Faigin v. Kelly

CourtDistrict Court, D. New Hampshire
DecidedOctober 1, 1997
DocketCV-95-317-SD
StatusPublished

This text of Faigin v. Kelly (Faigin v. Kelly) is published on Counsel Stack Legal Research, covering District Court, D. New Hampshire primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Faigin v. Kelly, (D.N.H. 1997).

Opinion

Faigin v. Kelly CV-95-317-SD 10/01/97 P UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE

A.J. Faigin

v. Civil No. 95-317-SD

James E. Kelly; Vic Carucci

O R D E R

In this diversity action, plaintiff A.J. Faigin, a sports

agent, asserts that he was defamed by statements appearing in an

autobiography co-authored by defendants James E. Kelly, a former

professional football player, and Vic Carucci, a sportswriter.

Presently before the court is defendants' motion for summary

judgment, to which plaintiff objects.

Background

In 1992, defendant Jim Kelly, former guarterback for the

Buffalo Bills football team, published his autobiography. Armed

and Dangerous, which was co-authored by defendant Vic Carucci, a

sports writer for the Buffalo News. The autobiography contains

approximately five or six references to plaintiff A.J. Faigin,

who served as one of Kelly's agents from 1983 to 1987.

Essentially, those references charge Faigin with untrustworthy conduct in his representation of Kelly and form the basis for

Faigin's cause of action for defamation against Kelly and

Carucci.

Faigin co-founded several corporations ("Lustig companies")

with Mr. Greg Lustig and Mr. Kenneth Weinberger. Defendants'

Reply Memorandum at 12; Plaintiff's Exhibit 22. The Lustig

companies offered athletes a range of services and consisted of

four companies: (1) Lustig Pro Sports (LPS) , which provided Kelly

with agency services; (2) Consultants Development Group (CDG),

which provided Kelly with financial and investment services; (3)

Lustig & Faigin Co. L.P.A., a law firm; and (4) Lustig Group.

Defendants' Memorandum at 8. Faigin's role in the various Lustig

companies is disputed. Although Faigin held the title of

President of LPS, he maintains that he performed mainly as a

contract negotiator for LPS and that his title was merely

cosmetic for recruitment purposes. However, it is undisputed

that Lustig was the dominant figure of the Lustig companies and

controlled most of the financial and investment services provided

through CDG.

In 1983, while still a college student, Kelly hired Faigin

and Lustig as his agents and attorneys. Faigin and Lustig

negotiated Kelly's first professional football contract with the

now-defunct United States Football League team the Houston

2 Gamblers. In 1986 Faigin and Lustig negotiated Kelly's contract

with the Buffalo Bills, creating the highest-paying contract in

National Football League (NFL) history to that date.1

In 1987, Faigin ended his association with Lustig and the

Lustig companies to embark on his own sports agency business.

Faigin was unable to meet with Kelly to discuss his decision to

leave, so he sent Kelly a cassette tape in which he described the

reasons behind his split with Lustig, including his knowledge of

Lustig's having double-billed clients. Faigin did, however,

remain a shareholder in the various Lustig companies until at

least 1991. Defendants' Reply Memorandum at 10.

At about this time, Kelly's brother and two friends began

noticing some "problems" concerning the business services

provided by the Lustig companies. Defendants' Memorandum at 10.

These problems, as described by Kelly, consisted of double­

billing him, obtaining a worthless disability insurance policy

for him, investing his money in inappropriate or fraudulent

investments, unwisely structuring his contract with the Houston

Gamblers, and obtaining a two-year prepayment for services in

violation of NFL Players Association regulations. As a result.

1 In the book, Kelly's references to Faigin's contract negotiations on his behalf seem appreciative of Faigin's efforts and, as argued by Kelly, "enhance Faigin's reputation as a tough negotiator." Defendants' Memorandum at 31.

3 Kelly formally fired Lustig in 1988 and terminated his business

with the Lustig companies. Kelly took no formal action with

regard to firing Faigin.

In 1989 Kelly filed suit against Lustig, Faigin, Kenneth

Weinberger, and others in the United States District Court for

the Southern District of Texas claiming, among other things,

breach of fiduciary duties owed by agents to their clients. Part

of this suit was settled in arbitration, which led to Kelly's

receiving $700,000 from two brokerage firms for improper

investments. Kelly voluntarily dismissed his action in 1994 at

the prodding of the court due to Lustig's personal bankruptcy and

the belief that the Lustig companies had no financial resources.

See Kelly v. Lustig, No. H-89-1931, slip op. at 2 (S.D. Tex.

1994). Upon dismissal of this suit, Faigin filed for Rule 11

sanctions against Kelly. The district court awarded Faigin

$11,000, sanctioning Kelly for bringing a frivolous lawsuit

against Faigin. Kelly's suit had focused on the issue of

improper investments and, since "Kelly's deposition clearly

states his belief that Faigin was responsible solely for the

player contract work, not for any investments," the court

concluded that this and "other evidence . . . suggests that

Faigin was not involved in these decisions and that Kelly was

aware of this lack of involvement. Id. at 4.

4 Faigin filed the present action against Kelly and Carucci as

co-authors of Kelly's autobiography. Armed and Dangerous, for the

allegedly defamatory passages against Faigin.

Discussion

1. Summary Judgment Standard

It is appropriate to grant summary judgment when no genuine

issue of material fact exists and the moving party is entitled to

judgment as a matter of law. See Rule 56(c), Fed. R. Civ. P.;

Lehman v. Prudential Ins. Co. of Am., 74 F.3d 323, 327 (1st Cir.

1996). The court's function at this stage is to weigh the

evidence and determine, not the truth of the matter, but whether

there is a genuine issue for trial. See Anderson v. Liberty

Lobby, Inc., 477 U.S. 242, 249 (1986) . To establish a trial­

worthy issue, it does not suffice to rest upon mere allegations

or denials of the adverse party's pleadings. See id. at 256.

Rather, there must be enough competent evidence to allow a trier

of fact to find in favor of the non-moving party. See id. at

249. When the non-moving party bears the burden of persuasion at

trial, to avoid summary judgment that party must make a "showing

sufficient to establish the existence of [the] element[s]

essential to [his] case." Celotex Corp. v. Catrett, 477 U.S.

317, 322-23 (1986). In ruling on summary judgment, the court

5 construes the evidence and draws all justifiable inferences in

the non-moving party's favor. See Anderson, supra, 477 U.S. at

255.

2. Defamatory Meaning

Faigin claims that the following passage from Kelly's

autobiography constitutes defamation by imputing untrustworthy

conduct to Faigin.

I learned my lesson the hard way about whom to trust and whom not to trust in business. I had had complete faith in my first agents, Greg Lustig and A.J. Faigin.

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