Ex Parte Lewis

24 So. 3d 540, 2009 Ala. LEXIS 101, 2009 WL 1496836
Supreme Court of Alabama·Decided May 29, 2009·No. 1070647·Published·Cited by 33 cases

Opinion

WOODALL, Justice.

Michael Jerome Lewis was convicted of the capital murder of Timothy John Kaye. The murder was made capital because it was committed “during a kidnapping in the first degree or an attempt thereof.” § 13A-5-40(a)(l), Ala.Code 1975. The jury recommended, by a vote of 10-2, that Lewis be sentenced to death, and the trial court sentenced him to death.

Initially, the Court of Criminal Appeals remanded the case for further action by the trial court regarding Lewis’s claim that the State had violated Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986), by using its peremptory challenges to remove African-Americans from the jury venire. Lewis v. State, 24 So.3d 480 (Ala.Crim.App.2006). On return to remand, the Court of Criminal Appeals affirmed Lewis’s conviction and sentence of death. Lewis v. State, 24 So.3d 480, 492 (Ala.Crim.App.2006) (opinion on return to remand). Lewis then petitioned this Court for certiorari review.

“[Pjetitions for writs of certiorari will be considered ... [f]rom decisions where a material question requiring decision is one of first impression for the Supreme Court of Alabama.” Rule 39(a)(1)(C), Ala. RApp. P. We granted Lewis’s petition for a writ of certiorari solely to consider two such questions. The first question is whether a defendant who has been found guilty of a capital offense beyond a reasonable doubt is entitled to have the jury instructed on “residual doubt” during the penalty phase of the trial. The second question is whether, pursuant to § 13A-5-53, Ala.Code 1975, the Court of Criminal Appeals is required to independently find the existence of any mitigating circumstances not found by the trial court and then to weigh the mitigating circumstances against the aggravating circumstances. We answer both questions in the negative, and, thus, we affirm the judgment of the Court of Criminal Appeals.

I. Residual-Doubt Instruction

Lewis requested the trial court to instruct the jury on “residual doubt” during the penalty phase of his trial. His requested instruction defined “residual doubt” as “whimsical doubt — -the absence of absolute certainty of guilt.” Lewis requested that the jury be instructed that “the mere whimsy of one juror or several [would require the jury to] consider the *543 existence of such a residual doubt as a mitigating circumstance that warrants a sentence of life in prison rather than death.” The trial court refused the requested jury charge.

The Court of Criminal Appeals held that the trial court had correctly denied the requested charge on “residual doubt.” The Court of Criminal Appeals stated that it “has held on numerous occasions that ‘capital defendants have no right to demand jury consideration of “residual doubts” in the sentencing phase.’ ” Lewis, 24 So.3d at 526. The Court of Criminal Appeals’ holdings regarding residual-doubt instructions are correct and have a sound statutory basis.

Lewis concedes that “[cjriminal defendants do not have a federal constitutional right to present residual doubt as to guilt as a mitigating factor during the sentencing phase of a capital murder trial.” Lewis’s brief, at 22. Further, he does not argue that this Court should recognize such a right under the Alabama Constitution of 1901. Instead, he argues that “[r]e-sidual doubt about the defendant’s guilt is a relevant mitigating factor under Alabama’s [statutory] death penalty scheme.” Lewis’s reply brief, at 15. We disagree.

Section 13A-5-51, Ala.Code 1975, without limiting possible mitigating circumstances, statutorily defines a number of mitigating circumstances. Residual doubt as to the defendant’s guilt is not a statutory mitigating circumstance. Instead, as the State argues, “all seven statutory mitigating circumstances [in § 13A-5-51] relate to the defendant or the circumstances of the crime for which the defendant [has been found guilty] and merely reduce the defendant’s culpability for committing that crime.” State’s brief, at 29.

Section 13A-5-52, Ala.Code 1975, allows a capital defendant to offer mitigating circumstances in addition to those enumerated in § 13A-5-51. Specifically, it provides:

“In addition to the mitigating circumstances specified in Section 13A-5-51, mitigating circumstances shall include any aspect of a defendant’s character or record and any of the circumstances of the offense that the defendant offers as a basis for a sentence of life imprisonment without parole instead of death, and any other relevant mitigating circumstances which the defendant offers as a basis for a sentence of life imprisonment without parole instead of death.”

It is inarguable, as the Court of Criminal Appeals has pointed out on many occasions, that residual doubt is not a factor about the “defendant’s character or record [or] any of the circumstances of the offense.” See, e.g., Melson v. State, 775 So.2d 857, 899 (Ala.Crim.App.1999), aff'd, 775 So.2d 904 (Ala.2000). Indeed, as the State argues, residual doubt “is nothing more than a juror’s state of mind and bears directly on the defendant’s guilt, [and] is not a fact or situation relating to the defendant’s character or record or which reduces the defendant’s culpability in the commission of a crime for which guilt is a foregone conclusion.” State’s brief, at 25.

According to Lewis, the language of § 13A-5-52 providing that “mitigating circumstances shall include ... any other relevant mitigating circumstance which the defendant offers as a basis for a sentence of life imprisonment without parole instead of death” is broad enough to allow the consideration of residual doubt at the penalty phase of a capital-murder trial. It is not, however, because residual doubt is not a “relevant mitigating circumstance.”

A mitigating circumstance is “[a] fact or situation that does not bear on the question of a defendant’s guilt but is con *544 sidered ... in imposing punishment and esp. in lessening the severity of a sentence.” Black’s Law Dictionary 260 (8th ed.2004). As previously stated in this opinion, residual doubt bears directly on the question of a defendant’s guilt. In fact, Lewis admits as much: “Residual doubt arises because even though the evidence the juror saw was enough to convict, there is a possibility that ... the defendant is really innocent.” Lewis’s reply brief, at 13. Also, residual doubt is not a “fact or situation.” Instead, it is merely “a lingering uncertainty about facts, a state of mind that exists somewhere between ‘beyond a reasonable doubt’ and ‘absolute certainty.’ ” Franklin v. Lynaugh, 487 U.S. 164, 188, 108 S.Ct. 2320, 101 L.Ed.2d 155 (1988) (O’Connor, J., concurring). Stated simply, Lewis’s arguments find no support in Alabama’s statutory provisions addressing mitigating circumstances.

Residual doubt is not a mitigating circumstance. Consequently, the Court of Criminal Appeals was correct in holding that the trial court did not err in denying Lewis’s requested jury charge on residual doubt during the penalty phase of Lewis’s capital-murder trial.

II.

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Ex Parte Lewis, 24 So. 3d 540, 2009 Ala. LEXIS 101, 2009 WL 1496836 (Ala. 2009).

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