Equal Employment Opportunity Commission v. Packard Electric Division, General Motors Corp.

569 F.2d 315, 17 Fair Empl. Prac. Cas. (BNA) 9, 24 Fed. R. Serv. 2d 1329, 1978 U.S. App. LEXIS 12224, 16 Empl. Prac. Dec. (CCH) 8155
Court of Appeals for the Fifth Circuit·Decided March 10, 1978·No. Nos. 76-3405, 76-3406·Published·Cited by 1 cases

Opinion

GEE, Circuit Judge:

At issue in the present cases is the scope of the Equal Employment Opportunity Commission’s subpoena powers in investigations of individual instances of race and sex discrimination under Title YII of the Equal Employment Opportunity Act, 42 U.S.C. § 2000e et seq. In both cases individuals complained to the EEOC’s Jackson, Mississippi, office about relatively narrow factual situations. The EEOC, in its attempts to investigate these complaints, issued subpoenas for broad statistical information as to the respective employers’ entire work force. In each case the district court granted only partial enforcement of these sweeping requests, and the propriety of these partial denials of enforcement is now drawn before us.

Both cases turn on the EEOC’s wish to obtain data in the form known to it as “workforce breakouts.” Along with its requests for the personnel files of the individual complainants and general hire and fire data, the EEOC subpoenaed facility-wide “workforce breakouts” — the entire current personnel lists of the complained-of facilities, showing each employee’s race and sex, job classification, labor grade, date of hire, and pay rate. Although GMAC and Packard supplied some materials about the individual complainants and GMAC also supplied some limited plant-wide data about other job applicants, both employers refused to supply the plant-wide workforce breakouts.

When the EEOC sought to enforce its subpoenas, the district court refused to require facility-wide workforce breakouts; instead, the district court granted partial enforcement in each case, tailoring disclosure [317] to the character of the particular charges made. Thus, in the GMAC case, where the complainant charged that his application to be a collection agent in the Jackson plant’s “field department” had been rejected on grounds of race, the district court granted a workforce breakout of the field department (but not of the entire plant) and also granted disclosure of hire and fire data for all collection agents, as well as all personnel records of the charging party. In the Packard Electric case the court again tailored disclosure to the character of the charges. Here there were three complainants, each from different departments: (1) a black female (shipping department) charging race and sex discrimination in her layoff; (2) a white female (assembly line) charging race and sex discrimination in her nonrecall following layoff; and (3) a black male (maintenance department) charging unequal pay based on race, as well as retaliatory firing. The district court granted hire and fire data throughout Packard’s facility, along with personnel records relating to the charging parties; it also granted a departmental workforce breakout of the maintenance department. But in both cases the district court denied enforcement of the subpoenas for plant-wide workforce breakouts, saying that at the current stage of the investigation the EEOC had not shown them to be relevant. The EEOC appeals this ruling.

At the outset, it is clear that we may review on appeal the partial denial of the EEOC’s petition for enforcement of its investigative subpoena. This court has long entertained such appeals, treating them as reviewable final orders. See, e. g., New Orleans Public Service, Inc. v. Brown, 507 F.2d 160 (5th Cir. 1975); Parliament House Motor Hotel v. EEOC, 444 F.2d 1335 (5th Cir. 1971); Georgia Power v. EEOC, 412 F.2d 462 (5th Cir. 1969). This is because an EEOC investigative subpoena is not necessarily part of a continuing judicial proceeding, and, like other administrative subpoenas, its grant or denial may as a practical matter end the controversy between the parties. See Ellis v. ICC, 237 U.S. 434, 35 S.Ct. 645, 59 L.Ed. 1036 (1915); FTC v. Texaco, Inc., 170 U.S.App.D.C. 323, 517 F.2d 137 (1975), cert. denied, 431 U.S. 974, 97 S.Ct. 2939, 2940, 53 L.Ed.2d 1072, reconsidered en banc, 555 F.2d 862 (D.C.Cir.1977); Genuine Parts Co. v. FTC, 445 F.2d 1382 (5th Cir. 1971); International Brotherhood of Electrical Workers Local 5 v. EEOC, 398 F.2d 248 (3d Cir. 1968), cert. denied, 393 U.S. 1021, 89 S.Ct. 628, 21 L.Ed.2d 565 (1969).

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Equal Employment Opportunity Commission v. Packard Electric Division, General Motors Corp., 569 F.2d 315, 17 Fair Empl. Prac. Cas. (BNA) 9, 24 Fed. R. Serv. 2d 1329, 1978 U.S. App. LEXIS 12224, 16 Empl. Prac. Dec. (CCH) 8155 (5th Cir. 1978).

569 F.2d 315 (Equal Employment Opportunity Commission v. Packard Electric Division, General Motors Corp.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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