Estate of Staples

672 A.2d 99, 1996 Me. LEXIS 62
CourtSupreme Judicial Court of Maine
DecidedMarch 12, 1996
StatusPublished
Cited by10 cases

This text of 672 A.2d 99 (Estate of Staples) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Estate of Staples, 672 A.2d 99, 1996 Me. LEXIS 62 (Me. 1996).

Opinion

RUDMAN, Justice.

Priscilla Staples, daughter of Edith G. Staples, appeals from the order of the York County Probate Court {Brooks, J.) directing the payment of $20,000 to her brother Bruce *100 Staples as an “expense of sale” in recognition of Bruce’s maintenance of their decedent mother’s home. We conclude that the Probate Court erred as a matter of law in awarding Bruce any amount based on his time-barred claim. Accordingly, we vacate that portion of the order awarding $20,000 to Bruce Staples and remand to the Probate Court for further proceedings consistent with this opinion.

Edith G. Staples died intestate February 12, 1984, survived by four children — Priscilla C. Staples, Reginald Staples, Bruce Staples, and Lura Bumpus — as her sole heirs at law. Edith’s home is the sole asset of her estate. From the time of her death, despite entreaties by Edith’s personal representative that he relinquish possession of Edith’s home, Bruce exercised exclusive control over the decedent’s home, collected rent from the lease of the property, and bore the cost of maintaining the property.

After the appointment of the personal representative, Bruce filed a claim against his mother’s estate in the amount of $68,000 for reimbursement of monies he expended in renovating and maintaining Edith’s home pri- or to her death. The personal representative disallowed the claim and sent notice of disal-lowance to Bruce. Despite this notice, Bruce neither filed a petition for allowance with the Probate Court nor commenced a proceeding against the personal representative to preserve his claim.

The personal representative, in a petition for an order of distribution, asked that the court order Bruce to relinquish control of Edith’s home, that the home be sold, and that Bruce, due to his “unconscionable” behavior in refusing to turn over or account for the property, be denied his intestate share of the estate. Neither party requested that the hearing on the petition for distribution be recorded. After what it described as a “long and arduous hearing,” the Probate Court concluded that Bruce had not established a claim for reimbursement against the estate. The court, however, allowed Bruce $20,000 out of the sale of the home, ordering that this amount be considered “an expense of the sale of the property.”

On entry of this order, Priscilla moved pursuant to M.R.Prob.P. 52 for further findings of fact and to amend findings of fact. The Probate Court denied Priscilla’s motions and this appeal followed.

I.

In 1989, when Bruce submitted his claim against his mother’s estate, Maine’s nonclaim statute provided in pertinent part:

(a) All claims against a decedent’s estate which arose before the death of the decedent ... are barred against the estate, the personal representative, and the heirs and devisees of the decedent, unless presented as follows:
(1) Within 4 months after the date of the first publication of notice to creditors if notice is given in compliance with section 3-801; provided, claims barred by the non-claim statute at the decedent’s domicile before the first publication for claims in this State are also barred in this State.
(2) Within three years after decedent’s death, if notice to creditors has not been published.

18-A M.R.S.A. § 3-803 (1981) amended by P.L.1989, ch. 661 § 3 (effective July 14, 1990). 1

Claims against a decedent’s estate may be presented as follows:

(1) The claimant may deliver or mail to the personal representative a written state *101 ment of the claim, indicating its basis, the name and address of the claimant, and the amount claimed, or may file a written statement of the claim, in the form prescribed by rule, with the clerk of the court....
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(3) If a claim is presented under paragraph (1), no proceeding thereon may be commenced more than 60 days after the personal representative has mailed a notice of disallowance ...

18-A M.R.S.A. § 3-804 (1981).

(a) As to claims presented in the manner described in section 3-804 within the time limit prescribed in section 3-803, the personal representative may furnish a notice to any claimant stating that the claim has been disallowed.... Every claim which is disallowed in whole or in part by the personal representative is barred so far as not allowed unless the claimant files a petition for allowance with the court or commences a proceeding against the personal representative not later than 60 days after the mailing of the notice of disallowance or partial allowance if the notice warns the claimant of the impending bar.

18-A M.R.S.A. § 3-806 (1981) (emphasis added).

The statutory provisions are plain, unambiguous, and mandatory. Bruce Staples failed to comply with the filing and commencement provisions of § 3-806 after. his claim was disallowed. One of the express purposes of the Maine Probate Code is “to promote a speedy and efficient system for liquidating the estate of the decedent and making distribution to his successors.” 18-A M.R.S.A. § l-102(b)(3) (1981). Consistent with this policy consideration, Bruce’s failure to commence an action within the time limits specified by the statute bars his claim for reimbursement. See e.g., Matter of Estate of Stirling, 537 N.W.2d 554, 558 (N.D.1995) (stating that creditor’s failure to present a claim within the time limit leaves a probate court without authority to act); Security Savings & Loan Ass’n. v. Estate of Kite, 857 P.2d 430, 434 (Colo.Ct.App.1992) (stating that failure to commence an action within time limits specified by the statute removes authority from the court to consider the claim).

Nor is Bruce’s claim saved by the Probate Court’s identification of it as an expense of sale rather than a claim. The “expense of sale of estate property” is arguably an allowable expense of the administration of the estate, See In re Estate of Cunard, 1995 WL 301405 (Del.Ch.1995) (stating that “cost and expenses of administration” refers to the incidental expenses of putting into the hands of the heirs their portion of the estate) (quoting In re Bamberger’s Estate, 111 Utah 301, 177 P.2d 909, 911 (1947)). The Maine Probate Code’s definition of “claims,” however, indicates that the court’s description of its $20,000 award to Bruce as an “expense of sale” is of no consequence with respect to whether the court was statutorily authorized to award this amount. The Code states that

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672 A.2d 99, 1996 Me. LEXIS 62, Counsel Stack Legal Research, https://law.counselstack.com/opinion/estate-of-staples-me-1996.