Ex Parte State

902 So. 2d 738
CourtSupreme Court of Alabama
DecidedDecember 10, 2004
Docket1031031 and 1031217
StatusPublished
Cited by16 cases

This text of 902 So. 2d 738 (Ex Parte State) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ex Parte State, 902 So. 2d 738 (Ala. 2004).

Opinion

902 So.2d 738 (2004)

Ex parte State of Alabama.
In re Rodney WRIGHT
v.
STATE of Alabama and
In re Norman Deforrest King
v.
State of Alabama.

1031031 and 1031217.

Supreme Court of Alabama.

December 10, 2004.

*739 Troy King, atty. gen., and Michael B. Billingsley and Corey L. Maze, asst. attys. gen., for petitioner.

John S. Waddell, Birmingham, for respondent Rodney Wright in case no. 1031031.

Submitted on petitioner's brief only in case no. 1031217.

HOUSTON, Justice.

The State of Alabama petitions this Court for writs of certiorari in two cases in which the Court of Criminal Appeals reversed recent convictions. See Wright v. State, 902 So.2d 720 (Ala.Crim.App.2004), and King v. State, 902 So.2d 736 (Ala. Crim.App.2004). We consolidated the petitions, granted both, and we now affirm.

Facts and Procedural History

A. Rodney Wright

On August 31, 2003, Rodney Wright was indicted for first-degree robbery. At trial, the State presented testimony of the victim indicating that she may have been robbed by two people. Wright requested that the trial court instruct the jury on the lesser-included offense of second-degree robbery. The trial court charged the jury on both first-degree and second-degree robbery. The jury found Wright guilty of second-degree robbery. Wright appealed his conviction to the Court of Criminal Appeals, which requested Wright and the State to address the following question:

*740 "Whether, under the facts of this case, [Wright's] conviction for robbery in the second degree is due to be reversed under the rationale of Ex parte Cole [, 842 So.2d 605] (Ala.2002)."

The Court of Criminal Appeals stated that sufficient evidence existed to support the trial court's charging the jury on second-degree robbery. Further, that court recognized that jury instructions "can effectively amend an indictment." Wright, 902 So.2d at 731 (citing Ash v. State, 843 So.2d 213, 216 (Ala.2002)). However, the Court of Criminal Appeals stated that the trial court's instructions to the jury did not effect an amendment of the indictment in Wright's case, because the trial court in its instructions did not mention that another person was present and aided Wright in the commission of the robbery, an element of second-degree robbery. Consequently, the Court of Criminal Appeals reversed Wright's conviction, stating that the trial court's actions did not properly amend the indictment but instead constituted an improper amendment charging a new offense.

B. Norman Deforrest King

In 1988, Norman Deforrest King was indicted for first-degree robbery. The record does not state whether King acted alone or whether he was aided by another. In 1989, he sought to plead guilty to second-degree robbery. The trial court informed King, who was represented by counsel, of the nature of the charge, and the record indicates that King consented to the amendment. King did not file a direct appeal from this conviction.

On September 3, 2002, King filed a petition pursuant to Rule 32, Ala. R.Crim. P., alleging that the trial court lacked jurisdiction to convict him of second-degree robbery. The trial court dismissed the petition, and King appealed. The Court of Criminal Appeals held that because the indictment was never amended to state that another person aided him in the commission of the robbery, the trial court lacked jurisdiction to accept King's guilty plea. King, 902 So.2d at 737-38. The Court of Criminal Appeals reversed King's conviction.

The State petitioned this Court for a writ of certiorari with respect to each case. We consolidated and granted the petitions to examine the issue whether, in light of this Court's holding in Ex parte Cole, 842 So.2d 605 (Ala.2002), the trial court had subject-matter jurisdiction to convict Wright and King.

Standard of Review

Determining the effect of Ex parte Cole on these cases is a question of law, and we review such questions de novo. Ex parte Peraita, 897 So.2d 1227, 1231 (Ala.2004).

Analysis

Rule 13.5, Ala. R.Crim. P., allows the State to amend an indictment if the defendant consents, with two exceptions. First, the State may not "change" the charged offense, and second, the State may not charge a "new" offense not contemplated by the original indictment. Rule 13.2, Ala. R.Crim. P., however, provides that all lesser offenses included within the charged offense are contemplated by the indictment. A lesser-included offense is defined as, but not limited to, an offense "established by proof of the same or fewer than all the facts required to establish the commission of the offense charged." Ala.Code 1975, § 13A-1-9.

In addition to a formal amendment, an indictment can be informally "amended" by actions of the court or of the defendant. The trial court's act of instructing the jury on charges other than those stated in the indictment effects an "amendment" of the indictment. Ash v. State, 843 So.2d at 216. A defendant's *741 guilty plea to an offense other than that charged in the indictment similarly effects an "amendment" to the indictment. Wingard v. State, 821 So.2d 240, 241-42 (Ala.Crim.App.2001); Fleming v. State, 814 So.2d 310, 311 (Ala.Crim.App.2001). Semantic though it may seem, the issue before us is whether the indictments charging King and Wright with first-degree robbery were properly amended to charge second-degree robbery.

In Ex parte Cole, this Court addressed the issue whether an indictment was properly amended. Cole was indicted for first-degree robbery, but he sought to plead guilty to second-degree robbery. Unlike prior cases decided by our appellate courts,[1] the record in Cole indicated the possibility that Cole was actually aided by another individual. Cole, 842 So.2d at 606-07. We stated in Cole:

"When, as here, an indictment for first-degree robbery fails to set forth facts from which one might conclude that the defendant was aided in the robbery by another participant — an essential element of the offense of second-degree robbery — the insufficiency of the factual basis for a guilty plea to second-degree robbery may be subsequently attacked on the basis that the trial court lacked subject-matter jurisdiction to accept the plea. Had the trial court obtained Cole's consent to amend the indictment charging first-degree robbery by adding the fact that another participant was present, no new offense would have been charged because first-degree robbery is broad enough to include such an element. An indictment so amended, permitting a defendant to plead guilty to second-degree robbery, would not run afoul of Rule 13.5(a). That, however, did not occur here. To treat the proceedings in this case as if the original indictment included that additional fact just because Cole pleaded guilty would disregard the settled principle that one cannot consent to an improper amendment to an indictment."

Cole, 842 So.2d at 609 (emphasis added).

The State's argument hinges on the meaning of the above-quoted language. The State seizes upon our mention in Cole of "the insufficiency of the factual basis for a guilty plea to second-degree robbery." The State argues that this phrase indicates that there must be an actual factual insufficiency before an amendment charging a lesser offense would be improper.

It is clear that in Cole,

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Bluebook (online)
902 So. 2d 738, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ex-parte-state-ala-2004.