Estabrook v. State of Maine

Superior Court of Maine·Decided September 3, 2010·No. KENcr-08-928·Unpublished

Opinion

,STATE OF MAINE SUPERIOR COURT KENNEBEC, ss CR-08-928 / I , ,il'Ai\M __ I/r,,'_ iA,1,"c'OIO I,/Jld: I'\~/V 11/, , I '

JOHN ESTABROOK

ORDER ON PETITION

V. FOR POST-CONVICTION REVIEW

STATE OF MAINE

BACKGROUND

Before the Court is a Petition for Post-Conviction Review brought by John Estabrook. The Petitioner is represented by Attorney Scott Lynch, and the State of Maine is represented by Assistant District Attorney Brad Grant.

The Petitioner was found guilty of one count of Class C unlawful sexual contact by a Kennebec County jury on April 17, 2008 after a two-day trial. On April 23, 2008 he was sentenced to four years to the Department of Corrections, with all but two years suspended, and was placed on probation for four years with a number of conditions of probation. In addition, Mr. Estabrook is required to register as a sex offender under Maine's Sex Offender Registration and Notification Act. The jury acquitted the Petitioner of three other counts of Unlawful Sexual Contact.

The Petitioner filed an application to appeal the sentence imposed, which was denied on September 17, 2008. He did not file an appeal of his conviction.

The Petitioner was represented by Attorney Stephen Bourget at trial. Mr.

Estabrook now alleges that he received ineffective assistance of counsel throughout the

trail process. By a pro-se petition dated December 8, 2008, he made a number of specific allegations, most of which were not properly raised on post-conviction. These included allegations that the sentence imposed by the Court was illegal, that the Court erred in not allowing testimony from two defense experts, and that the jury could not rationally find him guilty beyond a reasonable doubt on Count IV of the indictment if they acquitted him of Counts I through III of the same indictment.

On December 15, 2008, Justice William Anderson issued a Post-Conviction Assignment Order which provided for, among other things, the filing of an amended petition after counsel was assigned. An amended petition was filed on January 14, 2010 which made further, more specific allegations of ineffective assistance of counsel. These included claims that defense counsel should have subpoenaed Dr. James White, Ph.D, for trial. Dr. White was the victim's therapist. The State had, just before trial, successfully tiled a Motion in Limine prohibiting Dr. White from testifying. Mr. Estabrook claims in this matter that had Dr. White been called he would have testified that no disclosure of sexual abuse had been made, or that the victim's statements to him would have been at variance with her trial testimony. He also alleges ineffective assistance of counsel because the defense counsel did not appeal his conviction. Further, he alleges that the defense should have timely disclosed a psychosexual evaluation of the defendant conducted by Dr. Kathryn Thomas, Ph.D, such that she would have been able to testify at trial. Finally, he alleges that the defense failed to challenge the open-ended indictment through a bill of particulars, which Mr. Estabrook alleges would have enabled him to provide an effective "time-based" defense.

FINDINGS AND CONCLUSIONS

The parties agree on the legal standard that the Court must apply in deciding this matter. In order to prevail on this claim of ineffective assistance of counsel, Mr. Estabrook must demonstrate that there was serious incompetence, inefficiency or inattention of defense counsel that falls below that which might be expected from an ordinary fallible attorney and that this ineffectiveness likely deprived him of an otherwise available substantial ground of defense. State v. Brewer, 1997 ME 177. Importantly, the Petitioner must prevail on both prongs of this standard in order to obtain relief post­ conviction.

Because the Court has concluded that the Petitioner, Mr. Estabrook, has not prevailed on the second prong, namely that any ineffectiveness alleged deprived him of an otherwise available substantial ground of defense, the Petition for Post-Conviction Review is denied.

The Court will address each allegation brought by Mr. Estabrook separately.

Failing to procure the testimony ofDr. White The Petitioner alleges that defense counsel was ineffective in that he failed to procure reports and/or testimony of Dr. James White, who was the therapist for the victim in this case. The Court had the opportunity to review the records of Dr. White, which the Court allowed Attorney Lynch to subpoena for in camera review. Had defense counsel in the underlying criminal case undertaken this process, as Petitioner insisted that he should have done, he would not have found an available, substantial ground of defense. The claim or assumption that a review of these records would have revealed that the victim

never disclosed abuse to her therapist, or that her description of the abuse is at variance with her trial testimony, is simply not supported by a review of the records and a review of her trial testimony. Therefore, even assuming that the failure to procure the records in a timely manner constituted ineffective assistance per se, the Court finds that no available, substantial ground of defense would have been generated by use of the records, or by the testimony of Dr. White.

Failure to appeal/he Petitioner's conviction Although this allegation was initially understood by the Court to be a claim of ineffective assistance that deprived Mr. Estabrook of a substantial ground of defense, in the post Trial Brief in lieu of Closing Argument filed in this matter, this allegation is described as an "additional symptom of the inefficiency of counsel." (Trial Brief, pg. 6). Mr. Estabrook testified at hearing that he asked his defense counsel to appeal both his conviction as well as his sentence, while defense counsel states that he was only asked to apply for a review of his sentence. However, assuming that defense counsel should have appealed both, and/or was asked to do so, the Petitioner has failed to articulate why this failure likely prejudiced him. There was certainly testimony from the victim at trial, which when viewed in the light most favorable to the State, would have supported the jury verdict. More importantly, because the Petitioner has failed to articulate why an appeal of the conviction would have been successful had it been pursued, either through expert opinion or even argument, this claim is without merit.

Failure to procure the testimony ofDr. Thomas

The Petitioner alleges that defense counsel was ineffective by failing to disclose the psychosexual evaluation of Kathryn Thomas, Ph.D, resulting in the exclusion of the evidence. Petitioner fails to note that the reason given by the Court for excluding the evidence on April IS, 2008 was lack of foundation for her opinion, based on the qualifying language from Dr. Thomas in the report itself. More fundamentally, Petitioner fails to grasp that the Court would have never let Dr. Thomas opine at trial about the Petitioner's risk of re-offending. Dr. Thomas would also not have been allowed to simply report statements made by the Petitioner to Dr. Thomas, which if offered by the Defendant would be hearsay. While Dr. Thomas' opinion may have been relevant for sentencing purposes, the Court can conceive of no circumstances where she would have been allowed to testify at trial in a way that would likely have provided the Petitioner with an available, substantial ground of defense.

Failure to seek a bill o/particular or conduct investigation The Petitioner claims that defense counsel should have obtained a bill of particulars or otherwise conducted investigation to enable him to provide a "time-based defense."

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Estabrook v. State of Maine, (Me. Super. Ct. 2010).

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Related

State v. Brewer
1997 ME 177 (Supreme Judicial Court of Maine, 1997)