Estate of DiCesare

63 Pa. D. & C.4th 293, 2003 Pa. Dist. & Cnty. Dec. LEXIS 122
CourtPennsylvania Court of Common Pleas, Philadelphia County
DecidedMay 5, 2003
Docketno. 83 of 2001
StatusPublished

This text of 63 Pa. D. & C.4th 293 (Estate of DiCesare) is published on Counsel Stack Legal Research, covering Pennsylvania Court of Common Pleas, Philadelphia County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Estate of DiCesare, 63 Pa. D. & C.4th 293, 2003 Pa. Dist. & Cnty. Dec. LEXIS 122 (Pa. Super. Ct. 2003).

Opinion

O’KEEFE, AJ.,

By decree dated 28 December 2001, the register of wills appointed petitioner, Theresa Owen, as the administratrix of the estate of [295]*295Carmen DiCesare (the decedent), who died intestate on 13 June 2001.

On 8 January 2002, Theresa Owen (petitioner or the estate) in the court of common pleas, orphans’ court division filed a petition for citation to show cause why assets should not be turned over. On the same day, the petition was assigned to the Hon. Joseph D. O’Keefe, A.J. (the court). Respondents are: Prudential Savings Bank (the bank), a state chartered savings and loan association; Frances Mazzei, the manager of the bank’s 19th and Snyder Avenue branch; and Lucia Squitieri, the assistant manager of the same branch.

On 22 February 2002, the bank filed its answer to the petition. On 7 March 2002, Mazzei and Squitieri, filed their answer to the petition as well as a cross-claim for contribution and indemnity against the bank.

The trial in this matter commenced on 4 November 2002, continued through 7 November 2002, and reconvened to hear final testimony on 9 and 28 January 2003, after which petitioner and respondents rested.

FACTS

Carmen DiCesare was bom on 24 January 1917. From 1917 until September 2000, decedent lived at 2023 South 18th Street in Philadelphia, Pennsylvania.1 Decedent held [296]*296different accounts at both the bank and Sharon Savings Bank.2 Before the onset of dementia, decedent visited Sharon Savings once a month, and visited the bank’s Snyder Avenue branch once a week.3

The bank is a mutual savings and loan association.4 Mazzei is the branch manager at the bank’s Snyder Avenue office.5 Squitieri is the assistant manager.6 The Snyder Avenue branch is six blocks from the bank’s headquarters, where the bank’s president and CEO, Thomas Vento; CFO, Joseph Corrato; and vice president of branch operations, Maria Botta have offices.7

Occasionally, both Mazzei and Squitieri perform teller functions. When acting as tellers, they must comply with the bank’s teller manual, P-19.8 Mazzei and Squitieri also must follow the bank’s employee manual, P-20. The bank prohibits tellers from handling transactions in their own accounts.9

Despite the fact that 70-75 percent of the Snyder Avenue branch’s customers are senior citizens, the bank has [297]*297not trained Mazzei, Squitieri, or any other employees on:

• interacting with senior citizens;

• recognizing signs of mental impairment;

• transacting business with persons whom they believe, or have reason to suspect, are mentally impaired;

• bank ethics; or

• recognizing and resolving potential conflicts of interest.10

As of 7 August 2000, the bank had no consistent, written, or distributed conflict of interest policy.11 By the date of testimony, Mazzei admittedly still did not know whether the bank has a conflict-of-interest policy.12

The bank does not re-certify or test its employees on policies and procedures after their initial training.13 Consequently, the bank has not tested Mazzei or Squitieri on policies or procedures since Mazzei began her employment with the bank in 1964, and Squitieri in 1987.14

As an adult, Mazzei’s interactions with decedent resulted from her employment with the bank.15 Mazzei did [298]*298not know decedent’s nickname, nor did she ever visit decedent’s home until the events at issue.16

Squitieri first met decedent in late 1998, solely as a result of her employment at the bank.17 Decedent was then suffering from progressive irreversible dementia.

Neither Mazzei nor Squitieri socialized with decedent outside of the bank’s Snyder Avenue branch.18 Decedent never mentioned Mazzei or Squitieri to Albert Johnson, his friend of 65 years.19

From November 1997 through January 2000, Dr. Vincent Renzi treated decedent.20 In January 1998, decedent complained to Dr. Renzi of forgetfulness, which decedent attributed to his prostatism medication, Flomax.21 Dr. Renzi discontinued the Flomax, but decedent’s cognitive deficits persisted.22

On 12 March 1998, Dr. Renzi prescribed Aricept for decedent.23 The FDA had then only approved Aricept for treating Alzheimer’s dementia.24

[299]*299On 8 December 1998, more than 21 months before the ITF account’s creation, Dr. Renzi diagnosed decedent with “progressive dementia.”25By the end of 1998, decedent began to visit the bank as many as four times per week.26 During which visits, decedent allowed only Mazzei and Squitieri to conduct his transactions.27

On 19 January 1999, more than 20 months before the ITF account’s creation, Dr. Renzi observed decedent as disheveled, unshaven, and with decreased attention to bathing.28 Dr. Renzi gave decedent a Mini-Mental Status Examination (MMSE).29 Decedent’s score correlates [300]*300with the “mild” stage of dementia, and was six points below average for his age.30

On 24 September, Dr. Renzi spoke with decedent about the MMSE score and decedent’s progressive forgetfulness.31 Dr. Renzi offered to prescribe Aricept again for decedent, who had discontinued its use. Decedent refused the medication.32

On 6 January 2000, eight months before the ITF account’s creation, Dr. Renzi’s physician’s assistant (PA) observed decedent to be a “poor historian,” with “speech tangential @ times,” and “distractable [sic].”33 The PA noted that decedent continued to pay his monthly bills.34

In spring 2000, decedent asked Mrs. Destra if she had seen “people going in and out of his house, stealing his money.”35 Decedent now visited Sharon Savings every day, instead of just once per month.36 Sharon Savings Assistant Manager Roxanne Rivera became concerned about decedent’s mental well-being.37 Sharon Savings

[301]*301employees now spent upwards of an hour explaining decedent’s finances to him, and assuring him that no one was taking his money.38

More than once around this time, decedent locked himself out of his house. In one such instance, Mrs. Destra told decedent that she had telephoned a locksmith to assist him. After a short wait, decedent stated, “You people didn’t call anybody,” and walked away.39

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Bluebook (online)
63 Pa. D. & C.4th 293, 2003 Pa. Dist. & Cnty. Dec. LEXIS 122, Counsel Stack Legal Research, https://law.counselstack.com/opinion/estate-of-dicesare-pactcomplphilad-2003.