Estate of Thompson v. Hicks

148 S.W.3d 32, 2004 Mo. App. LEXIS 1176, 2004 WL 1877497
CourtMissouri Court of Appeals
DecidedAugust 24, 2004
DocketWD 62937
StatusPublished
Cited by8 cases

This text of 148 S.W.3d 32 (Estate of Thompson v. Hicks) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Estate of Thompson v. Hicks, 148 S.W.3d 32, 2004 Mo. App. LEXIS 1176, 2004 WL 1877497 (Mo. Ct. App. 2004).

Opinion

LISA WHITE HARDWICK, Judge.

Gary White appeals from a judgment in a discovery of assets action concerning his mother’s estate. He contends the trial court erred in determining that his mother made a valid inter vivos gift of $84,111.47 to her second cousin, James Hicks, one month prior to her death. Appellant argues the judgment is unsupported by substantial evidence, is against the weight of the evidence, and erroneously applied the law in that there was no clear and convincing evidence of his mother’s donative intent. We affirm.

*34 Factual and PROoeduRal History

Mildred Fern Thompson died intestate on March 2, 2001. Her son and sole heir, Gary White, was appointed as the personal representative of her estate. While attempting to inventory assets of the estate, Mr. White found bank documents indicating that his mother, one month prior to her death, had endorsed checks transferring $84,111.47 from her IRA account into a bank account titled to James Hicks. Mr. White contacted Mr. Hicks, who was his mother’s second cousin, and requested that the proceeds of the IRA account be turned over to the estate. Mr. Hicks refused, asserting Mrs. Thompson gave him the money as a gift.

Mr. White filed a Petition for Discovery of Assets to determine whether the $84,111.47 in funds transferred to Mr. Hicks’ bank account constituted an asset of his mother’s estate. Upon evidence presented, the trial court made the following findings:

Decedent [Mrs. Thompson] moved to Morgan County, Missouri in the early 1990s and resided therein until her death. Respondent [Mr. Hicks] would visit with her, play cards with her, fish with her, and drive around the area with her. Decedent at one time indicated to Respondent that Respondent was the only family she had in Morgan County, Missouri....
Decedent suffered from cancer but was alert and clear of mind.
On February 2, 2001, while still suffering from cancer but while remaining alert and clear, Decedent and Respondent appeared at a branch of the Department of Revenue located in Versailles, Missouri, where Decedent re-titled her mobile home in the name of her grandson, Gary Mac White, II. Also on February 2, 2001, Decedent and Respondent went to the Bank of Versailles, where Decedent opened a cheeking account in Respondent’s name while naming herself as the pay-on-death beneficiary.
Louella Pryor, an employee of the Bank of Versailles, explained to Respondent and Decedent the effect of the account and the transfer of money, and Mrs. Pryor was certain that both parties understood that if the money was transferred to the account of Respondent it would be his sole property.
After the account was opened, Mildred Fern Thompson endorsed seven (7) checks which totaled $84,111.47 and gave them to Respondent.
Respondent accepted the checks, endorsed them, and deposited them into the account which had been opened in his name alone.

Based on these findings, the trial court concluded Mrs. Thompson was competent and was not unduly influenced by Mr. Hicks. The court further held that Mrs. Thompson made a valid inter vivos gift when she opened a bank account in Mr. Hicks’ name and endorsed checks to him in the total amount of $84,111.47. Mr. White appeals from the court’s final judgment, which effectively determined the estate had no title to or right to possession of the gifted funds.

Standard of Review

In this court-tried case, we must affirm the judgment unless it is unsupported by the evidence, it is against the weight of the evidence, or it erroneously declares or applies the law. In re Estate of Campbell, 939 S.W.2d 558, 561 (Mo.App.1997). An appellate court defers to the factual findings of the trial court, which is in a superior position to assess credibility, but evaluates independently the trial court’s conclusions of law. Elton v. Davis, 123 *35 S.W.3d 205, 210 (Mo.App.2003). We view the evidence and inferences in a light most favorable to the trial court’s decision. Walker v. Hanke, 992 S.W.2d 925, 930 (Mo.App.1999). Given our presumption that the trial court ruled correctly, the appellant has the burden of showing error. Id.

Point on Appeal

In his sole issue on appeal, Mr. White contends the' trial court erred in determining that his mother gifted the proceeds of her IRA account to Mr. Hicks. Appellant asserts the judgment was unsupported by substantial evidence, was against the weight of the evidence, and erroneously applied the law, in that there was no clear and convincing evidence of his mother’s donative intent to make a valid inter vivos gift.

This issue arises in the context of a discovery of assets proceeding, which is a search for assets owned by the decedent at the time of her death. In re Estate of Boatright, 88 S.W.3d 500, 509 (Mo.App.2002). The trial court had to determine whether title to the assets in question had passed from Mrs. Thompson to Mr. Hicks prior to her death. Id. Mr. Hicks claimed that he received title to the IRA proceeds, in the amount of $84,111.47, when Mrs. Thompson gave him those funds as a gift on February 2, 2001, one month prior to her death.

Generally, a person claiming an inter vivos gift has the burden of proving the gift by clear and convincing evidence. Walker, 992 S.W.2d at 931. The requirements for completion of an inter vivos gift transfer are: 1) the donor’s present intention to make a gift to the donee; and 2) acceptance of the gift by the donee, whose ownership takes effect immediately and absolutely. Id. Since direct evidence of a decedent’s donative intent is rarely available, evidence of the decedent’s “conduct is an enlightening ingredient in discerning intent.” Campbell, 939 S.W.2d at 562.

Appellant contends Mr. Hicks failed to prove by clear and convincing evidence that Mrs. Thompson intended to donate to him the proceeds of her IRA account. The trial court’s judgment includes specific findings that Mrs. Thompson voluntarily went to the bank with Mr. Hicks, knowingly opened a bank account in his name, and then purposefully endorsed checks to him totaling $84,111.47. Our review of the record indicates these findings were supported by the testimony of Mr. Hicks and Louella Pryor, an employee of the Bank of Versailles. Appellant argues this evidence was insufficient to meet the clear and convincing threshold because Mr. Hick’s testimony was self-serving and because another witness, Lois Renner, “offered the only reliable evidence at trial of Mrs. Thompson’s intent.”

Mrs. Renner was a neighbor and friend who helped care for Mrs. Thompson when she became ill approximately two years before her death. Mrs. Renner testified that, during the early stage of the illness, Mrs.

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148 S.W.3d 32, 2004 Mo. App. LEXIS 1176, 2004 WL 1877497, Counsel Stack Legal Research, https://law.counselstack.com/opinion/estate-of-thompson-v-hicks-moctapp-2004.