Estate of Holton v. Terhune

40 F. App'x 387
Court of Appeals for the Ninth Circuit·Decided May 3, 2002·No. No. 01-15388; D.C. No. CV-99-00889-LKK(PAN)·Published

Opinion

MEMORANDUM *

Dr. John Shellcroft appeals a jury’s determination that he acted with deliberate indifference in his treatment of California Medical Facility prisoner Mark Holton. The jury’s verdict awarded damages for Dr. Shellcroft’s violation of Holton’s Eighth Amendment rights and for the violation of the substantive due process rights of Amada Holton, Mark Holton’s mother, guaranteed by the Fourteenth Amendment. The jury also awarded damages for a pendent medical malpractice claim arising under California law.

Dr. Shellcroft appeals, arguing that the district court improperly instructed the jury on the standard for deliberate indifference. He further maintains that the jury, if properly instructed, could not rea[389] sonably have found him hable. He also contends that Amada Holton should not have been permitted to amend the pretrial order to add her Fourteenth Amendment claim. We have jurisdiction pursuant to 28 U.S.C. § 1291 and we affirm the district court judgment in its entirety.

Because the parties are familiar with the facts of this case, we recite them only as necessary.

I. Jury Instructions

“Jury instructions must be formulated so that they fairly and adequately cover the issues presented, correctly state the law, and are not misleading.” Chuman v. Wright, 76 F.3d 292, 294 (9th Cir.1996). Because the district court has substantial latitude in tailoring jury instructions, we review the formulation of those instructions for abuse of discretion. See Kendall-Jackson Winery, Ltd. v. E. & J. Gallo Winery, 150 F.3d 1042, 1046 (9th Cir. 1998). However, where, as here, the instructions are challenged as a misstatement of the law, we review them de novo. Mockler v. Multnomah County, 140 F.3d 808, 812 (9th Cir.1998).

The Supreme Court articulated the' appropriate tests for deliberate indifference in Eighth Amendment cases in Farmer v. Brennan, 511 U.S. 825, 114 S.Ct. 1970, 128 L.Ed.2d 811 (1994). In Farmer, the Court held that a deliberate indifference claim fails unless the defendant had a “sufficiently culpable state of mind.” Farmer, 511 U.S. at 834, 114 S.Ct. 1970. Specifically, Eighth Amendment liability requires “more than ordinary lack of due care for the prisoner’s interests or safety.” Id. at 835, 114 S.Ct. 1970 (quoting Whitley v. Albers, 475 U.S. 312, 319, 106 S.Ct. 1078, 89 L.Ed.2d 251 (1986)). The requisite state of mind lies “somewhere between the poles of negligence at one end and purpose or knowledge at the other.” Id. at 836, 114 S.Ct. 1970. It is the equivalent of recklessly disregarding a substantial risk of serious harm to the inmate. Id.

The Supreme Court clarified that the plaintiff in an Eighth Amendment action must show consciousness of risk on the part of the defendant. Id. at 840, 114 S.Ct. 1970. The Court also made clear that the plaintiff need not show that the defendant acted or failed to act believing that harm actually would befall the inmate; it is sufficient that the official acted or failed to act despite the official’s knowledge of the substantial risk of serious harm. Id. at 842,114 S.Ct. 1970.

Dr. Shellcroft maintains that the district court’s instructions to the jury imposed only a negligence standard in contravention of Farmer. He is incorrect. The instructions state — as Farmer instructs — that the jury must find that Dr. Shellcroft behaved recklessly despite his knowledge of the risks Holton faced:

It is not enough under the Eighth Amendment that the defendant was negligent, rather plaintiff has the burden of proving deliberate indifference. Deliberate indifference to the rights of others is the conscious or reckless disregard of the consequences of one’s acts or omissions.

Jury instructions are to be considered as a whole. Guebara v. Allstate Ins. Co., 237 F.3d 987, 992 (9th Cir.2001). Taken as a whole, the district court’s instructions properly instructed the jury on the requisite mental state required to establish deliberate indifference.

II. Rule 50(b) Motion

We review de novo the district court’s denial of a renewed motion for judgment as a matter of law. Johnson v. Paradise Valley Unified Sch. Dist., 251 F.3d 1222, 1226 (9th Cir.2001). Judgment as a matter of law is proper if the evidence, con[390] strued in the light most favorable to the nonmoving party, permits only one reasonable conclusion, and that conclusion is contrary to the jury’s verdict. McLean v. Runyon, 222 F.3d 1150, 1153 (9th Cir. 2000).

Appellant’s arguments stem primarily from his jury instruction argument, which itself stems from his misreading of Farmer. Here again, Dr. Shellcroft misconstrues the mental state appellees had to show to establish deliberate indifference. While it is true that appellees bore the burden of demonstrating that Dr. Shellcroft knew that Mark Holton was at a serious risk of harm — something the appellant does not dispute — they did not have to show that Dr. Shellcroft knew he was mistreating his patient. Instead, applying the criminal recklessness standard for deliberate indifference articulated in Farmer, Amada Holton and Mark Holton’s estate had to show only that, knowing his patient was at a serious risk of harm, Dr. Shellcroft behaved recklessly.

Dr. Shellcroft stresses that he did provide some care — for example, by prescribing antibiotics and Tylenol — and that he never refused a request to go see his patient. Dr. Shellcroft also points out the various constraints on his time and the many factors that made attending Mark Holton difficult. While each of these challenges might well have plagued Dr. Shell-croft that day, it was not irrational for a jury to conclude that he behaved recklessly when he did not so much as visit his patient in nearly eight hours, failed to transfer him to an ICU despite evidence of kidney failure and the sustained presence of a life-threatening fever, and did not prescribe more aggressive treatment in light of the life-threatening fever caused by Neuroleptic Malignant Syndrome, a condition Dr. Shellcroft knew itself to be life-threatening.

III. Pre-Trial Order Amendment

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Estate of Holton v. Terhune, 40 F. App'x 387 (9th Cir. 2002).

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Related

Whitley v. Albers
475 U.S. 312 (Supreme Court, 1986)
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652 F.2d 882 (First Circuit, 1981)
Miller v. Safeco Title Insurance Co.
758 F.2d 364 (Ninth Circuit, 1985)
Byrd v. Guess
137 F.3d 1126 (Ninth Circuit, 1998)
Farmer v. Brennan
511 U.S. 825 (Supreme Court, 1994)
Mockler v. Multnomah County
140 F.3d 808 (Ninth Circuit, 1998)
Bouman v. Block
940 F.2d 1211 (Ninth Circuit, 1991)