Estate of David Paul McFarlin, by Its Personal Representative, Jamie Laass, Jamie Laass, Individually, and Jamie Laass, as Parent and Next Friend of S.L. v. State of Iowa

CourtCourt of Appeals of Iowa
DecidedSeptember 10, 2015
Docket14-1180
StatusPublished

This text of Estate of David Paul McFarlin, by Its Personal Representative, Jamie Laass, Jamie Laass, Individually, and Jamie Laass, as Parent and Next Friend of S.L. v. State of Iowa (Estate of David Paul McFarlin, by Its Personal Representative, Jamie Laass, Jamie Laass, Individually, and Jamie Laass, as Parent and Next Friend of S.L. v. State of Iowa) is published on Counsel Stack Legal Research, covering Court of Appeals of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Estate of David Paul McFarlin, by Its Personal Representative, Jamie Laass, Jamie Laass, Individually, and Jamie Laass, as Parent and Next Friend of S.L. v. State of Iowa, (iowactapp 2015).

Opinion

IN THE COURT OF APPEALS OF IOWA

No. 14-1180 Filed September 10, 2015

ESTATE OF DAVID PAUL MCFARLIN, by Its Personal Representative, JAMIE LAASS, JAMIE LAASS, Individually, and JAMIE LAASS, as parent and next friend of S.L. Plaintiffs-Appellants,

vs.

STATE OF IOWA, Defendant-Appellee. ________________________________________________________________

Appeal from the Iowa District Court for Buena Vista County, Carl J.

Petersen, Judge.

The Estate of David McFarlin appeals the district court’s grant of summary

judgment to the State. AFFIRMED.

Stanley E. Munger and Jay E. Denne, of Munger, Reinschmidt & Denne,

LLP, Sioux City, for appellants.

Thomas J. Miller, Attorney General, and Anne Updegraff, Assistant

Attorney General, for appellee.

Heard by Tabor, P.J., and Bower and McDonald, JJ. 2

BOWER, J.

The Estate of David McFarlin (the estate),1 by its personal representative

Jamie Laass (David’s mother), Jamie Laass individually and as parent and next

friend of S.L. (David’s sibling) appeal the district court’s grant of summary

judgment to the State. The estate claims the court erred in finding the

discretionary function immunity exception precludes the State’s liability for David

McFarlin’s death. The estate also claims the public duty doctrine does not

preclude the estate’s cause of action, and the applicable statutes cited by the

estate create a private cause of action against the State. We find the district

court did not err in granting the State’s motion for summary judgment and affirm.

I. BACKGROUND FACTS AND PROCEEDINGS

We incorporate the district court’s statement of the factual background:

This case arises from a boating accident on May 31, 2010 on the waters of Storm Lake, which resulted in the death of a ten- year-old boy, David McFarlin. David was accompanied by his mother; his sister; his mother’s companion, Harry Foote; and other minor family members that day. While boating on the lake, Mr. Foote’s vessel struck a dredge pipe that was part of an ongoing dredge operation at Storm Lake. The force of the collision broke the motor loose, and the motor landed in the passenger compartment of the boat, striking David. He passed away from his injuries later that day. Mr. Foote stated during his deposition that he recognized what he believed were two dredges working independently on the lake. He was “confused” by the “multiple buoys” around the dredging operation, and believed he was being directed towards the area as a means to pass from one side of the

1 The estate filed two other suits arising from the boating accident in this case. The first suit was brought in the United State District Court for the Northern District of Iowa, the named defendants included: The City of Storm Lake, Buena Vista County, the Lake Improvement Commission, Brunswick Corporation; Harry Foote, Randy Redig, Russell Harrington, and David Botine. The parties reached a settlement and the case was dismissed. The second suit was brought in the same court against Lakeside Marina, Inc. The court granted summary judgment in favor of Lakeside. 3

lake to the other. He did not see the dredge pipe in the water until immediately before impact. Storm Lake is a meandered, sovereign body of water located in Buena Vista County, Iowa. Dredging has taken place on Storm Lake since 2002. While the State of Iowa initially operated the dredge through a contractor for the first year of its operation, an organization, the Lakeside Improvement Commission (LIC), was formed in 2003 in order to take over the operation. The LIC is comprised of representatives from Buena Vista County, the City of Storm Lake, the City of Lakeview, and the Lake Preservation Commission, a citizen organization. Because the lake is sovereign water, the Iowa Department of Natural Resources (DNR), through the Natural Resources Commission (Commission), must issue a permit to allow for the removal of any natural material from the land or water of the lake. See Iowa Code § 461A.53 [(2010)]. Each year the LIC submits new dredging plans, which are then approved by the Commission. Buena Vista County owns the dredge and accompanying equipment, and the dredge operators are employees of the City of Storm Lake. The State of Iowa provides reimbursement for the operation depending on that year’s budget.

The estate filed its petition against the State of Iowa and the DNR on

October 24, 2012. The estate claimed the State’s negligence was the proximate

cause of its damages. Laass and S.L. requested damages for bystander

recovery and loss of consortium.

The State filed a motion for summary judgment on February 28, 2014,2

claiming it possessed sovereign immunity, the estate’s cause of action was not

recognizable or arising from a statutory duty, the public duty doctrine prohibits

the claim, the State was immune under the recreational use statute, and the

State was entitled to discretionary function immunity. The estate filed a

resistance to the State’s motion.

2 The DNR was dismissed as a party to the suit pursuant to the prohibition in the Iowa Tort Claims act on suits against state agencies for claims defined in Iowa Code chapter 669. 4

The district court held a hearing on April 25, and on July 9, the court

granted the State’s motion for summary judgment. The estate now appeals.

II. STANDARD OF REVIEW

We review rulings on motions for summary judgment for the correction of

errors at law. City of Cedar Rapids v. James Props., Inc., 701 N.W.2d 673, 675

(Iowa 2005). “Summary judgment is appropriate only when the entire record

demonstrates that no genuine issue of material fact exists and the moving party

is entitled to judgment as a matter of law.” Stevens v. Iowa Newspapers, Inc.,

728 N.W.2d 823, 827 (Iowa 2007). A genuine issue of material fact exists if

reasonable minds can differ on how an issue should be resolved. Seneca Waste

Solutions, Inc. v. Sheaffer Mfg. Co., 791 N.W.2d 407, 411 (Iowa 2010). We

examine the record in the light most favorable to the nonmoving party and draw

all legitimate inferences the evidence bears in order to establish the existence of

questions of fact. Mason v. Vision Iowa Bd., 700 N.W.2d 349, 353 (Iowa 2005).

“A party resisting a motion for summary judgment cannot rely on the mere

assertions in [her] pleadings but must come forward with evidence to

demonstrate that a genuine issue of fact is presented.” Stevens, 728 N.W.2d at

827.

III. DISCUSSION

A. Discretionary Function Immunity

The estate claims the court erred in finding the State was immune from

liability for any claim of negligence pursuant to the discretionary function 5

exception as a waiver of sovereign immunity in Iowa Code section 669.14 (Iowa

Tort Claims Act).

“The Iowa Tort Claims Act prescribes procedures governing tort claims

against the State for the negligent acts of its officers, agents, or employees.”

See generally Iowa Code ch. 669; Schneider v. State, 789 N.W.2d 138, 146

(Iowa 2010). The Act preserves aspects of sovereign immunity by excluding

certain claims from its scope. See Schneider, 789 N.W.2d at 146. Those

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