Ex Parte John Ray Falk, Jr.

449 S.W.3d 500, 2014 WL 3685985, 2014 Tex. App. LEXIS 8083
CourtCourt of Appeals of Texas
DecidedJuly 24, 2014
Docket10-13-00233-CR
StatusPublished
Cited by6 cases

This text of 449 S.W.3d 500 (Ex Parte John Ray Falk, Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ex Parte John Ray Falk, Jr., 449 S.W.3d 500, 2014 WL 3685985, 2014 Tex. App. LEXIS 8083 (Tex. Ct. App. 2014).

Opinion

OPINION

REX D. DAVIS, Justice.

John Ray Falk, Jr., asserting five issues, appeals the trial court’s denial of relief on his pretrial application for writ of habeas corpus and plea in bar brought to avoid retrial for capital murder. We will affirm.

Background

Falk is under indictment and awaiting retrial for the prison-escape-related capital murder of Susan Canfield, a correctional *503 officer. The factual background of the alleged offense is set forth in our and the Court of Criminal Appeals’ mandamus opinions. In re State ex rel. Weeks, 392 S.W.3d 280, 283 (Tex.App.-Waco 2012, orig. proceeding) (Weeks I); In re State ex rel. Weeks, 391 S.W.3d 117, 119-20 (Tex.Crim.App.2013) (orig. proceeding) (Weeks II).

On December 3, 2012, the State sought a stay of Falk’s first trial at the jury-charge portion of the trial’s guilt-innocence phase, and on December 4, we ordered a stay of the trial. Weeks I, 392 S.W.3d at 283. On December 12, in an opinion ultimately denying mandamus relief for the State, we addressed the State’s complaints about the trial judge’s proposed charge. Id. at 287, 289. The State then sought mandamus relief on the charge issues in the Court of Criminal Appeals, which conditionally granted relief and ordered us to grant mandamus relief for the State in an opinion dated January 16, 2013. Weeks II, 391 S.W.3d at 126. We complied by issuing a January 18 order. In re State ex rel. Weeks, 392 S.W.3d 339 (Tex.App.-Waco 2012, orig. proceeding) (order) (Weeks III).

On January 28, fifty-five days after our stay, the trial judge reconvened the jury and sua sponte ordered a mistrial on the ground of manifest necessity. The trial judge read his prepared and signed order to the jury and then expressed to the jury his personal views about some aspects of the case. After he finished his comments and reiterated the mistrial, the State objected to the mistrial and suggested that the trial judge recuse himself. Falk did not object to the mistrial 1 or make any response to the trial judge’s actions.

The trial judge subsequently recused himself, and the Honorable John Delaney was assigned to preside over the case. Falk then filed his habeas application to bar retrial. He alleged two Double Jeopardy grounds: (1) the sua sponte mistrial was ordered without manifest necessity; and (2) the original trial judge’s decision that insufficient evidence existed to warrant the submission of a law-of-parties instruction was an acquittal. Falk also alleged that the two mandamus proceedings initiated by the State violated Falk’s due-process rights and that the exercise of mandamus jurisdiction by the Court of Criminal Appeals violated the separation of powers of the Texas Constitution and also violated state and federal guarantees of due process, equal protection, and open courts. The habeas trial court denied Falk’s request for habeas relief, and this appeal followed.

Standard of Review
We review the trial court’s denial of a habeas corpus application for an abuse of discretion. Kniatt v. State, 206 S.W.3d 657, 664 (Tex.Crim.App.2006).... We review “the record evidence in the light most favorable to the trial court’s ruling and [we] must uphold that ruling absent an abuse of discretion.” Id.

Ex parte Rodriguez, 378 S.W.3d 486, 489 (Tex.App.-San Antonio 2012, pet. ref'd); see also Ex parte Graves, 271 S.W.3d 801, 803 (Tex.App.-Waco 2008, pet. ref'd), cert. denied, 558 U.S. 902, 130 S.Ct. 261, 175 L.Ed.2d 176 (2009).

[I]n reviewing the trial judge’s decision to grant or deny double jeopardy relief by way of habeas corpus, the standard of review is not static and it must vary *504 depending on the cause of the mistrial. See Arizona v. Washington, 434 U.S. 497, 507-508, 98 S.Ct. 824, 54 L.Ed.2d 717 (1978); Cherry v. Dir., State Bd. of Corr., 635 F.2d 414, 418-19 n. 6 (5th Cir.1981) (recognizing that the standard of review can vary from the “highest degree of respect” to the “strictest scrutiny” depending on the reason for the mistrial). At one end of the spectrum, broad deference is appropriate because the trial judge is in the best position to assess the relevant considerations. Washington, 434 U.S. at 513-14, 98 S.Ct. 824 (broad discretion appropriate where mistrial necessitated by a need to prevent jury-bias); Ex parte McMillian, No. 05-11-00642-CR, 2011 WL 3795727, at *2-3, 2011 Tex.App. LEXIS 6912, at *6 (Tex.App.-Dallas Aug. 29, 2011, pet. ref'd) (broad discretion appropriate where mistrial involved potentially deadlocked jury). At the other end of the spectrum, strict scrutiny is appropriate when the basis of the mistrial is the unavailability of critical prosecution evidence. Washington, 434 U.S. at 508, 98 S.Ct. 824. Therefore, part of our task is to determine the correct standard of review by identifying the cause of the mistrial. United States v. Fisher, 624 F.3d 713, 719 (5th Cir.2010).

Ex parte Rodriguez, 366 S.W.3d 291, 296 (Tex.App.-Amarillo 2012, pet. ref'd).

Findings and Conclusions

We begin with Falk’s fifth issue, which argues that the habeas trial court committed reversible error by refusing to make requested findings of fact and conclusions of law on the denial of Falk’s habeas application. Before submission, Falk made the same argument by motion, which we denied.

While a trial court’s findings and conclusions are helpful in a habeas proceeding, they are “not legally required.” Ex parte Peterson, 117 S.W.3d 804, 818 (Tex.Crim.App.2003), overruled on other grounds by Ex parte Lewis, 219 S.W.3d 335, 371 (Tex.Crim.App.2007). Because no error was committed, we overrule issue five.

Manifest Necessity

In his first issue, Falk contends that manifest necessity did not exist to allow the sua sponte mistrial and that he did not give implied consent to the mistrial.

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Cite This Page — Counsel Stack

Bluebook (online)
449 S.W.3d 500, 2014 WL 3685985, 2014 Tex. App. LEXIS 8083, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ex-parte-john-ray-falk-jr-texapp-2014.