Escareno v. Noltina Crucible & Refractory Corp.

172 F.R.D. 522, 1997 U.S. Dist. LEXIS 5201, 1997 WL 189819
CourtDistrict Court, N.D. Georgia
DecidedMarch 19, 1997
DocketNo. 1:92-CV-103-JEC
StatusPublished
Cited by3 cases

This text of 172 F.R.D. 522 (Escareno v. Noltina Crucible & Refractory Corp.) is published on Counsel Stack Legal Research, covering District Court, N.D. Georgia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Escareno v. Noltina Crucible & Refractory Corp., 172 F.R.D. 522, 1997 U.S. Dist. LEXIS 5201, 1997 WL 189819 (N.D. Ga. 1997).

Opinion

ORDER

CARNES, District Judge.

This case is before the Court on plaintiffs Motion To Substitute [77], the case having been remanded by the Eleventh Circuit to allow plaintiffs counsel to file a second motion to substitute. Escareno v. Carl Nolte Söhne GmbH & Co., 77 F.3d 407 (11th Cir. 1996). Defendant has filed an opposition to plaintiffs motion [78] and plaintiff has filed a reply to that opposition [81].

I. Where We Are Now

When presented to the Court originally on counsel’s1 first motion to substitute himself as the party upon the death of his client, the plaintiff, the legal issues were unusual and applicable precedent was scant. Unfortunately, due to this Court’s inability to decipher what exactly the Eleventh Circuit wishes this Court to do on remand, the matter has become more complicated and confusing. Specifically, the question whether a [524]*524particular individual can be appointed by a Georgia probate court to represent or administer an estate is one of Georgia law. The parties disagreed as to whether that law permitted counsel to be designated as an administrator of the estate. If the designation of a particular person as administrator were invalid, the latter would have no basis to argue that he should be substituted as the party plaintiff in this case. Upon submission of the original motion to substitute, this Court examined the albeit scant authority and decided that, although the issue was not altogether clear, defendant’s position was more persuasive than plaintiffs and it so ruled.

On appeal, the Eleventh Circuit confessed its own inability to interpret Georgia law on this question and indicated that, because the Georgia probate court’s appointment of plaintiffs counsel was, itself, based on a misapprehension of the facts underlying plaintiffs death,2 plaintiffs counsel should be allowed to go back to probate court and obtain an order premised on the correct facts concerning the deceased’s residency. Thereafter, plaintiff should be allowed to file a second motion to substitute with this Court.

As to the legal ramifications of the probate court’s decision on a second application to appoint an administrator of plaintiff s estate, Judge Godbold, writing for the panel, noted:

The courts of Georgia are the proper forum for unraveling the skeins of this case in the first instance. And even that cannot be done until the probate court acts on the correct facts. Orderly disposition of the case calls for the Georgia courts to act first.

77 F.3d at 412.

Judge Godbold further noted that the probate court should:

address the matter ... construe the Georgia statutes if necessary, and consider its jurisdiction. Whether the actions of that court will then be reviewabic in the Georgia courts, and by whom, and on what record, are matters to be addressed by the Georgia courts in the first instance. Plaintiff should be given a reasonable time after Georgia courts act in which to file a new motion to substitute if plaintiff wishes to do so.

Id. (emphasis added)

Upon issuance of the mandate, the plaintiff went back to the Fulton County Probate Court and filed a second ex parte petition for the appointment of a representative for plaintiffs estate. This time, instead of asking that he, the plaintiffs attorney, be appointed as the representative, counsel requested that a Phillip Grant be so designated. The probate court issued an order to that effect. There is nothing in the submission to suggest that plaintiffs counsel indicated to the probate court the unique legal questions that inhered in this particular submission or directed the court to the questions that the Eleventh Circuit wished to be answered.3 Accordingly, there is nothing to indicate that the probate court “construe[d] the Georgia statutes or consider [ed] its jurisdiction” to any greater extent than it would in any other routine ex parte request for the appointment of a representative.

This Court is unclear why the Eleventh Circuit did not certify the issue to the Georgia Supreme Court. Perhaps, it thought that, if aware of the true facts about the plaintiffs residency, the probate court would not appoint a representative and that further litigation on this issue could then be avoided. That, of course, did not occur as the probate court, unaware that it was supposed to be [525]*525unraveling skeins of a tough legal issue, not surprisingly, granted the ex parte petition.

Having now been appointed the representative, Mr. Grant seeks to be substituted as the party in the case. Although Grant’s appointment avoids some of the perception problems inherent in having the plaintiffs counsel, without the consent of the heirs, act as the representative of the plaintiffs estate, it does not in any way diminish the force of defendant’s continuing argument that, under Georgia law, an appointment of any representative for a nonresident’s estate cannot be made under the circumstances of this case. Indeed, defendant has repeated those arguments in its opposition to the substitution of Grant as the plaintiff in this case.

In short, with a few additional complexities, we are back exactly where we started with this litigation: the plaintiff seeks to substitute a party and the defendant objects on the same ground that was previously sustained by this Court. The additional complexities arise out of an inability to discern what the Eleventh Circuit intended to be done upon the appointment of a representative by the probate court. The panel noted that it was unsure whether the action of the probate court would be reviewable in the Georgia courts and, if so, by whom and on what record, but that these “are matters to be addressed by the Georgia courts in the first instance.” 77 F.Sd at 412. This Court unfortunately holds no greater knowledge on these matters than did the Eleventh Circuit panel. Moreover, clearly not a Georgia court, this Court finds itself in the position of being the court “of first instance” to examine these issues, although the panel made clear its intention that- the Georgia courts be the first arbiters of these questions. Unlike the Eleventh Circuit, this Court lacks the power to certify a question to a state supreme court. Accordingly, it must proceed to decide whether there is anything about this second substitution motion that would cause it to change its previous analysis of the legal issues. If not, the Court must then determine proeedurally the next step to be taken to advance the litigation.

II. How We Got Here

A. The Order Denying Plaintiff’s Motion To Substitute

Two months after plaintiff Escareno’s death, his attorney learned of his client’s death (Mot. [53J at 2) and filed a Suggestion of Death [51]. Thereafter, plaintiffs counsel filed an application with the Probate Court of Fulton County for appointment as a temporary administrator. Counsel had not been selected by the majority of heirs at law to represent the estate — plaintiff purportedly had a three year old son at the time of his death — but instead indicated on the application that he was a “creditor” of the deceased and that plaintiff died with a claim pending in the Northern District of Georgia.

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Bluebook (online)
172 F.R.D. 522, 1997 U.S. Dist. LEXIS 5201, 1997 WL 189819, Counsel Stack Legal Research, https://law.counselstack.com/opinion/escareno-v-noltina-crucible-refractory-corp-gand-1997.