Estate of Kam

129 P.3d 511, 110 Haw. 8, 2006 Haw. LEXIS 99
CourtHawaii Supreme Court
DecidedFebruary 27, 2006
DocketNo. 25398
StatusPublished
Cited by10 cases

This text of 129 P.3d 511 (Estate of Kam) is published on Counsel Stack Legal Research, covering Hawaii Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Estate of Kam, 129 P.3d 511, 110 Haw. 8, 2006 Haw. LEXIS 99 (haw 2006).

Opinion

Opinion of the Court by

DUFFY, J.

The instant appeal arises out of family court and probate court proceedings relating to Edith Ing Kam (Kam) and her estate. [10]*10On September 13 and 16, 2002, the Circuit Court of the First Circuit [hereinafter, Probate Court], the Honorable Colleen K. Hirai presiding, entered judgments (1) denying the petition of respondent-cross petitioner/petitioner-appellant Paz F. Abastillas to (a) vacate the Probate Court’s July 17, 2000 probate order naming petitioner-cross re-spondenVpetitioner-appellee Cedric C.I. Kam (Cedric) as personal representative of the Kam estate pursuant to Kam’s 1988 will and (b) appoint Abastillas as personal representative under Kam’s 1996 will; (2) granting Cedric’s petition for instructions; and (3) denying the petition of Abastillas and respondent/petitioner-appellant Robert A. Smith for allowance of creditors’ claims against Kam’s estate for legal and personal services rendered. On August 8, 2005, the Intermediate Court of Appeals (ICA) issued a memorandum opinion [hereinafter, ICA’s opinion] vacating all of the Probate Court’s judgments and remanding for further proceedings. Subsequently, both Cedric and Abastillas filed applications for a writ of cer-tiorari to review the ICA’s opinion.

We granted both applications in order to address two questions. First, we granted Cedric’s application in order to review whether the Probate Court erred in relying on two April 22, 1997 orders entered by the family court of the first circuit [hereinafter, Family Court] appointing permanent co-guardians of Kam’s property and voiding certain estate documents, including Kam’s 1996 will. Specifically, we are faced with a collateral attack on the April 22, 1997 orders, the question presented being whether the Family Court had subject matter jurisdiction to enter its orders or whether they were void ab initio for lack of subject matter jurisdiction and thus not entitled to any effect in the Probate Court. Second, we granted Abastillas’ application in order to consider the ICA’s conclusion that the Family Court’s 1996 findings that, inter alia, Kam lacked capacity to make reasoned decisions concerning her person and property, have preclusive effect. Because we agree with the ICA that the Family Court did not have subject matter jurisdiction to enter its April 22, 1997 orders and thus hold that the Probate Court erred in finding them “valid and enforceable,” we now affirm the ICA’s opinion in part, reverse in part, and remand the case to the Probate Court for further proceedings.

I. BACKGROUND

A. Proceedings in the Family Court

1. Adult Protective Proceedings (FC-AA-96-0003)

On June 14, 1996, the Department of Human Services, State of Hawaii (DHS), initiated an adult protective proceeding in the Family Court (docketed as FC-AA-96-0003) under Hawai'i Revised Statutes (HRS) § 346-223 (1993),1 seeking protection for Kam, then aged 93. DHS sought protection based on allegations that Kam was being exploited by her then-attorney, Smith, arid his paralegal, Abastillas. Upon DHS’s ex parte motion, the Family Court entered an Order for Immediate Protection that same day.

On August 27, 1996, the Family Court followed with an order in FC-AA-96-0003 appointing a guardian of Kam’s property. Smith and Abastillas appeared as parties to the proceedings. On September 9, 1996, the Family Court entered another order in FC-AA-96-0003 discharging the first guardian of Kam’s property and appointing two of her relatives as temporary co-guardians of her property. Smith and Abastillas again appeared and approved the order. Also that day, the parties reached an agreement to resolve the situation without trial, which was summarized as follows in the findings of fact entered by the Family Court on October 3, 1996 in FC-AA-96-0003:

A. Paz Abastillas and Robert A. Smith are parties to this action;
B. The Court appointed Patricia Blan-chette, M.D., as an Independent Medi[11]*11cal Examiner, to examine Edith Ing Kam and report back to the court;
C. Dr. Blanchette examined Edith Ing Kam on July 18, 1996 and rendered a report to the Court dated August 8, 1996;
D. Edith Ing Kam does not consent to these proceedings;
E. Edith Ing Kam is an incapacitated adult as evidenced by Dr. Patricia Blanchette’s report in that:
1. she suffers from Alzheimer’s Disease and suffers from dementia of the Alzheimer’s Type;
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3. she does not have the capacity to make reasoned decisions concerning her money and properties; and
4. she lacks the capacity to make and communicate decisions concerning her person;
F. Edith Ing Kam is a “dependent adult” as defined in HRS Section 346-222;
G. Pursuant to Section 346-228(1), Ha-wai'i Revised Statutes, [DHS] may resolve any ease “in an informal fashion as is appropriate ... [.] ” In this case, [DHS] has appropriately chosen to resolve this case in such an informal fashion. Therefore, findings as to abuse or threatened abuse are not required;
H. The relief ordered in this case is in Mrs. Edith Kam’s best interest;
I. At the Pretrial Conference held on September 9, 1996, the Court was informed that the parties had reached an agreement to settle this case by the entry [of] the Order Appointing Temporary Co-Guardians of the Property and Continuing Existing Orders, filed on September 9, 1996, on the understanding that, while parties [Kam, Smith, and Abastillas] would not sign approval as to form or substance, neither would they oppose the entry of the order or protest it once entered.

The October 3, 1996 findings of fact appear to have been entered over the objection of Smith and Abastillas,2 who argued that because the case was being settled by tacit consent rather than adjudicated, there were no grounds for entry of factual findings which might then have prejudicial preclusive effect in other pending or future litigation.

2. Guardianship Proceedings (FC-G-96-0299)

On September 4, 1996, the Office of the Public Guardian filed a petition (docketed as FC-G-96-0299) for appointment of co-guardians of Kam, as an incapacitated person, pursuant to HRS chapter 560 [hereinafter, Hawai'i Uniform Probate Code or HUPC], section 560:5-102 (1993).3 On October 8, 1996, the Family Court granted the petition and entered an order appointing the same co-guardians of Kam’s property in FC-AA-96-0003 as co-guardians of Kam’s person in FCG-96-0299.

This court takes judicial notice that shortly thereafter, on October 29, 1996, the chief justice of this court entered two standing orders bearing on the analysis of this case. One order, titled “Assignment of District and District Family Court Judges,” [hereinafter, October 29,1996 Standing Order re: District Judges] provides in relevant part as follows:

Pursuant to article VI, §§ 2 and 6[4] of the Constitution of the State of Hawai'i, [the chief justice does] hereby

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Cite This Page — Counsel Stack

Bluebook (online)
129 P.3d 511, 110 Haw. 8, 2006 Haw. LEXIS 99, Counsel Stack Legal Research, https://law.counselstack.com/opinion/estate-of-kam-haw-2006.