Esco v. State

179 So. 2d 766, 278 Ala. 641, 1965 Ala. LEXIS 968
CourtSupreme Court of Alabama
DecidedSeptember 30, 1965
Docket6 Div. 38
StatusPublished
Cited by13 cases

This text of 179 So. 2d 766 (Esco v. State) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Esco v. State, 179 So. 2d 766, 278 Ala. 641, 1965 Ala. LEXIS 968 (Ala. 1965).

Opinion

COLEMAN, Justice.

Defendant was tried on an information, filed by the solicitor, which charged:

“That within twelve months before the commencement of this prosecution, Howard Edward Esco, ateaa-Ha-roléEdward-Esee did change or alter his name to conceal his identity, against the peace and dignity of the State of Alabama.”

. The state amended the information before arraignment by striking the words:

“alias Harold Edward Esco.”

A jury found defendant “guilty of changing or concealing his name, as charged in the Solicitor’s Complaint.” The Court of Appeals affirmed and we granted certiorari.

The authority for convicting defendant is found in § 229, Title 14, Code 1940, which recites:

“Any person who changes or alters his or her name with the intent to defraud or with the intent to avoid payment of any debt, or to conceal his or her identity, shall be guilty of a misdemeanor, and, on conviction, shall be punished by a fine of not more than five hundred dollars.”

Defendant contends that the offense of which he was convicted is the offense created by the third alternative of the statute and that the third alternative is void and unconstitutional because it is repugnant to the Fourteenth Amendment to the Constitution of the United States.

The Court of Appeals, in affirming the conviction, observed that the progenitor of § 229 was held valid in Morris v. State, 144 Ala. 81, 39 So. 973. We granted certiorari to review the judgment of the Court of Appeals.

In Morris, this court did hold that the act was under the police power, was clearly within the legislative competence, and did not violate the constitutional prohibition against imprisonment for debt which was the only constitutional provision considered in that case. In Morris, however, the indictment was not based on the third alternative of the statute. The indictment was based on the second alternative of the statute. The indictment there recited:

“ ‘The Grand Jury of said County charge that before the finding of this indictment Walter Morris, alias Charlie Smith, alias Charles Morris, not in the manner provided by law, changed or altered his name with the intent to avoid the payment of a debt due by him to H. W. Fancher, etc.’” (144 Ala. at page 82, 39 So. 973)

Upholding the validity of the second alternative is not upholding the validity of *643 tile third alternative, and Morris is not decisive of the question here, which is whether the third alternative is valid and constitutional.

Examination of § 229 shows that, when a person changes his or her name with anyone of three alternative intents, the act of changing the name is made a crime. The three intents are: (1) intent to defraud, (2) intent to avoid payment of any debt, or (3) to conceal his or her identity.

This court has said:

“Fraud and misrepresentation resulting in injury to another may be made criminal; .....” Davis v. State, 237 Ala. 143, 145, 185 So. 774.

Under that principle, the validity of the second alternative,- against the objection there made, was sustained in Morris v. State, supra. The validity of the first alternative was not considered in Morris and is not at issue here, but we know no good reason why changing one’s name with intent to defraud another may not be made a crime.

In the instant case, however, we are concerned with the third alternative, which is different. The difference between the first two alternatives and the third is that the element of fraud is an ingredient of the first two, but not of the third, Burnam v. Commonwealth, 228 Ky. 410, 15 S.W.2d 256.

The element of fraud or other criminal purpose is not present in the third alternative. The intent to defraud is included in the first alternative and the intent to avoid payment of a debt is included in the second, but neither of those intents is included in the third. We must assume then that the intent to defraud is intentionally omitted from the third and that to be guilty under the third, neither the intent to defraud nor the intent to avoid payment of debt is necessary. We ought, then, to consider what character of act it is that is forbidden by the third alternative.

The general rule is well settled that identity of name imports, prima facie, identity of person. Ex parte Davis, 200 Ala. 577, 76 So. 935. It would seem to follow that a difference of name imports, prima facie, a difference of person. A change of name, then, it can be argued, always imports, at least prima facie, a difference in identity. To some extent,-a change of name always conceals the nominee’s identity. When the change is with intent to defraud another, the act of change is intended to injure another and the state, under the police power, may make the act of changing the name, with such intent, a crime, but can the state, consistent with due process, make the act a crime when the act has no connection with or relation to the public welfare, health, safety, or morals?

The Kentucky Court has said:

“We-recognize the legislative power to define what acts or omissions shall constitute criminal offenses so long as the exercise of the power does not infringe constitutional rights and privileges, express or necessarily implied. Taylor v. Commonwealth ex rel. Dummit, 305 Ky. 75, 202 S.W.2d 992. But there is no power to declare to be a crime an act which has no relation to the comfort, welfare and safety of society or an act which could not be avoided by the utmost care and circumspection, or which, in its nature, is and must be under all circumstances innocent, or the nonperformance of which is ■ impossible. . . .” Commonwealth v. O’Harrah (Ky.), 262 S.W.2d 385, 388.

The New Mexico Court said:

“A further technical legal objection to the statute is its want of certainty. Where the statute uses words of no determinative meaning, or the language is so general and indefinite as to embrace not only acts commonly recognized as reprehensible, but also others which it is unreasonable to presume were in *644 tended to be made criminal, it will be declared void for uncertainty. . . . ” State v. Diamond, 27 N.M. 477, 202 P. 988, 20 A.L.R. 1527, 1533.

The Illinois Court said:

“ . . . .As was said by this court in Gillespie v. People, 188 Ill. 176, 58 N.E. 1007, 52 L.R.A. 283, the Legislature has no authority to pronounce the performance of an innocent act criminal, when the public health, safety, comfort, or welfare is not interfered with.” Horwich v. Walker-Gordon Laboratory Co., 205 Ill. 497, 506, 68 N.E. 938, 941.
“When a statute uses words of no determinative meaning and the language is so vague and indefinite not only as to punish acts clearly punishable, but conduct which cannot be punished, it will be declared void for uncertainty.

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Bluebook (online)
179 So. 2d 766, 278 Ala. 641, 1965 Ala. LEXIS 968, Counsel Stack Legal Research, https://law.counselstack.com/opinion/esco-v-state-ala-1965.