Factor v. Humphrey

73 F. Supp. 464, 1947 U.S. Dist. LEXIS 2326
CourtDistrict Court, D. Minnesota
DecidedSeptember 10, 1947
DocketCiv. No. 1359
StatusPublished

This text of 73 F. Supp. 464 (Factor v. Humphrey) is published on Counsel Stack Legal Research, covering District Court, D. Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Factor v. Humphrey, 73 F. Supp. 464, 1947 U.S. Dist. LEXIS 2326 (mnd 1947).

Opinion

NORDBYE, District Judge.

The petitioner appeared in person and testified under oath, and offered other testimony and evidence in support of his petition. The respondent offered evidence in support of his return to the writ. Petitioner claims he is illegally incarcerated at the Federal Correctional Institution at Sandstone, Minnesota, of which G. W. Humphrey, the respondent, is Warden. He alleges that his plea of guilty was entered through fear, and thereby he was coerced and his plea was not voluntary. He further asserts that the Court knew that his plea was not voluntary at the time sentence was imposed. It is his position, therefore, that his constitutional rights were violated and that all proceedings with respect to the sentence and judgment on the involuntary plea were void and hence his incarceration is illegal.

The factual situation, as the Court finds tlie same from all the evidence, appears to be as follows: On August 20, 1942, in the Northern District of Iowa, an indictment was returned by the Grand Jury of the United States charging John Factor and others in Counts 1 to 23, inclusive, with using the mails in a scheme to de-? fraud in violation of Title 18 U.S.C.A. § 338, and in Count 24 charging a conspiracy to ■ commit a crime- against the United States in violation, of Title 18 U.S.C.A. § 88. The offenses set forth in the indict-? ment involved the fraudulent use of the mails in obtaining from certain individuals who held whiskey warehouse receipts, the evidence thereof, and by giving to such individuals worthless bottling contracts, which were supposed to afford the holder a more lucrative investment.

On September 22, 1942, the petitioner was arraigned on the indictment in the United States District Court at Cedar Rapids, Iowa. He was represented by counsel, and at that time entered a plea of not guilty. Trial was set for November 23, 1942. On October 9, 1942, one Roger Touhy and one Basil Banghart, with others, escaped from the Illinois State Penitentiary. Touhy and Banghart had been convicted in 1934 in Cook County, Illinois, of having kidnapped for ransom the petitioner, John Factor, and were sentenced to a term of 99 years in the Illinois Penitentiary. Their conviction was largely due to the testimony of John Factor, who identified them at the trial as his kidnap[465]*465pers. Both Touhy and Banghart had made known their hatred for Factor and had threatened to take revenge on him if the opportunity was afforded. After their escape, Factor received calls from various newspaper reporters, representatives of the Chicago Police Department, and others, warning him as to the danger he would undergo if he appeared in public places during the time the Touhy gang were at large and the necessity of having police protection. Undoubtedly, during the time Touhy and Banghart were at large, Factor was in fear that harm might come to him and his family if these escaped convicts were given an opportunity to carry out their threats of revenge. During this time he sought to avoid appearances in public places as much as possible, and for a time, at least, while residing in Chicago, he was given police protection. That Factor worried over the situation and became nervous and apprehensive is fairly established.

In the proceedings against Factor in the Northern District of Iowa, he was represented by eminent and experienced counsel, and on or about October 28, 1942, one of Factor’s counsel, Guy P. Linville, former United States Attorney for the Northern District of Iowa, and later a judge of the District Court at Cedar Rapids, Iowa, and Tobias E. Diamond, United States Attorney for the Northern District of Iowa, called upon the Honorable Robert C. Bell, of the District of Minnesota, who had been assigned to the Northern District of Iowa on account of the illness of the judge of that District. The conference with Judge Bell was suggested by counsel for Factor and counsel for some of the other defendants for the purpose of discussing with the United States Attorney in the Court’s presence any recommendation which the United States Attorney might make if a plea of guilty was entered by these defendants. The suggestion was made that Factor desired to make restitution to the parties claimed to have been defrauded, and it was by reason of the proposed restitution, if effected, that counsel for Factor desired to have the United States Attorney indicate a recommendation for probation, or at least leniency, if a plea of guilty was entered by him. This conference did not result in procuring any recommendation from the United States Attorney if a plea of guilty was to be entered, but the tentative arrangement was nevertheless that Judge Bell should plan to be present at Cedar Rapids on November 7, 1942, to receive the pleas of guilty from Factor and from at least three of the other defendants. Later, Judge Bell was notified by the United States Attorney that this tentative arrangement had fallen through, and that it was not necessary for him to be in Cedar Rapids on that date. Some time after November 7th, and before November 17, 1942, however, Judge Bell was again visited by Factor’s lawyers. Judge Bell was a witness at the habeas corpus hearing, and it is his recollection that Guy Linville and Thomas W. McMeekin, of St. Paul, a lawyer of broad experience in criminal litigation, represented Factor at that time and were together when the visit was made. According to Judge Bell, they desired to know if he would come to Cedar Rapids before November 23rd, when the Factor case was set for trial. Mr, Linville in- ( formed Judge Bell that he was convinced that Factor was guilty; that he had advised him to plead guilty and that Factor intended to enter such a plea. However, it was pointed out to Judge Bell that the Touhy gang were still at large; that there had been a great deal of publicity in the Press as to the trial of Factor on November 23rd at Cedar Rapids and that they desired to advance the date when he would appear in court so that he could enter a plea of guilty and thus avoid appearance on the publicized date, as it was feared that the Touhy gang might try to take revenge on him at that time. There was nothing said to Judge Bell to the effect that the plea of guilty was made because of fear of the Touhy gang, but only that the date of Factor’s appearance in court to enter a plea of guilty should be advanced for the reasons indicated. Judge Bell acquiesced in their request, and on November 17, 1942, at Cedar Rapids, Factor was in court with his counsel according to the arrangement made, and at that time the plea of not guilty for Factor was withdrawn and he entered a plea of guilty. Mr. Linville stated at that time: “The defendant here[466]*466tofore entered a plea of not guilty. He is represented by Mr. McMeekin and myself and we have entered our praecipe for our appearance in the office of Clerk of this Court. I think in our former plea the defendant stated that his true name was John Factor, and the defendant at this time withdraws his plea of not guilty and enters a plea of guilty.” Whereupon, Judge Bell stated, “Is that correct?” And Mr. Factor answered: “Yes, sir.”

The Court then referred the matter to the Probation Officer for a pre-sentence investigation and report. Counsel for Factor requested that the imposition of sentence be deferred until the April, 1943, term of court at Cedar Rapids to enable Factor to make restitution and that such time would be necessary, and that the pre-sentence report should not be presented to the Court until Factor had been able to make reasonable restitution, so that the report would reflect the restitution thus made.

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Related

§ 338
18 U.S.C. § 338
§ 88
18 U.S.C. § 88

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Bluebook (online)
73 F. Supp. 464, 1947 U.S. Dist. LEXIS 2326, Counsel Stack Legal Research, https://law.counselstack.com/opinion/factor-v-humphrey-mnd-1947.