1985 Pa. Commw. LEXIS 1325, Counsel Stack Legal Research, https://law.counselstack.com/opinion/faix-v-commonwealth-department-of-public-welfare-pacommwct-1985.