Epperson v. Commonwealth

197 S.W.3d 46, 2006 Ky. LEXIS 49, 2006 WL 434216
CourtKentucky Supreme Court
DecidedFebruary 23, 2006
Docket2003-SC-0595-MR
StatusPublished
Cited by28 cases

This text of 197 S.W.3d 46 (Epperson v. Commonwealth) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Epperson v. Commonwealth, 197 S.W.3d 46, 2006 Ky. LEXIS 49, 2006 WL 434216 (Ky. 2006).

Opinion

WINTERSHEIMER, Justice.

This appeal is from a judgment based on a jury verdict that convicted Epperson of two counts of complicity to murder, first-degree robbery and first-degree burglary. He was sentenced to death. Epperson presents thirty-two issues on appeal. This Court has carefully reviewed each of the allegations presented and finds no merit in any of them. All of the claims will be treated in this Opinion.

Epperson was first tried in 1987 for the murder, robbery and burglary of the victims in their home. He was convicted and sentenced to death for the double murders. These convictions were ultimately set aside by this Court because the trial judge did not conduct individual voir dire on the issue of pretrial publicity. Epperson was retried in 1996, and again convicted of capital murder, first-degree armed robbery and first-degree burglary.

The victims were found dead in their home on June 17, 1985. The wife had two gunshot wounds in the back. The husband had two gunshot wounds to the head and was also gagged. Epperson was sentenced to death for the murders and forty years in prison for the noncapital felonies. This appeal followed.

A. Standard of Review

The standard of review for an un-preserved error in death penalty cases is set forth in Sanders v. Commonwealth, 801 S.W.2d 665 (Ky.1990), cert. denied, 502 U.S. 831, 112 S.Ct. 107, 116 L.Ed.2d 76 (1991). See also Tamme v. Commonwealth, 973 S.W.2d 13 (Ky.1998), cert. denied, 525 U.S. 1153, 119 S.Ct. 1056, 143 L.Ed.2d 61 (1999); Soto v. Commonwealth, 139 S.W.3d 827 (Ky.2004), cert. denied, 544 U.S. 931, 125 S.Ct. 1670, 161 L.Ed.2d 495, 73 USLW 3556 (2005). With respect to unpreserved errors, this Court may constitutionally require Epperson to demonstrate cause and prejudice or ineffective assistance of counsel. See West v. Commonwealth, 780 S.W.2d 600 (Ky.1989), cert. denied, West v. Seabold, 518 U.S. 1027, 116 S.Ct. 2569, 135 L.Ed.2d 1086 (1996).

I. Indictment

Epperson argues that he was denied due process of law because elements of the charges against him were not considered by a grand jury or alleged in the *52 indictment. He claims that the murder counts in the indictment are legally insufficient because they do not allege a culpable mens rea. Upon careful review of the record, we find that the indictment was sufficient to notify Epperson of the offenses for which he was charged. The words of the original indictment and the reindictment are substantially the same. The critical language of both documents charge that Epperson committed the offense of capital murder by participating in a robbery in which the victims were killed.

Section 12 of the Kentucky Constitution provides that the prosecution must obtain an indictment. RCr 6.10(2) states that an indictment “shall contain, and shall be sufficient if it contains, a plain, concise and definite statement of the essential facts constituting the specific offense with which the defendant is charged.” Consistent with the language in RCr 6.10, it has been held that the indictment does not need to list every conceivable element of the offense. Caudill v. Commonwealth, 120 S.W.3d 635 (Ky.2003), cert. denied, 542 U.S. 922, 124 S.Ct. 2877, 159 L.Ed.2d 781 (2004), and cert. denied, Goforth v. Kentucky, 542 U.S. 922, 124 S.Ct. 2880, 159 L.Ed.2d 781 (2004); Thomas v. Commonwealth, 931 S.W.2d 446 (Ky. 1996). Complaint that the grand jury did not hear sufficient evidence is not a valid objection to an indictment. King v. Venters, 595 S.W.2d 714 (Ky.1980); RCr 5.10.

There is no possibility that Epperson was prosecuted under alternative theories of liability. RCr 6.10(3) allows prosecution under alternate theories of liability consistent with the alternatives set forth in the statute defining such offenses. See Evans v. Commonwealth, 45 S.W.3d 445 (Ky. 2001).

Epperson was not misled by any alleged defect in the indictment because of his previous trial. Virtually all of the evidence from the first trial was presented again at retrial. The only significant difference in the evidence was the testimony of Sherry Hamilton when she was recalled to testify as a defense witness regarding the account of how the murders were committed given by Hodge. Defense counsel was aware of what she testified to in the previous retrial of Hodge and was also aware of testimony from Bartley during the first trial. Ep-person was not misled about the nature of the crimes or with the specific means in which those crimes were carried out and his participation therein.' Accordingly, the trial judge did not err in overruling the motion to dismiss the indictment.

II. Adequate Notice

Epperson contends that he was prevented from adequately preparing for trial because of a defective indictment, insufficient bill of particulars and the refusal of the prosecution to reveal the role it believed he played in the crimes charged. We disagree.

Epperson cannot complain of surprise or lack of notice by the indictment pertaining to the charge of “participating in the robbery.” Joint liability for the commission of crimes, especially in robbery, is an age-old concept. Since the late 1800’s Kentucky has allowed the conviction for complicity to stand where the indictment charged the defendant as a principal. See, e.g., Evans v. Commonwealth, 11 Ky. L.Rptr. 573, 12 S.W. 768 (Ky.1889) (An indictment against the defendant as principal authorized his conviction upon proof that he was present aiding and abetting.) (memorandum case) compare Shelton v. Commonwealth, 261 Ky. 18, 86 S.W.2d 1054 (Ky.1935) (Where indictment charged defendant with being present, aiding and abetting named principals, but proof showed that he was neither actually nor constructively present at time of commis *53 sion of crime, indictment and proof held fatally at variance, notwithstanding defendant might have been convicted under evidence as an accessory before the fact.). This concept has not diminished or been superseded. Generally, all who are present at commission of robbery, rendering it countenance and encouragement, and ready to assist if needed, are liable as principal actors. Commonwealth v. Smith, 5 S.W.3d 126 (Ky.1999) citing KRS 515.020.

The prosecution filed a bill of particulars in which defense counsel was advised that the statements of Bartley and Sherry Hodge Hamilton were to be relied on for the specific conduct upon which the indictment was based. Defense counsel was aware of the testimony of Bartley at the first trial of Epperson and the testimony of Hamilton given at Hodge’s retrial. He was also aware of the different accounts of whether Epperson entered the premises and took an active role in committing the crimes or whether Epperson remained outside as a lookout after having been involved in the planning of those crimes.

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Cite This Page — Counsel Stack

Bluebook (online)
197 S.W.3d 46, 2006 Ky. LEXIS 49, 2006 WL 434216, Counsel Stack Legal Research, https://law.counselstack.com/opinion/epperson-v-commonwealth-ky-2006.