Estate of Derrick Smith, et al. v. United States of America

District Court, N.D. Ohio·Decided September 3, 2026·No. 1:25-cv-00881·Unknown

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF OHIO EASTERN DIVISION - CLEVELAND ESTATE OF DERRICK SMITH, et al., : Case No. 1:25-cv-881 Plaintiffs, Judge Matthew W. McFarland

UNITED STATES OF AMERICA, Defendant.

ORDER AND OPINION

This matter is before the Court on Defendant’s Motion to Dismiss (Doc. 14). Plaintiffs filed a Response in Opposition (Doc. 16), to which Defendant filed a Reply (Doc. 17) and Plaintiffs filed a Sur-Reply (Doc. 20). This matter is fully briefed and ripe for the Court’s review. For the following reasons, the Court GRANTS Defendant’s Motion to Dismiss (Doc. 14). FACTS AS ALLEGED On April 21, 2021, Derrick Smith was charged with Distribution of Cocaine in the Northern District of Ohio. (Compl., Doc. 1-2, § 10.) He was subsequently released on certain conditions. (Id.) However, Mr. Smith violated these conditions several times. (Id. at 11-15.) Particularly relevant here, the district court set a hearing on April 15, 2024, in light of Mr. Smith allegedly using drugs and failing to comply with his required mental health treatment. (Id. at ¢ 15.) Leading up to April 15, 2024, Mr. Smith’s mother told him that “he had to go to his hearing” but observed that he was a “maniac.” ([d.) In turn, Mr.

Smith’s mother contacted the probation officer to inform her that Mr. Smith did not wish to attend the hearing and advised her that Mr. Smith is “in one of his manic stages.” (Id. at 16.) Mr. Smith had a history of “mental health issues ever since he was 17 years of age” and had been placed in a guardianship as an “incompetent person.” (Id. at 7.) Mr. Smith failed to appear for his court hearing, so an arrest warrant was issued. (Compl., Doc. 1-2, § 17.) In order to execute this warrant, the United States Marshals Service entered Mr. Smith’s residence on April 18, 2024, and told Mr. Smith that they were there to take him to court. (Id. at □□ 18-19, 23.) Mr. Smith responded that he did not want to go with them and barricaded the bedroom door. (Id. at {| 23, 26.) One of the officers stated: “come on Derrick we have a warrant for you[;] we want to take you to court for your hearing|;] we done this before and never had any problem.” (Id. at J 23.) Mr. Smith responded by saying “no.” (Id.) Around this time, Mr. Smith’s relative advised law enforcement that Mr. Smith was a “maniac.” (Id.) Despite the command from law enforcement, Mr. Smith refused to open the door or go to court. (Id. at 9] 24-26.) Mr. Smith’s relative was in and out of another room during this situation, but—after hearing banging and wrestling sounds—she observed one of the officers holding Mr. Smith in a “bear hug.” (Id. at § 27.) The other officers watched but did not help. (/d.) Mr. Smith’s relative then went to another room and subsequently heard gunshots. (Id. at J 27.) Though Mr. Smith’s relative was not present to observe the entire interaction, a body-worn camera captured certain developments. (Compl., Doc. 1-2, { 28). Specifically, Mr. Smith ran into his room and picked up what appeared to be a wooden leg from a table or bed. (Id.) According to the Complaint’s telling of events, Mr. Smith “was holding

it, with both hands, like a baseball bat, over his right shoulder.” (Id.) The Complaint further alleges that Mr. Smith “stood there, looking at the U.S. Marshalls], but he was not moving toward them, when one, or more, of the U.S. Marshalls] negligently and wrongfully shot [Mr. Smith] eight times, killing him, without legal justification to use deadly force.” (Id.) PROCEDURAL BACKGROUND Plaintiff Estate of Derrick Smith and Plaintiff Ericka Smith filed this federal lawsuit on May 1, 2025. (See Compl., Doc. 1.) Although the two-count Complaint was signed by “Ericka Smith, Pro Se,” Plaintiffs are represented at this juncture. (Id. at Pg. ID 18.) Count Tis labelled as “Violation of Federal Tort Claims Act § 2680(h)” while Count II is labelled as “Negligence.” (Id. at 4 30-36.) Defendant responded by filing a Motion to Dismiss (Doc. 14), which is now fully briefed. (See Response, Doc. 16; Reply, Doc. 17; Sur-Reply, Doc. 20.) LAW AND ANALYSIS A motion to dismiss for “failure to state a claim upon which relief can be granted” tests the plaintiff's cause of action as stated in a complaint. Fed. R. Civ. P. 12(b)(6); Golden v. City of Columbus, 404 F.3d 950, 958-59 (6th Cir. 2005). A claim for relief must be “plausible on its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). Put differently, the complaint must lay out enough facts for a court to plausibly infer that the defendant wronged the plaintiff. 16630 Southfield Ltd. P’ship v. Flagstar Bank, F.S.B., 727 F.3d 502, 504 (6th Cir. 2013). Courts must accept all allegations of material fact as true and must construe such allegations in the light most favorable to the plaintiff. Twombly, 550 U.S. at

554-55; Doe v. Baum, 903 F.3d 575, 586 (6th Cir. 2018). However, courts are not bound to do the same for a complaint’s legal conclusions. Twombly, 550 U.S. at 555. When a complaint contains sufficient facts to satisfy the elements of an affirmative defense put forth by a defendant, courts may grant dismissal on that basis. Est. of Barney v. PNC Bank, Nat. Ass’n, 714 F.3d 920, 926 (6th Cir. 2013). I Materials Under Consideration The Court begins with the preliminary question of which materials may be considered in adjudicating Defendant’s Motion to Dismiss (Doc. 14). Generally, “a Rule 12(b)(6) motion should be decided solely on the complaint.” Diei v. Boyd, 116 F.4th 637, 643 (6th Cir. 2024). But, as in many areas of the law, there are exceptions. See Blackwell v. Nocerini, 123 F.4th 479, 486 (6th Cir. 2024). For instance, courts may consider “exhibits attached to [a] defendant’s motion to dismiss so long as they are referred to in the Complaint and are central to the claims contained therein.” Bassett v. Nat’l Collegiate Athletic Ass'n, 528 F.3d 426, 430 (6th Cir. 2008). Here, Plaintiffs’ Complaint references publicly released body camera footage of the incident that “shows [Mr. Smith] running into his room,” “pick[ing] up what appears to be a wooden leg,” and “holding it, with both hands, like a baseball bat, over his right shoulder” while not moving toward law enforcement. (Compl., Doc. 1-2, § 28.) Although it is unclear whether this referenced footage is the same complete body camera footage that Defendant now asks the Court to consider, the latter is certainly referenced in the Complaint and central to Plaintiffs’ claims. (See Video, Doc. 15.) In fact, the Complaint appears to implicitly rely “on the video[] by recounting facts that could only be known to him by watching the video[].”

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