Everhardt v. United States Investment & Redemption Co.

8 Ohio N.P. 525
CourtOhio Superior Court, Cincinnati
DecidedJuly 1, 1900
StatusPublished

This text of 8 Ohio N.P. 525 (Everhardt v. United States Investment & Redemption Co.) is published on Counsel Stack Legal Research, covering Ohio Superior Court, Cincinnati primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Everhardt v. United States Investment & Redemption Co., 8 Ohio N.P. 525 (Ohio Super. Ct. 1900).

Opinion

Smith, J.

L'he defendant company is a West Virginia corporation, and claimed to be engaged in the business of “placing or selling certificates and debentures on the partial payment plan,” and recognized itself as bound by section 38211 to 3821Z of the Revised Statutes. This action was begun before the decision of the Supreme Court in the State of Ohio, ex rel. v. The Interstate Savings & Invest. Co., 45 W. L. B., 297.

The plaintiff alleges that he is the owner and holder of two certificates of debenture issued by the defendant company, and that he brings this action on behalf of himself and all other holders of certificates of debenture who are entitled to and may desire to intervene and become parties to this action.

The petition then goes into a detailed statement at great length of the business of the defendant, which it claims to be illegal and fraudulent, and alleges that it is impossible to carry out the schemes of the defendant, and that it is now insolvent.

The prayer of the petitioner is as follows:

“Wherefore plaintiff prays that said defendant, the United States Investment Company, be restrained and enjoined from further prosecuting and carrying on its said business, of soliciting, through its agents or otherwise, the purchase and sale of said certificates of debenture, or from further receiving deposits of money to it from said certificate holders upon said alleged certificates of debenture, and that said defendant company be enjoined from distributing or otherwise disposing of any of its monies, securities, choses in action, or other property now in its possession; that in order to better preserve said assets, and hold the same subject to further orders of this court, that a receiver be appointed to take charge of, collect and distribute said assets; also, to do all other things necessary thereunto under the orders of this court, and for all other and proper relief as the plaintiff may in equity and in good conscience and the nature of its said causes be entitled to.”

The defendant company filed an elaborate answer, setting out a detailed statement of its business, and in effect denied that its scheme was illegal or fraudulent, and denied that 't was insolvent.

E. H. Kuhlman, who is also the holder of certificates in the defendant company, was subsequently made a party defendant and filed an intervening petition, in which he made substantially the same allegations as were made by the plaintiff.

• While the cause was pending the decision of the supreme court was rendered in the I Interstate Savings and Investment Company case, previously referred to, and by consent of the parties the issues were referred to a referee. Meanwhile, the defendant company concluded that its business fell within the prohibition of the second paragraph of the syllabus in the Interstate case, and concluded that it was necessary to wind up its business. This conclusion of the defendant company was announced to the referee, who concurred in its correctness, ar^d, at the request of all parties, filed a report to that effect with this court.

Subsequently the defendant company filed a supplemental answer and cross-petition, in which it alleges that there are ninety-five stockholders of the defendant company, setting out their names, holding r,577 shares of stock; that by resolution of its stockholders, in general meeting assembled and subsequently assented to by other stockholders, more than a majority concurring, it was resolved to pray this court for permission to voluntarily liquidate.

Defendant avers that its liabilities are $98,-706.65, and that in said amount there is included as a liability of the company the initial fees paid upon 7,135 certificates, at $2.50 each, making a total of $17,837.50 and the initial fees on 573 certificates at $3 each, amounting to $1,719, or a total of $19,556.50; that at the time of the purchase of these certificates by the present holders it was understood by such purchasers that the initial fees were to be credited to the expense fund, and were not to be considered a liability of the company; that, in a great number of cases where certificates were sold without the intervention of an agent, this initial fee was not paid at all, but in such instance it has been charged as a liability against the company, and this defendant prays the court that the question of its liability on account of these facts be referred to the referee for examination and report.

By way of cross-petition, the defendant says that a large number of its certificates outstanding are held and owned by residents of the state of Ohio, upon which it has received large sums of money aggregating about $95,0000.

That it has deposited with Issac B. Cameron, treasurer of state of the state of Ohio, federal, slate, county and municipal bonds of the face value of $42,900, which said bonds were so deposited with said Issac B. Cameron, as treasurer of state, for the protection of investors in said certificates who are residents of the state of Ohio, and which are now held by [527]*527him under and by virtue of the laws of the state of Ohio.

That on January 10, 1901, this company, in accordance with the laws of the state of Ohio, filed its report in detail with the inspector of bond investment companies, showing all the business transacted during the year 1900, and that February, 1901, two examiners were sent to the defendant company, who came to its office and took charge of its books, vouchers and records, and on the nth day of March, 1901, the said supervisor issued a license to said company to continue business in this state until January,, 1902. That on March 28 1901, such license or certificate of authority to do business in the state of Ohio was revoked by said supervisor, and that since that date this defendant had ceased to do said business of placing and selling said certificates in the state of Ohio and elsewhere.

That the amount on deposit with said Isaac B. Cameron, as treasurer of state of the state of Ohio, is one of its assets, and required in the payment of its outstanding certificates, and that the same belongs to its Ohio resident certificate holders.

That the number of certificate holders who are residents of the state of Ohio is large, and that it is impracticable to bring them all before this court, and that this defendant filed this answer and cross-petition on behalf of all such certificate holders who have a claim to such deposit. That the intervention of this court is. necessary to ascertain the names of all persons having claims against such'deposit and the respective amount due each; that it is unwilling to make payment from its funds without the instruction of this court, which it asks for, and that the accounting necessary to a final adjustment of the claims of creditors will be involved and complicated

That said Isaac B. Cameron, as treasurer of state, is a necessary party to this action, and that this defendant, therefore, asks that he be made a party thereto; that he be notified of the pendency and prayer of the petition, the answer of the defendant heretofore filed herein, and of the supplemental answer and answer and cross-petition.

That this defendant is desirous of modifying its answer heretofore filed in so far as it conflicts with the averments and al■legations contained in the supplemental answer and answer -and- cross-petition.

' Defendant' further avers that its . assets are sufficient to satisfy all of its.

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Cite This Page — Counsel Stack

Bluebook (online)
8 Ohio N.P. 525, Counsel Stack Legal Research, https://law.counselstack.com/opinion/everhardt-v-united-states-investment-redemption-co-ohsuperctcinci-1900.