Estes v. Ashurst

794 So. 2d 1199, 2001 Ala. Civ. App. LEXIS 166, 2001 WL 399865
CourtCourt of Civil Appeals of Alabama
DecidedApril 20, 2001
Docket2991098
StatusPublished
Cited by1 cases

This text of 794 So. 2d 1199 (Estes v. Ashurst) is published on Counsel Stack Legal Research, covering Court of Civil Appeals of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Estes v. Ashurst, 794 So. 2d 1199, 2001 Ala. Civ. App. LEXIS 166, 2001 WL 399865 (Ala. Ct. App. 2001).

Opinions

On Application for Rehearing

YATES, Presiding Judge.

The opinion of January 12, 2001, is withdrawn, and the following is substituted therefor.

[1201]*1201The plaintiff, Anthony L. Estes, appeals from the denial of his postjudgment motion to set aside the trial court’s judgment dismissing his medical-malpractice action against Winston M. Ashurst, M.D., for failure to prosecute. The supreme court transferred this case to this court, pursuant to § 12-2-7(6), Ala.Code 1975.

On January 5, 1996, Estes sued Dr. Ash-urst, alleging medical malpractice. At the time, Estes was represented by Lynn Crosson and Edward Hardin of the law firm Hardin & Hawkins.

On February 20, 1997, the trial court granted a joint motion of the parties to continue the trial, which had been scheduled for May 5, 1997, because discovery had not been completed. The court reset the trial for March 2, 1998. On February 6, 1998, the court denied a second joint motion to continue the trial, because the parties had not stated in their motion why discovery had not been completed. However, on February 20, 1998, the trial court granted the joint motion to continue, “in view of recent developments in this action,” and rescheduled the trial for August 24, 1998. The court also entered a new scheduling order for discovery, because neither party had complied with the court’s first scheduling order. On March 18, 1998, following Estes’s dismissal of a codefendant, the court rescheduled the trial for November 16, 1998. On July 2, 1998, the court denied Estes’s motion to extend discovery.

Apparently, sometime in the fall of 1998, the trial court was put on notice that Estes might no longer be represented by Hardin & Hawkins. On November 12, 1998, Judge William Gordon issued an order instructing the lawyer of that firm to notify the court whether they intended to further represent Estes. Judge Gordon also ordered Estes to inform him whether he had retained new counsel or wished to proceed pro se. Judge Gordon required a response by December 14,1998.

On December 7, 1998, Judge Gordon sent Clay Alspaugh of the law firm of Hogan, Smith, & Alspaugh a letter stating that he had been informed by Hardin & Hawkins that Alspaugh would be representing Estes and that he would appreciate Alspaugh’s filing a notice of appearance as soon as possible so that a new scheduling conference could be set.

On January 11, 1999, attorneys for Dr. Ashurst moved to dismiss for failure to prosecute and failure to comply with the November 12, 1998, order. On January 20, 1999, Alspaugh filed a notice of appearance on behalf of Estes. On January 21, 1999, Judge Tracy McCooey, who had been elected to the seat made vacant by Judge Gordon’s retirement, granted Dr. Ash-urst’s motion to dismiss. Alspaugh did not receive a copy of the order of dismissal.

On April 2,1999, both parties attended a scheduling conference to prepare for trial, which was set for February 7, 2000. At no time during the hearing did anyone mention the dismissal. Following the hearing, discovery continued. On December 16, 1999, Judge McCooey received a letter from an attorney for Dr. Ashurst stating that he had two other cases scheduled for trial and that he might have a conflict with trying the Estes case on February 7, 2000.

On January 21, 2000, Judge McCooey scheduled a pretrial hearing. At this hearing, attorneys for Dr. Ashurst raised the issue of the dismissal. On January 26, 2000, Judge McCooey entered a second order purporting to dismiss the case. In that order, Judge McCooey stated that the procedural issues in the case should be addressed by an appellate court. She also stated:

“The Court, however is extremely troubled that defense counsel would continue [1202]*1202to let a case go forward for an entire year as if it were going to trial and never inform Plaintiffs counsel, the Court, or — the court assumes — the Defendant, that this case had been previously dismissed during the transition period between the Honorable William Gordon and this Judge.”

On February 22, 2000, Estes filed a Rule 59, Ala.R.Civ.P., motion to alter, amend, or vacate the judgment, based on excusable neglect. That motion was denied by operation of law following the expiration of 90 days, pursuant to Rule 59.1. Estes appealed.

First, we note that Judge McCooey took her oath of office on January 19,1999, and was later publicly sworn in on January 22, 1999. Although it appears Judge McCooey was concerned whether she had the authority to enter the dismissal on January 21, 1999, her term of office did, in fact, begin on January 19, 1999; she, therefore, had the legal authority to enter the dismissal.

We must consider whether Judge McCooey abused her discretion in entering the dismissal on January 21, 1999. Judge McCooey’s order of dismissal was in the form of a handwritten note on Dr. Ash-urst’s motion to dismiss for lack of prosecution. Although Judge McCooey’s order states that the dismissal was without prejudice, it was effectively a dismissal with prejudice, because the limitations period allowed for filing the action had run. Also, Judge McCooey’s order was based on Dr. Ashurst’s motion to dismiss for lack of prosecution. We note that both parties make their respective arguments in terms of a dismissal with prejudice for lack of prosecution. Therefore,, we will consider the January 21, 1999, dismissal as a dismissal with prejudice, entered under Rule 41(b), Ala.R.Civ.P., for lack of prosecution.

Rule 41(b) provides that an action may be dismissed “for failure of the plaintiff to prosecute or to comply with these rules or any order of the court.” A Rule 41(b) dismissal is within the sound discretion of the trial court and will be reversed only for an abuse of that discretion. Atkins v. Shirley, 561 So.2d 1075 (Ala.1990); Riddlesprigger v. Ervin, 519 So.2d 486 (Ala.1987); Coulter v. Stewart, 726 So.2d 726 (Ala.Civ.App.1999). Nevertheless, because dismissal with prejudice is a drastic sanction, it should be applied only in extreme situations. Smith v. Wilcox County Bd. of Educ., 865 So.2d 659 (Ala.1978); Hodge v. R & R Movers, 716 So.2d 740 (Ala.Civ.App.1998). In reviewing the trial court’s dismissal of an action, we must determine whether the ruling is supported by the evidence contained in the record. Nash v. Cosby, 597 So.2d 209 (Ala.1992).

The evidence reflects that before the January 21, 1999, dismissal, two joint motions to continue had been filed and that both parties had not complied with the trial court’s first scheduling order. Also, the January 21, 1999, motion to dismiss was granted by a new judge following a transition in office. Judge Gordon acknowledged that he had received notice on December 7 that Alspaugh would be representing Estes. Judge Gordon did not set a specific date for Alspaugh to file a notice of appearance, but asked that he file a notice of appearance as soon as possible. Alspaugh did not receive a copy of the dismissal order. Both Dr. Ashurst and Estes continued to prepare for trial for one year after the entry of the dismissal order. Judge McCooey indicated in her second dismissal order that she did not remember entering the first dismissal order. She also was concerned about why Dr. Ashurst’s attorneys would continue to prepare for trial and put their own client under the stress and costs of an impending [1203]*1203trial for a year if they had known about the dismissal.

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794 So. 2d 1199, 2001 Ala. Civ. App. LEXIS 166, 2001 WL 399865, Counsel Stack Legal Research, https://law.counselstack.com/opinion/estes-v-ashurst-alacivapp-2001.