Estate Of Hung Nguyen v. Franciscan Health System

Court of Appeals of Washington·Decided December 15, 2020·No. 52404-0·Unpublished

Opinion

Filed

Washington State

Court of Appeals

Division Two

December 15, 2020

IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON

DIVISION II

ESTATE OF HUNG NGUYEN, by and No. 52404-0-II through PHUOC NHU,

Appellant,

v.

FRANCISCAN HEALTH SYSTEM; GILBERT JOHNSON, M.D. dba ST. JOSEPH CARDIOTHORACIC SURGEONS; FRANCISCAN CARDIOTHORACIC SURGERY ASSOCIATES AT ST. JOSEPH FRANCISCAN NORTHWEST PHYSICIANS UNPUBLISHED OPINION HEALTH NETWORK; FRANCISCAN MEDICAL GROUP,

Respondents.

WORSWICK, J. — The Estate of Hung Nguyen (the Estate) appeals a judgement on a defense verdict rendered after a trial in a medical malpractice wrongful death lawsuit. The Estate argues that the trial court abused its discretion when it denied the Estate’s motion to continue the trial after its attorneys withdrew. One of the respondents, Dr. Gilbert Johnston, raises two affirmative arguments: that we should dismiss the appeal because the notice of appeal was not signed by an attorney, and that we impose sanctions against the Estate’s appellate counsel based on the errors and arguments contained in the Estate’s brief.

We use our discretion to hear the appeal on the merits, and hold that the trial court did not abuse its discretion when it denied the motion to continue. We also hold that the Estate’s

counsel did not fail to comply with the Rules of Appellate Procedure so egregiously as to warrant sanctions. Accordingly, we affirm.

FACTS

Hung Nguyen died in December 2008. Before his death, he received care at Franciscan Health System (FHS) in Pierce County. Dr. Gilbert Johnston, M.D., conducted a surgery on Nguyen before his death.1 In 2012, Hung Nguyen’s estate (the Estate) filed a wrongful death suit against FHS and Dr. Johnston.2 Although the Estate appeals a limited number of legal issues, a detailed history of the procedural facts is instructive. This case involves a prior appeal, several continuances, and multiple attorneys for the Estate who withdrew prior to trial. A. Chronology of the Estate’s Wrongful Death Suit In 2012, Gabrielle Nguyen-Aluskar brought this lawsuit as personal representative of the Estate.3 However, Nguyen-Aluskar, who was a convicted felon, was not permitted to act as personal representative of the Estate.4 Estate of Hung Nguyen, ex rel. Nguyen-Aluskar v. Franciscan Health Sys., No. 73931-0-I, slip op. at 2 (Wash. Ct. App. Nov. 9, 2015) (unpublished), http://www.courts.wa.gov/opinions/pdf/739310.pdf. When the Estate made a

1 Dr. Johnston was doing business as St. Joseph Cardiothoracic Surgeons.

2 This opinion refers to Franciscan Health System; Dr. Gilbert Johnston, M.D., doing business as St. Joseph Cardiothoracic Surgeons; Franciscan Cardiothoracic Surgery Associates at St. Joseph; and Franciscan Medical Group collectively as “respondents.” 3 Nguyen-Aluskar is Nguyen’s daughter.

4 Persons “who have been convicted of (a) any felony or (b) any crime involving moral turpitude” are “not qualified to act as personal representatives.” RCW 11.36.010(1).

motion to substitute the personal representative, the trial court denied the motion, stating that Nguyen-Aluskar’s conduct leading up to that point was “a deliberate, intentional fraud upon the court.” Estate of Hung Nguyen, ex rel. Nguyen-Aluskar, No. 73931-0-I, slip op. at 7. The trial court then dismissed the lawsuit, and the Estate appealed. Estate of Hung Nguyen, ex rel. Nguyen-Aluskar, No. 73931-0-I, slip op. at 7. Division One of this court reversed the dismissal, holding that although Nguyen-Aluskar’s fraudulent conduct was “troublesome,” the trial court erred when it denied the motion to substitute the personal representative. Estate of Hung Nguyen, ex rel. Nguyen-Aluskar, No. 73931-0-I, slip op. at 13.

The case was remanded to the trial court in 2016, and Phuoc Nhu, the decedent’s spouse, substituted as personal representative of the Estate. Estate of Hung Nguyen, ex rel. Nguyen- Aluskar, No. 73931-0-I, slip op. at 15. The trial court set a trial date for January 8, 2018.

Respondent FHS moved for the first post-appeal continuance in September 2017 FHS argued that its trial counsel would not be available in early January due to a conflicting trial that had more urgency and complexity. The Estate opposed the continuance, but suggested, in the alternative, a March 2018 trial date. The trial court continued the trial from January 2018 to April 9, 2018.

The Estate then moved for continuance in February 2018. In early 2018, the Estate’s counsel, John Messina, was involved in a car accident and was hospitalized with injuries. In February 2018, Jeffrey Sadler, an attorney and partner at Messina’s firm, agreed to represent the Estate so long as a trial date was set for April or later. Sadler did not file a formal notice of appearance, but filed a motion to adjust a trial date and requested he be copied on all correspondence related to the trial.

On March 8, 2018, the respondents moved to set a firm trial date of June 4. On March 19, the parties stipulated to a continuance, and a new trial date was set for June 4, 2018. Sadler and Messina represented the Estate in this stipulation.

Then, on April 12, 2018, the respondents requested a pretrial status conference.

Presumably, the respondents so moved after they were informed that Sadler and Messina intended to withdraw as the Estate’s counsel. On April 20, 2018, the trial court held a hearing on several motions, including the motion for pretrial conference. Sadler and Messina appeared at the hearing and requested to withdraw as attorneys for the Estate. The Estate was notified of Messina’s intent to withdraw as early as April 3. Phuoc Nhu requested a continuance on behalf of the Estate to obtain new counsel.

The trial court granted the motion for the pretrial status conference, confirmed the withdrawal of Messina and Sadler, and denied the Estate’s request for a continuance, stating that the Estate was required to be represented by an attorney at trial. The trial court then set a pretrial status conference for May 14, and continued the remaining motions to that date, giving the Estate time to find new counsel.

At the pretrial status conference on May 14, attorney William Budigan made a special appearance on behalf of the Estate and Phuoc Nhu. Budigan explained to the trial court that the Estate had retained him the week prior. He stated that he was not certain he was going to take the case. He made an oral motion for a 90-day continuance, but filed no formal motion.

The respondents objected to a continuance. They listed potential prejudice to FHS and Dr. Johnston, including that the date of care was 10 years past, that medical records are kept for only seven years, and that some of Nguyen’s medical providers have moved or died. Counsel for

FHS and Dr. Johnston also listed their scheduling conflicts, explaining that any delay would result in the trial likely being pushed out another year because their calendars were full— especially in the 90 days following the June trial date. Dr. Johnston also explained that he would be prejudiced because he must disclose the outstanding malpractice claim against him, for insurance and other types of applications. His counsel argued that it was unfair for Dr. Johnston to have this case “hanging over his head” into 2019. Verbatim Report of Proceedings (RP) (May 14, 2018) at 17.

The trial court denied the continuance. The trial court explained that the case had gone on for many years with multiple attorneys and “that it’s getting really close, if it’s not there, to an abuse of process.” VRP (May 14, 2018) at 11. The trial court listed its concerns:

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