Ex Parte Pfizer, Inc.

746 So. 2d 960, 1999 WL 357415
CourtSupreme Court of Alabama
DecidedJune 4, 1999
Docket1980155
StatusPublished
Cited by72 cases

This text of 746 So. 2d 960 (Ex Parte Pfizer, Inc.) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ex Parte Pfizer, Inc., 746 So. 2d 960, 1999 WL 357415 (Ala. 1999).

Opinion

746 So.2d 960 (1999)

Ex parte PFIZER, INC., and Valleylab, Inc.
(Re M.B., a minor, etc. v. Valleylab, Inc., et al.).

1980155.

Supreme Court of Alabama.

June 4, 1999.
Rehearing Denied October 22, 1999.

*961 Joseph S. Bird III and John E. Goodman of Bradley, Arant, Rose & White, L.L.P., Birmingham; Fred W. Ajax, Jr., and Susan Teale Couvillon of Smith, Howard & Ajax, L.L.P., Atlanta, GA; and Robert H. Smith of Galloway, Smith, Wettermark & Everest, L.L.P., Mobile, for petitioners.

Tom Dutton of Pittman, Hooks, Dutton & Hollis, P.C., Birmingham, for respondent M.B.

Norman E. Waldrop and Clifford C. Brady of Armbrecht, Jackson, DeMouy, Crowe, Holmes & Reeves, L.L.C., Mobile, for respondent Dr. William E. Thomas.

A. Neil Hudgens and Thomas H. Nolan, Jr., of Brown, Hudgens, P.C., Mobile; and R. Alan Alexander of Helmsing, Lyons, Sims & Leach, Mobile, for respondent Atmore Community Hospital.

Walter W. Bates, Robert P. MacKenzie III, and W. Christian Hines III of Starnes & Atchison, L.L.P., Birmingham, for respondent Mutual Assurance, Inc.

HOOPER, Chief Justice.

Two defendants, Pfizer, Inc., and Valleylab, Inc. (hereinafter together referred to as "Valleylab"), have petitioned for a writ of mandamus directing the Circuit Court of Escambia County to vacate two rulings denying discovery sought by Valleylab in a medical-malpractice/products-liability case pending in that court. We deny the petition as it relates to discovery of the documents requested from an insurer's investigative file, except Item 383. We grant the petition as to Item 383, finding that item to be discoverable. We also grant the petition as it relates to discovery of the medical records of circumcisions performed by the petitioners' codefendant Dr. William E. Thomas from January 1986 through the present.

Facts

The plaintiff in this case, M.B., is a minor. On August 21, 1991, Dr. Thomas performed a circumcision on M.B., then seven years of age, at Atmore Community Hospital. During the procedure, Dr. Thomas used a medical device called an "electrosurgical unit," or ESU, to cauterize bleeding blood vessels at the surgical site. An ESU is a general-purpose surgical device that utilizes a high-frequency electrical current. Valleylab manufactured the ESU the plaintiff alleges was used during the procedure. Valleylab was a wholly owned subsidiary of Pfizer, Inc., at the time of the acts giving rise to M.B.'s lawsuit.

After the procedure was performed, infection and eventually gangrene developed around the surgical site. Three-fourths of M.B.'s penis had to be removed because of the severity of the infection.

M.B., acting through his next friend, filed a complaint on August 2, 1993, against Dr. Thomas and Atmore Community Hospital, alleging medical malpractice, and against Pfizer and Valleylab, alleging various claims grounded in products liability. Mutual Assurance, Inc., Dr. Thomas's liability insurer, compiled an investigative file regarding the incident.

Valleylab made a discovery request that extended to 22 documents contained in Mutual Assurance's investigative file. The trial court compelled production of 7 of the 22 documents, but denied discovery as to the other documents.

*962 Valleylab also sought discovery of medical records of all circumcisions performed by Dr. Thomas since January 1986; on May 21, 1997, the trial court ordered the production of these records, but with a privacy order. On September 14, 1998, on motion of Dr. Thomas and Atmore Community Hospital, the trial court vacated its May 21 order compelling discovery of these records, and denied that discovery. On October 13, 1998, Valleylab filed this mandamus petition.

Valleylab argues that the circuit court abused its discretion (1) in its order denying discovery of 15 documents contained in the investigative file of Dr. Thomas's insurance carrier and (2) in its order denying Valleylab's request for discovery of medical records regarding other circumcisions performed by Dr. Thomas since January 1986.

Writ of Mandamus

The writ of mandamus is an extraordinary remedy, and one petitioning for that writ must show "(1) a clear legal right in the petitioner to the order sought; (2) an imperative duty on the respondent to perform, accompanied by a refusal to do so; (3) the lack of another adequate remedy; and (4) properly invoked jurisdiction of the court." Ex parte Alfab, Inc., 586 So.2d 889, 890 (Ala.1991); see also, Martin v. Loeb & Co., 349 So.2d 9 (Ala.1977); Ex parte Slade, 382 So.2d 1127 (Ala.1980); Ex parte Houston County, 435 So.2d 1268 (Ala.1983); Ex parte Johnson, 638 So.2d 772 (Ala.1994). "Mandamus is an extraordinary remedy and will lie to compel the exercise of discretion, but not to compel its exercise in a particular manner except where there is an abuse of discretion." State v. Cannon, 369 So.2d 32, 33 (Ala. 1979).

Discovery of the Investigative File

Valleylab first argues that the trial court abused its discretion when it denied Valleylab's requested discovery of 15 documents that are part of Mutual Assurance's investigative file on the incident. Mutual Assurance contends that the documents sought by Valleylab were prepared in anticipation of litigation and therefore are not subject to discovery by Valleylab.

Valleylab served a notice of deposition on Mutual Assurance, together with a subpoena duces tecum, seeking testimony and production of documents concerning certain matters in Mutual Assurance's investigative file. Mutual Assurance, a nonparty as to this lawsuit, moved to quash the subpoena and the notice of deposition and also moved for a protective order. After conducting a hearing, the circuit court allowed discovery of 7 items, but denied Valleylab's request for discovery of 15 of the documents.

The 15 documents now sought by Valleylab consist of handwritten notes made by claims representatives, including incident reports and documentation of investigative activities and notes from interviews of witnesses. Valleylab argues that the attorney-client privilege does not apply to these documents; it contends that the notes and documents that are part of Mutual Assurance's investigative file regarding M.B.'s case were not prepared in anticipation of litigation and are not privileged. Specifically, Valleylab seeks to discover specific notes made by the insurer's claims representative concerning nurse Carol Miller's account of the events that occurred during the circumcision.

Rule 26(b)(3), Ala.R.Civ.P., sets out the "work-product doctrine":

"Subject to the provisions of subdivision (b)(4) of this rule, a party may obtain discovery of documents and tangible things otherwise discoverable under subdivision (b)(1) of this rule and prepared in anticipation of litigation or for trial by or for another party or by or for that other party's representative (including the other party's attorney, consultant, surety, indemnitor, insurer or agent) only upon a showing that the party seeking discovery has substantial need of the materials in the preparation of the party's *963 case and that the party is unable without undue hardship to obtain the substantial equivalent of the materials by other means. In ordering discovery of such materials when the required showing has been made, the court shall protect against disclosure of the mental impressions, conclusions, opinions, or legal theories of an attorney or other representative of a party concerning the litigation."

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Bluebook (online)
746 So. 2d 960, 1999 WL 357415, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ex-parte-pfizer-inc-ala-1999.