1 2 3 4 5 UNITED STATES DISTRICT COURT 6 NORTHERN DISTRICT OF CALIFORNIA 7 BURL EVANS, 8 Case No. 22-cv-01726-DMR (PR) Plaintiff, 9 ORDER OF DISMISSAL WITH LEAVE v. TO AMEND 10 ROB BONTA, et al., 11 Defendants. 12
13 I. INTRODUCTION 14 Plaintiff, who is currently in custody at Napa State Hospital, filed the instant pro se civil 15 rights action. He has paid the full filing fee. 16 Plaintiff has filed a completed a civil rights complaint form pursuant to 42 U.S.C. § 1983, 17 in which he names the following defendants: California Attorney General Rob Bonta; Deputy 18 Public Defender Cecily Grey; Chief District Attorney Kevin Bell; Contra Costa County Sheriff’s 19 Deputies; and “Does 2-4.” Dkt. 1 at 1-2. Plaintiff claims that this court has “jurisdiction over this 20 action pursuant to: 42 U.S.C. [§] 1983; municipal liability lawsuit, pursuant to Monell [v. Dep’t of 21 Social Servs., 436 U.S. 658 (1978);] City of Canton [v. Harris, 489 U.S. 378 (1989) . . . ; failure to 22 train and supervise.” Id. at 1. He adds that the “[i]nstitution/city where the violation occurred” 23 was “Contra Costa County Jail, Martinez.” Id. He states under the “Cause of Action” section that 24 the “constitutional or other federal civil right that was violated” are as follows: Claim I: “False 25 Imprisonment, Violation of Due Process [and] Equal Protection”; Claim II: “Ineffective 26 Assistance of Counsel, Speedy Trial Rights”; and Claim III: “Ineffective Assistance of Counsel, 27 Invalid Search Warrant.” Id. at 3-5. Under the “Request for Relief” section, plaintiff states as 1 1. Declaratory Relief, Order to show cause why new trial should not be conducted. 2 2. Order compensation for time served past release date at standard 3 rate [of] $155.00 daily.
4 3. If concluded that the plaintiff’s constitutional right to a fair trial w[as] violated and it’s overturned with prejudice that he be 5 compensated for his false imprisonment at $55,000.000.00. 6 Id. at 6. 7 First, the court points out that Plaintiff’s handwriting is difficult to decipher. More 8 importantly, however, it is unclear whether plaintiff is trying to allege claims dealing with the 9 conditions of his confinement or whether he is challenging his criminal conviction/the execution 10 of his sentence. As such, the court cannot fairly evaluate the complaint in its present state, nor can 11 the court be certain whether plaintiff meant to file a complaint or a 28 U.S.C. § 2254 petition 12 instead. 13 The court will dismiss the complaint with leave to amend in order to allow plaintiff an 14 opportunity to file either a proper 28 U.S.C. § 2254 petition on the enclosed habeas form or a 15 proper amended complaint on the enclosed civil rights form, as further explained below. 16 II. DISCUSSION 17 A. Habeas Petition 18 If plaintiff chooses to file a 28 U.S.C. § 2254 petition, he must clearly state his grounds for 19 relief and whether he is challenging his criminal conviction or the execution of his sentence. He 20 must also set out how he has exhausted his claims; that is, the specific actions he undertook to 21 present his claims to the highest state court available (i.e., the Supreme Court of California). 22 In addition, plaintiff must name a proper respondent if he files a habeas petition. The rules 23 governing relief under 28 U.S.C. § 2254 require a person in custody pursuant to the judgment of a 24 state court to name the “‘state officer having custody’” of him as the respondent. Ortiz-Sandoval 25 v. Gomez, 81 F.3d 891, 894 (9th Cir. 1996) (quoting Rule 2(a) of the Rules Governing Habeas 26 Corpus Cases Under Section § 2254). Failure to name the petitioner’s custodian as a respondent 27 deprives federal courts of personal jurisdiction. See Stanley v. California Supreme Court, 21 F.3d B. Civil Rights Complaint 1 1. Identifying/Linking Defendants 2 Should plaintiff choose to proceed with this action as a 42 U.S.C. § 1983 civil rights 3 complaint, he must name as defendants each person who caused a violation of his constitutional 4 rights and explain what each person did to cause the violation. Liability under section 1983 arises 5 only upon a showing of personal participation by the defendant. See Taylor v. List, 880 F.2d 6 1040, 1045 (9th Cir. 1989). There is no respondeat superior liability under section 1983, i.e., no 7 liability under the theory that a supervisor is responsible for the actions or omissions of his or her 8 subordinate. See Leer v. Murphy, 844 F.2d 628, 634 (9th Cir. 1988) (liability may be imposed on 9 individual defendant under section 1983 only if plaintiff can show that defendant proximately 10 caused deprivation of federally protected right). 11 The court further adds that “the Supreme Court has determined that certain government 12 officials require absolute immunity from liability in order to enable them to function 13 independently and effectively, without fear of intimidation or harassment. Accordingly, the court 14 has granted absolute immunity to . . . judges, prosecutors, . . . and officials performing 15 quasijudicial functions.” Fry v. Melaragno, 939 F.2d 832, 835–36 (9th Cir. 1991) (internal 16 quotation marks, citations, and footnote omitted) (government lawyers absolutely immune for 17 actions “intimately” or “closely” associated with judicial process). Specifically, prosecutors are 18 absolutely immune from liability under section 1983 when engaged in initiating a prosecution or 19 presenting the State’s case. Imbler v. Pachtman, 424 U.S. 409, 431 (1976); accord Buckley v. 20 Fitzsimmons, 113 S. Ct. 2606, 2615 (1993). Here, the court concludes that defendant Bell’s 21 prosecution of plaintiff would have likely consisted of acts that are “intimately associated” with 22 the judicial process. Therefore, defendant Bell would be entitled to absolute immunity for his 23 actions in plaintiff’s underlying state criminal action. Fry, 939 F.2d at 837. Therefore, plaintiff’s 24 claim against defendant Bell is DISMISSED, but the court notes that such a dismissal is with leave 25 to amend, provided plaintiff can do so in good faith. 26 Plaintiff’s claim against his public defender, Defendant Grey, would likely also be 27 dismissed because a defense attorney does not act under color of state law when performing an 1 attorney’s traditional functions. Polk County v. Dobson, 454 U.S. 312, 318-19 (1981). It does not 2 matter that the defense attorney failed to exercise independent judgment; it is the nature and 3 context of the function performed (or omitted) by that attorney that is determinative under Polk 4 County. Miranda v.
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1 2 3 4 5 UNITED STATES DISTRICT COURT 6 NORTHERN DISTRICT OF CALIFORNIA 7 BURL EVANS, 8 Case No. 22-cv-01726-DMR (PR) Plaintiff, 9 ORDER OF DISMISSAL WITH LEAVE v. TO AMEND 10 ROB BONTA, et al., 11 Defendants. 12
13 I. INTRODUCTION 14 Plaintiff, who is currently in custody at Napa State Hospital, filed the instant pro se civil 15 rights action. He has paid the full filing fee. 16 Plaintiff has filed a completed a civil rights complaint form pursuant to 42 U.S.C. § 1983, 17 in which he names the following defendants: California Attorney General Rob Bonta; Deputy 18 Public Defender Cecily Grey; Chief District Attorney Kevin Bell; Contra Costa County Sheriff’s 19 Deputies; and “Does 2-4.” Dkt. 1 at 1-2. Plaintiff claims that this court has “jurisdiction over this 20 action pursuant to: 42 U.S.C. [§] 1983; municipal liability lawsuit, pursuant to Monell [v. Dep’t of 21 Social Servs., 436 U.S. 658 (1978);] City of Canton [v. Harris, 489 U.S. 378 (1989) . . . ; failure to 22 train and supervise.” Id. at 1. He adds that the “[i]nstitution/city where the violation occurred” 23 was “Contra Costa County Jail, Martinez.” Id. He states under the “Cause of Action” section that 24 the “constitutional or other federal civil right that was violated” are as follows: Claim I: “False 25 Imprisonment, Violation of Due Process [and] Equal Protection”; Claim II: “Ineffective 26 Assistance of Counsel, Speedy Trial Rights”; and Claim III: “Ineffective Assistance of Counsel, 27 Invalid Search Warrant.” Id. at 3-5. Under the “Request for Relief” section, plaintiff states as 1 1. Declaratory Relief, Order to show cause why new trial should not be conducted. 2 2. Order compensation for time served past release date at standard 3 rate [of] $155.00 daily.
4 3. If concluded that the plaintiff’s constitutional right to a fair trial w[as] violated and it’s overturned with prejudice that he be 5 compensated for his false imprisonment at $55,000.000.00. 6 Id. at 6. 7 First, the court points out that Plaintiff’s handwriting is difficult to decipher. More 8 importantly, however, it is unclear whether plaintiff is trying to allege claims dealing with the 9 conditions of his confinement or whether he is challenging his criminal conviction/the execution 10 of his sentence. As such, the court cannot fairly evaluate the complaint in its present state, nor can 11 the court be certain whether plaintiff meant to file a complaint or a 28 U.S.C. § 2254 petition 12 instead. 13 The court will dismiss the complaint with leave to amend in order to allow plaintiff an 14 opportunity to file either a proper 28 U.S.C. § 2254 petition on the enclosed habeas form or a 15 proper amended complaint on the enclosed civil rights form, as further explained below. 16 II. DISCUSSION 17 A. Habeas Petition 18 If plaintiff chooses to file a 28 U.S.C. § 2254 petition, he must clearly state his grounds for 19 relief and whether he is challenging his criminal conviction or the execution of his sentence. He 20 must also set out how he has exhausted his claims; that is, the specific actions he undertook to 21 present his claims to the highest state court available (i.e., the Supreme Court of California). 22 In addition, plaintiff must name a proper respondent if he files a habeas petition. The rules 23 governing relief under 28 U.S.C. § 2254 require a person in custody pursuant to the judgment of a 24 state court to name the “‘state officer having custody’” of him as the respondent. Ortiz-Sandoval 25 v. Gomez, 81 F.3d 891, 894 (9th Cir. 1996) (quoting Rule 2(a) of the Rules Governing Habeas 26 Corpus Cases Under Section § 2254). Failure to name the petitioner’s custodian as a respondent 27 deprives federal courts of personal jurisdiction. See Stanley v. California Supreme Court, 21 F.3d B. Civil Rights Complaint 1 1. Identifying/Linking Defendants 2 Should plaintiff choose to proceed with this action as a 42 U.S.C. § 1983 civil rights 3 complaint, he must name as defendants each person who caused a violation of his constitutional 4 rights and explain what each person did to cause the violation. Liability under section 1983 arises 5 only upon a showing of personal participation by the defendant. See Taylor v. List, 880 F.2d 6 1040, 1045 (9th Cir. 1989). There is no respondeat superior liability under section 1983, i.e., no 7 liability under the theory that a supervisor is responsible for the actions or omissions of his or her 8 subordinate. See Leer v. Murphy, 844 F.2d 628, 634 (9th Cir. 1988) (liability may be imposed on 9 individual defendant under section 1983 only if plaintiff can show that defendant proximately 10 caused deprivation of federally protected right). 11 The court further adds that “the Supreme Court has determined that certain government 12 officials require absolute immunity from liability in order to enable them to function 13 independently and effectively, without fear of intimidation or harassment. Accordingly, the court 14 has granted absolute immunity to . . . judges, prosecutors, . . . and officials performing 15 quasijudicial functions.” Fry v. Melaragno, 939 F.2d 832, 835–36 (9th Cir. 1991) (internal 16 quotation marks, citations, and footnote omitted) (government lawyers absolutely immune for 17 actions “intimately” or “closely” associated with judicial process). Specifically, prosecutors are 18 absolutely immune from liability under section 1983 when engaged in initiating a prosecution or 19 presenting the State’s case. Imbler v. Pachtman, 424 U.S. 409, 431 (1976); accord Buckley v. 20 Fitzsimmons, 113 S. Ct. 2606, 2615 (1993). Here, the court concludes that defendant Bell’s 21 prosecution of plaintiff would have likely consisted of acts that are “intimately associated” with 22 the judicial process. Therefore, defendant Bell would be entitled to absolute immunity for his 23 actions in plaintiff’s underlying state criminal action. Fry, 939 F.2d at 837. Therefore, plaintiff’s 24 claim against defendant Bell is DISMISSED, but the court notes that such a dismissal is with leave 25 to amend, provided plaintiff can do so in good faith. 26 Plaintiff’s claim against his public defender, Defendant Grey, would likely also be 27 dismissed because a defense attorney does not act under color of state law when performing an 1 attorney’s traditional functions. Polk County v. Dobson, 454 U.S. 312, 318-19 (1981). It does not 2 matter that the defense attorney failed to exercise independent judgment; it is the nature and 3 context of the function performed (or omitted) by that attorney that is determinative under Polk 4 County. Miranda v. Clark County, Nevada, 319 F.3d 465, 468 (9th Cir. 2003) (en banc). The 5 court notes that such a dismissal of Plaintiff’s claim against defendant Grey is also with leave to 6 amend, provided plaintiff can do so in good faith. 7 Plaintiff has also named Attorney General Bonta as a defendant in this action. When sued 8 in official and individual capacities, the Ninth Circuit has held that an attorney general or deputy 9 attorney general has absolute immunity, except they “are not immune from any actions that are 10 wholly unrelated to or outside of their official duties.” Bly–Magee v. California, 236 F.3d 1014, 11 1018 (9th Cir. 2001); see also Fry, 939 F.2d at 837. “Whether the government attorney is 12 representing the plaintiff or the defendant, or is conducting a civil trial, criminal prosecution or 13 agency hearing, absolute immunity is necessary to assure that ... advocates ... can perform their 14 respective functions without harassment or intimidation.” Id. (citation omitted). Therefore, 15 plaintiff’s claim against defendant Bonta is DISMISSED, but again such a dismissal is with leave 16 to amend, provided plaintiff can do so in good faith. 17 As to the remaining named defendants in the complaint—Contra Costa County Sheriff’s 18 Deputies and “Does 2-4”—plaintiff fails to set forth specific facts showing how each of these 19 defendants actually and proximately caused the deprivation of a federally protected right, e.g., 20 plaintiff mentions these defendants in the caption and under the list of defendants section of his 21 complaint, but does not allege how they actually and proximately caused the deprivation of the 22 federally protected rights of which he complains. See Leer, 844 F.2d at 634. Nor is it clear the 23 mentioned unnamed Contra Costa County Sheriff’s Deputies are defendants in this action because 24 plaintiff did not include them in the caption of his complaint. See Barsten v. Dep’t of the Interior, 25 896 F.2d 422, 423-24 (9th Cir. 1990) (plaintiff should be given leave to amend to name intended 26 defendants). If plaintiff wishes to add any unnamed Contra Costa County Sheriff’s Deputies or 27 “Does 2-4” as defendants, then plaintiff must set forth specific facts showing how each of these 1 plaintiff must also provide to the court the names of any of these Doe Defendants. Although the 2 use of “John Doe” to identify a defendant is not favored in the Ninth Circuit, see Gillespie v. 3 Civiletti, 629 F.2d 637, 642 (9th Cir. 1980); Wiltsie v. Cal. Dep’t of Corrections, 406 F.2d 515, 4 518 (9th Cir. 1968), situations may arise where the identity of alleged defendants cannot be known 5 prior to the filing of a complaint. In such circumstances, the plaintiff should be given an 6 opportunity through discovery to identify the unknown defendants, unless it is clear that discovery 7 would not uncover their identities or that the complaint should be dismissed on other grounds. See 8 Gillespie, 629 F.2d at 642; Velasquez v. Senko, 643 F. Supp. 1172, 1180 (N.D. Cal. 1986). 9 Plaintiff’s claims against the Doe Defendants are DISMISSED with leave to amend for plaintiff to 10 provide to the court the names of these Doe Defendants or, if the names are not presently known, 11 to provide specific facts about each Doe Defendant to explain how that person was involved in the 12 deprivation of plaintiff’s federally protected rights. Failure to do so will result in dismissal of 13 these Doe Defendants without prejudice to plaintiff filing a new action against him and/or her. 14 The complaint is dismissed with leave to amend for plaintiff to correct the deficiencies 15 outlined above. He must identify specific defendants and describe how they violated his 16 constitutional rights. If plaintiff seeks relief against the deputy attorney general, the prosecutor, 17 and his public defender, then plaintiff must demonstrate why immunity does not apply, provided 18 he can do so in good faith. Plaintiff should also describe when and where the alleged incidents 19 occurred, i.e., at the jail or at Napa State Hospital, at which he is currently incarcerated. 20 2. Exhaustion of Remedies 21 Before filing a civil rights complaint, plaintiff must ensure that he has exhausted all of his 22 administrative remedies. The Prison Litigation Reform Act of 1995 (“PLRA”) amended 42 23 U.S.C. § 1997e to provide that “[n]o action shall be brought with respect to prison conditions 24 under [42 U.S.C. § 1983], or any other Federal law, by a prisoner confined in any jail, prison, or 25 other correctional facility until such administrative remedies as are available are exhausted.” 42 26 U.S.C. § 1997e(a). Although once within the discretion of the district court, exhaustion in 27 prisoner cases covered by 1997e(a) is now mandatory. Porter v. Nussle, 534 U.S. 516, 524 1 standards, nor must they be ‘plain, speedy, and effective.’” Id. (citation omitted). Even when the 2 prisoner seeks relief not available in grievance proceedings, notably money damages, exhaustion 3 is a prerequisite to suit. Id.; Booth v. Churner, 532 U.S. 731, 741 (2001). Similarly, exhaustion is 4 a prerequisite to all prisoner suits about prison life, whether they involve general circumstances or 5 particular episodes, and whether they allege excessive force or some other wrong. Porter, 534 6 U.S. at 532. The PLRA’s exhaustion requirement requires “proper exhaustion” of available 7 administrative remedies. Woodford v. Ngo, 548 U.S. 81, 94 (2006). The State of California 8 provides its prisoners the right to appeal administratively “any departmental decision, action, 9 condition or policy perceived by those individuals as adversely affecting their welfare.” Cal. Code 10 Regs. tit. 15, § 3084.1(a). 11 3. Filing Fee 12 The filing fee for a civil rights action is $402.00, and plaintiff has paid this filing fee in 13 full, as mentioned above. Should plaintiff choose to pursue this action as a civil rights case, then 14 nothing more needs to be done because he has paid the full filing fee. However, the court notes 15 that if plaintiff chooses to file this case as a habeas corpus action, then the filing fee would be 16 $5.00. 17 III. CONCLUSION 18 For the reasons outlined above, the court orders as follows: 19 1. The complaint is DISMISSED with leave to amend within twenty-eight (28) days 20 from the filing date of this Order. Plaintiff shall file either an amended complaint on the enclosed 21 complaint form or an amended petition on the enclosed habeas form. Failure to do so within the 22 twenty-eight-day deadline shall result in dismissal of this action without prejudice. 23 2. Plaintiff must write the case number for this action—Case No. 22-cv-01726-DMR 24 (PR)—when his submits his amended pleading. He must clearly state his grounds for relief and 25 whether he is challenging his criminal conviction and sentence, the conditions of his confinement, 26 or the execution of his sentence. Plaintiff shall take care to write clearly and legibly, so that 27 the court can read what he writes. 1 “AMENDED COMPLAINT” on the first page along with the case number for this action—Case 2 No. 22-cv-01726-DMR (PR). He must complete all portions of the court’s civil rights complaint 3 form, a copy of which is enclosed with his copy of this Order. 4 If Plaintiff chooses to file a habeas petition, he must include the words “AMENDED 5 PETITION” on the first page along with the case number for this action—Case No. 22-cv-01726- 6 DMR (PR), and he must complete all portions of the court’s habeas form. Plaintiff, who will from 7 then on be referred to as “petitioner,” must also identify a proper respondent for his petition. The 8 petition shall be on the court’s form for habeas petitions, a copy of which is enclosed with 9 plaintiff’s copy of this Order. 10 Again, the failure to file either a completed habeas corpus form or a completed civil 11 rights complaint form within the twenty-eight-day deadline shall result in dismissal of this 12 action without prejudice. 13 4. It is plaintiff’s responsibility to prosecute this case. Plaintiff must keep the court 14 informed of any change of address and must comply with the court’s Orders in a timely fashion. 15 Failure to do so may result in the dismissal of this action for failure to prosecute pursuant to 16 Federal Rule of Civil Procedure 41(b). 17 5. The Clerk of the Court shall send plaintiff a blank civil rights complaint form and a 18 blank habeas corpus petition form along with his copy of this Order. 19 IT IS SO ORDERED. 20 Dated: August 29, 2022 21 ______________________________________ DONNA M. RYU 22 United States Magistrate Judge 23 24 25 26 27