Ex Parte: Andrew Pete

Court of Appeals of Texas·Decided April 26, 2017·No. 05-15-01521-CR·Published

Opinion

IN THE COURT OF CRIMINAL APPEALS OF TEXAS

NOS. PD-0771-16, PD-0772-16 & PD-0773-16

EX PARTE ANDREW PETE, Appellant

ON STATE’S PETITION FOR DISCRETIONARY REVIEW FROM THE FIFTH COURT OF APPEALS DALLAS COUNTY

Y EARY, J., delivered the opinion of the Court in which K ELLER, P.J., and H ERVEY, A LCALA , R ICHARDSON, N EWELL and K EEL, JJ., joined. K EASLER, J., concurred in the result. W ALKER, J., dissented.

OPINION

This case involves an appeal from a district court judge’s denial of relief in a pre-trial application for writ of habeas corpus. Appellant was under indictment for three charges of aggravated sexual assault of a child, and, in a consolidated trial, a jury had found him guilty of those offenses. Having elected to go to the jury for punishment, Appellant chose to testify at that stage of trial. When he stood to approach the witness stand, it became apparent to the jury that he was shackled. Appellant asked for a mistrial, and the trial court took that request under advisement, meanwhile allowing the punishment proceedings to continue. After Appellant had testified on direct-examination, and following brief cross-examination by the

State, the trial court interrupted the proceedings to announce that it had decided to grant a mistrial—but only as to the punishment phase of trial. Before the trial court was able to empanel a new jury to assess punishment, however, Appellant filed a combined application for writ of habeas corpus and motion to reinstate his pre-trial bond. He argued that, by granting a mistrial, the trial court had necessarily restored the cases to their pre-trial status, and that he should therefore be released on bond pending trial. The trial court denied both the writ application and the motion.

On appeal from denial of the writ application, the court of appeals sustained Appellant’s claim. In an unpublished opinion, it reversed the order denying habeas corpus relief and remanded the cases to the trial court for further proceedings—presumably to retry them from scratch, including a new guilt phase of trial. The court of appeals reasoned that, “[w]hen a mistrial is declared, the proceedings before the granting of the mistrial become legally ineffective, and the case stands as it did before the mistrial was declared.” Ex parte Pete, Nos. 05-15-01521-CR, 05-01522-CR, & 05-15-01523-CR, 2016 WL 3344224, at *2 (Tex. App.—Dallas 2016) (memo. op., not designated for publication). For this proposition, the court of appeals ultimately relied upon this Court’s opinion in Bullard v. State, 168 Tex. Crim. R. 627, 331 S.W.2d 222, 223 (1960), a case that was decided at a time before criminal prosecutions in Texas were bifurcated.1 Id. We granted the State’s petition for discretionary

1 Although there is no constitutional right to have a jury assess punishment, Texas is one of the few states that confer a right to jury punishment, by statute. Barrow v. State, 207 S.W.3d 377, 380 (Tex. Crim. App. 2006). Prior to the 1965 Code of Criminal Procedure, in a not-guilty plea in a felony case, the jury assessed both guilt and punishment in a unitary proceeding. Barfield v. State,

review to address the question whether, under our present bifurcated system, when irremediable error or misconduct occurs during a jury trial, but not until the punishment phase, trial courts should have the authority to grant a mistrial as to the punishment phase of trial only.

BACKGROUND

Trial was consolidated on three indictments, charging Appellant with aggravated sexual assault on three different dates against the same victim. A jury found Appellant guilty on all three charges. Apparently, Appellant attempted to elect to have the jury assess his punishment.2 At the conclusion of the State’s case-in-chief at the punishment

63 S.W.3d 446, 449 (Tex. Crim. App. 2001). The innovation of bifurcation “was obviously designed to take the blindfolds off . . . when it came to assessing punishment.” Brumfield v. State, 445 S.W.2d 732, 738 (Tex. Crim. App. 1969) (plurality opinion on reh’g). It is “true” that, at the time that bifurcation was enacted,“where the jury [was] selected to assess punishment and fails to agree on penalty, a mistrial shall be declared as to the entire case.” Id. at 740. But the statute that so dictated has since been amended to provide that, when a jury hangs on the issue of punishment, “a mistrial shall be declared only in the punishment phase of the trial[.]” TEX . CODE CRIM . PROC. art. 37.07 § (3)(c). There is no comparable provision in the Code that provides for a mistrial as to punishment only when some irremediable defect occurs during the punishment phase of the bifurcated trial.

2 We say “apparently” because, after the jury found Appellant guilty, the trial court conducted the punishment proceeding before the jury. But we cannot find in the clerk’s record a written election of jury assessment of punishment, as required by Article 37.07, Section 2(b)(2). TEX . CODE CRIM . PROC. art. 37.07 § 2(b)(2). We do find a sworn motion in the clerk’s record requesting that the jury impose community supervision. TEX . CODE CRIM . PROC. art. 42.12 § 4(d)(3) & 4(e). That can also be a sufficient way to invoke a defendant’s statutory right to jury assessment of punishment, since punishment must also be assessed by the jury when the defendant has “filed his sworn motion for [jury-assessed] community supervision before the trial began[.]” TEX . CODE CRIM . PROC. art. 37.07 § 2(b)(1). See Bullard v. State, 548 S.W.2d 13, 18 (Tex. Crim. App. 1977) (“[I]n non-capital cases if the defendant files a motion requesting the jury to give him probation or if he elects in writing as provided by statute to have the jury pass on the issue of punishment, then a jury will determine the penalty to be assessed.”). Unfortunately, the record seems to indicate that the motion for community supervision was not properly sworn to at the time it was filed, as required by Article 37.07, Section

phase, Appellant presented several witnesses, and then rose to take the stand to testify in his own behalf:

THE COURT: Okay, Mr. Pete, come on up here to the witness stand.

THE DEFENDANT: (Complies.)

[PROSECUTOR]: Judge?

[DEFENSE COUNSEL]: Judge, I forgot that --

THE COURT: Okay. Just -- you can testify from right here.

[DEFENSE COUNSEL]: Can we instruct the jury to disregard that, I guess?

[PROSECUTOR]: Can we ask that the jury please step out for a few minutes?

THE COURT: Yes.

THE BAILIFF: All rise.

(Jury exits courtroom; 2:37 p.m.)

All parties then retired to chambers for an off-the-record discussion. At 3:35 p.m.—almost an hour later—the parties returned to the courtroom and, outside the jury’s presence, Appellant’s counsel announced that, “at this time, we have no choice but to move for a

2(b)(1). A hand-written notation appears at the top of the motion that indicates it was “[f]iled in open court” on a date before trial began, which would have made its filing timely. This notation appears to have been signed by the judge of the trial court. But the date of the clerk’s file stamp at the bottom of the motion is the day after the punishment phase of trial occurred. Moreover, the jurat indicates that Appellant did not swear to the motion until the same date as the clerk’s file stamp—the day after the punishment phase. Thus, though the motion was timely filed, it was not yet properly sworn at the time of its filing.

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