Ex Parte CLY

928 So. 2d 1069, 2005 WL 3007961
CourtSupreme Court of Alabama
DecidedNovember 10, 2005
Docket1030224
StatusPublished

This text of 928 So. 2d 1069 (Ex Parte CLY) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ex Parte CLY, 928 So. 2d 1069, 2005 WL 3007961 (Ala. 2005).

Opinion

928 So.2d 1069 (2005)

Ex parte C.L.Y.
(In re C.L.Y.
v.
State of Alabama).

1030224.

Supreme Court of Alabama.

November 10, 2005.

*1070 Frances R. Niccolai, Mobile, for petitioner.

Troy King, atty. gen., and Stephanie N. Morman and John M. Porter, asst. attys. gen., for respondent.

BOLIN, Justice.[1]

On September 24, 2002, C.L.Y. was adjudicated delinquent on the underlying charge of first-degree sexual abuse, a violation of § 13A-6-66(a)(1), Ala.Code 1975. The juvenile court ordered C.L.Y. committed to the custody of the Department of Youth Services. C.L.Y. appealed the adjudication of delinquency. The Court of Criminal Appeals affirmed the judgment of the juvenile court. C.L.Y. v. State, 928 So.2d 1047 (Ala.Crim.App.2003). We granted certiorari review to consider two issues: 1) whether an appellate court is limited to evidence presented before trial in determining whether out-of-court statements made by a child victim of sexual abuse are admissible under Ala.Code 1975, § 15-25-34, and 2) whether hearsay evidence admissible under an exception to the general exclusionary rule may be used to corroborate a child victim's out-of-court statement under the Child Physical and Sexual Abuse Victim Protection Act, § 15-25-30 et seq., Ala.Code 1975 ("the Act").

I. Whether evidence presented at trial may be considered by an appellate court reviewing the admissibility under § 15-25-34 of an out-of-court statement by a child victim of sexual abuse?

The Court of Criminal Appeals' opinion sets forth the facts of this case. See C.L.Y. v. State, 928 So.2d at 1052. For the purpose of this opinion the pertinent facts are merely that the trial court held a pretrial hearing to determine the admissibility of out-of-court statements made by K.H., the child victim. The court issued an order granting the State's motion to admit K.H.'s out-of-court statements at C.L.Y.'s delinquency hearing. At the delinquency hearing, K.H.'s out-of-court statements were admitted, and corroborative testimony was heard. The corroborative testimony included testimony by family members placing K.H., who was 3 years old at the time of the abuse, and C.L.Y., who was 17 years old, together at the times of the sexual abuse, indicating the temporal proximity of K.H.'s spontaneous statements to the time of the abuse, indicating that many of K.H.'s family members witnessed K.H.'s statements, and *1071 indicating a lack of motive for K.H. to make false statements, and testimony by a psychologist indicating that there usually is some experiential basis for a child of K.H.'s age to make such statements.

On appeal, the Court of Criminal Appeals looked at the record in its entirety— not just the record of the pretrial hearing—in reviewing the admissibility of K.H.'s out-of-court statements.

In practice, an appellate court reviewing a case to determine whether the requirements of Ala.Code 1975, § 15-25-34, are met will look at the entire record, not merely the record as it existed when the trial court ruled on the admissibility of the out-of-court statements at the pretrial hearing. See Smith v. State, 745 So.2d 284 (Ala.Crim.App.1998); K.D.H. v. State, 849 So.2d 983 (Ala.Crim.App.2002). The Alabama Court of Criminal Appeals addressed this practice in Henry v. State, 468 So.2d 896 (Ala.Crim.App.1984). Although that Court stated the general rule that "a reviewing court determines the correctness of a trial court's ruling `as of the time when it was made and according to what the record shows was before the lower court at that time,'" 468 So.2d at 899, it went on, however, to identify one of the exceptions to the general rule "when the ruling is on a preliminary question or pretrial determination of the admissibility of evidence." 468 So.2d at 899.

The practice of reviewing the admissibility of a statement based upon the entire record as opposed to merely the record as it existed when the trial court made the pretrial ruling is further supported by Rule 45, Ala. R.App. P.:

"No judgment may be reversed or set aside, nor new trial granted in any civil or criminal case on the ground of . . . the improper admission . . . of evidence. . . unless, in the opinion of the court to which the appeal is taken or application is made, after an examination of the entire cause, it should appear that the error complained of has probably injuriously affected substantial rights of the parties."

(Emphasis added.)

Rule 104(b), Ala. R. Evid., allows a trial court to admit conditional evidence, i.e., evidence that is admissible only if a certain condition exists, "subject to the introduction of evidence to support such a finding." Therefore, under Rule 104(b), even if a child's out-of-court hearsay statement is erroneously admitted before sufficient corroborating evidence is admitted, the error is harmless if corroboration is subsequently established at trial.

In K.D.H. v. State, 849 So.2d 983 (Ala. Crim.App.2002), the Court of Criminal Appeals, in determining whether a factual finding leading to the holding that an out-of-court statement by a child victim was admissible was untimely placed on the record, stated:

"The juvenile court clearly determined that the victim was unavailable to testify, and it specifically put its ruling to that effect on the record. Although the determination was not put on the record when the juvenile court initially ruled during the pretrial hearing that the evidence of the out-of-court statements was admissible, by putting the determination on the record at the conclusion of the State's case, the juvenile court complied with § 15-25-38. See, e.g., Smith v. State, 745 So.2d 284, 290 (Ala.Crim.App. 1998) (holding that the trial court's putting its facts on the record at the conclusion of the State's case was sufficient to satisfy § 15-25-38 because that section does not `specifically limit the time within which the court must state the findings')."

849 So.2d at 988.

In Smith v. State, 745 So.2d 284 (Ala. Crim.App.1998), out-of-court statements *1072 by child victims of sexual abuse were admitted at trial without the trial court's having first conducted a pretrial hearing as to the trustworthiness of the statements. The appellants contended that the admission of those hearsay statements deprived them of their right to a hearing pursuant to § 15-25-32(2)b., Ala.Code 1975, and deprived them of the opportunity to question the circumstances under which the out-of-court statements were made. 745 So.2d at 290. The Court of Criminal Appeals construed Ala.Code 1975, § 15-25-38, as requiring a trial court to state for the record its findings pertaining to the trustworthiness of the out-of-court statements, but that court did not hold that §§ 15-25-32(2) or -38 mandated that the trial court hold a pretrial trustworthiness hearing or established any time period within which the court must record its findings. Smith, 745 So.2d at 290.

We agree with the reasoning of the Court of Criminal Appeals in K.D.H. and Smith, and we hold that in reviewing the admissibility of out-of-court hearsay statements made by a child victim of sexual abuse, an appellate court may look at the record in its entirety, rather than only the record as it existed at the time of the pretrial ruling on the admissibility of the statements.

II.

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