1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA
9 Sallianne Marie English, No. CV-23-02490-PHX-DJH
10 Plaintiff, ORDER
11 v.
12 Commissioner of Social Security Administration, 13 Defendant. 14 15 Plaintiff Sallianne Marie English (“Plaintiff”) seeks judicial review of a decision by 16 the Social Security Administration (“SSA”) Commissioner (the “Commissioner” denying 17 her application for Supplemental Security Disability Insurance (“SSDI”) benefits under the 18 Social Security Act, 42 U.S.C. § 401 et seq. (the “Act”). (Doc. 1). Plaintiff filed her 19 Opening Brief (Doc. 20), the Commissioner filed a Response (Doc. 21), and Plaintiff filed 20 a Reply (Doc. 22). A review of the briefs and the Administrative Record (Doc. 13, “AR”), 21 warrants this Court’s reversal of the Administrative Law Judge’s (“ALJ”) March 20, 2023, 22 decision (AR at 18–28) because the ALJ did not articulate how or why the other 23 assessments contradicted Nurse Radcliff’s1 assessment. Further, the ALJ did not provide 24 specific, clear, and convincing reasons for rejecting Plaintiff’s symptom testimony. 25 / / / 26 1 The Commissioner correctly refers to RN Amanda Radcliffe but the ALJ refers to her as 27 “Radcu.” (AR at 25). Remarkably, the Commissioner asserts the ALJ rejected her opinion because it came in a “check box” form, (Doc. 21 at 2), even though the ALJ’s opinion does 28 not assert this as a reason for rejecting her opinion. And this Court’s own review of the AR includes substantial treatment notes from RN Radcliffe, not merely a “check-box” form. 1 I. Background 2 On April 7, 2021, Plaintiff filed an application for SSI benefits under Title II of the 3 Act, alleging a disability onset date of October 1, 2019.2 (Id. at 18). Plaintiff was twenty 4 years old at the time of her alleged onset date and has a tenth-grade education. (Id. at 26). 5 She has no past relevant work experience. (Id.) She also has a history of depression, 6 anxiety, and suicidal and homicidal ideation. (Doc. 20 at 2). Plaintiff claims she is unable 7 to work because she has severe anxiety that renders her unable to speak or leave her home. 8 (Id. at 9–10). Her symptoms are often accompanied by a lack of concentration and auditory 9 hallucinations. (Id.) 10 Plaintiff’s claims were initially denied on October 6, 2021, and upon reconsideration 11 on July 14, 2022. (AR at 18). After holding a hearing on February 9, 2023, the 12 Administrative Law Judge (“ALJ”) again issued an unfavorable decision on March 20, 13 2023. (Id. at 18–28) (the “March Decision”). 14 II. The ALJ’s Five Step Process 15 To be eligible for Social Security benefits, a claimant must show an “inability to 16 engage in any substantial gainful activity by reason of any medically determinable physical 17 or mental impairment which can be expected to result in death or which has lasted or can 18 be expected to last for a continuous period of not less than 12 months.” 42 U.S.C. 19 § 423(d)(1)(A); see also Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). The ALJ 20 follows a five-step process3 to determine whether a claimant is disabled under the Act: 21 The five-step process for disability determinations begins, at the first and second steps, by asking whether a claimant is engaged in “substantial gainful 22 activity” and considering the severity of the claimant’s impairments. 23 See 20 C.F.R. § 416.920(a)(4)(i)–(ii). If the inquiry continues beyond the second step, the third step asks whether the claimant’s impairment or 24 2 Although the ALJ’s decision cites Plaintiff’s alleged date of disability as April 6, 2021, 25 the Court finds that it is properly October 1, 2019. Plaintiff’s counsel moved to have the date amended during the hearing and the ALJ did not rule on the matter, but it is consistent 26 with when Plaintiff first became insured for Disability Insurance Benefits and with internal agency review. (AR at 38; AR at 256, Exhibit 8: Disability Report, Field Office). 27 3 The claimant bears the burden of proof on the first four steps, but the burden shifts to the 28 Commissioner at step five. Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). 1 combination of impairments meets or equals a listing under 20 C.F.R. pt. 404, subpt. P, app. 1 and meets the duration requirement. 2 See id. § 416.920(a)(4)(iii). If so, the claimant is considered disabled and 3 benefits are awarded, ending the inquiry. See id. If the process continues beyond the third step, the fourth and fifth steps consider the claimant’s 4 “residual functional capacity”4 in determining whether the claimant can still 5 do past relevant work or make an adjustment to other work. See id. § 416.920(a)(4)(iv)–(v). 6 7 Kennedy v. Colvin, 738 F.3d 1172, 1175 (9th Cir. 2013); see also 20 C.F.R. § 404.1520(a)– 8 (g). If the ALJ determines no such work is available, the claimant is disabled. 20 C.F.R. 9 § 404.1520(a)(4)(v). 10 The ALJ’s findings in the March Decision are as follows: 11 At step one, the ALJ found that Plaintiff had not engaged in substantial gainful 12 activity since April 6, 2021.5 (AR at 20). At step two, he found Plaintiff has the following 13 severe impairments: depression, anxiety, bipolar disorder, borderline personality disorder, 14 and posttraumatic stress disorder. (Id. at 21 citing 20 C.F.R. § 404.1520(c)). At step three, 15 he determined Plaintiff does not have an impairment or combination of impairments that 16 meets or medically equals an impairment listed in Appendix 1 to Subpart P of 20 C.F.R. 17 Part 404. (Id. at 21). 18 At step four, the ALJ found Plaintiff has the residual functional capacity (“RFC”) 19 to perform a full range of work at all exertional levels, but with the following nonexertional 20 limitations: “she is limited to simple work requiring no more than occasional social 21 interaction.” (Id. at 23). The ALJ determined Plaintiff has no past relevant work 22 experience, but given her age, education, work experience, and RFC, “there are jobs that 23 exist in significant numbers in the national economy that the claimant can perform.” (Id. 24 at 26). Plaintiff was therefore deemed not disabled under the Act. (Id. at 27). 25 The SSA Appeals Council denied Plaintiff’s request for review of the March 26 4 A claimant’s residual functional capacity is defined as their maximum ability to do 27 physical and mental work activities on a sustained basis despite limitations from their impairments. See 20 C.F.R. §§ 404.1545(a), 404.1520(e), 416.920(e). 28 5 See supra footnote 1. 1 decision, thus adopting the Decision as the agency’s final decision. (Id. at 1–6). This appeal 2 followed. On November 30, 2023, Plaintiff filed a Complaint under 42 U.S.C. §§ 405(g), 3 requesting judicial review and reversal of the Commissioner’s decision. (Doc. 1). 4 III. Standard of Review 5 In determining whether to reverse a decision by an ALJ, the district court reviews 6 only those issues raised by the party challenging the decision. See Lewis v.
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1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA
9 Sallianne Marie English, No. CV-23-02490-PHX-DJH
10 Plaintiff, ORDER
11 v.
12 Commissioner of Social Security Administration, 13 Defendant. 14 15 Plaintiff Sallianne Marie English (“Plaintiff”) seeks judicial review of a decision by 16 the Social Security Administration (“SSA”) Commissioner (the “Commissioner” denying 17 her application for Supplemental Security Disability Insurance (“SSDI”) benefits under the 18 Social Security Act, 42 U.S.C. § 401 et seq. (the “Act”). (Doc. 1). Plaintiff filed her 19 Opening Brief (Doc. 20), the Commissioner filed a Response (Doc. 21), and Plaintiff filed 20 a Reply (Doc. 22). A review of the briefs and the Administrative Record (Doc. 13, “AR”), 21 warrants this Court’s reversal of the Administrative Law Judge’s (“ALJ”) March 20, 2023, 22 decision (AR at 18–28) because the ALJ did not articulate how or why the other 23 assessments contradicted Nurse Radcliff’s1 assessment. Further, the ALJ did not provide 24 specific, clear, and convincing reasons for rejecting Plaintiff’s symptom testimony. 25 / / / 26 1 The Commissioner correctly refers to RN Amanda Radcliffe but the ALJ refers to her as 27 “Radcu.” (AR at 25). Remarkably, the Commissioner asserts the ALJ rejected her opinion because it came in a “check box” form, (Doc. 21 at 2), even though the ALJ’s opinion does 28 not assert this as a reason for rejecting her opinion. And this Court’s own review of the AR includes substantial treatment notes from RN Radcliffe, not merely a “check-box” form. 1 I. Background 2 On April 7, 2021, Plaintiff filed an application for SSI benefits under Title II of the 3 Act, alleging a disability onset date of October 1, 2019.2 (Id. at 18). Plaintiff was twenty 4 years old at the time of her alleged onset date and has a tenth-grade education. (Id. at 26). 5 She has no past relevant work experience. (Id.) She also has a history of depression, 6 anxiety, and suicidal and homicidal ideation. (Doc. 20 at 2). Plaintiff claims she is unable 7 to work because she has severe anxiety that renders her unable to speak or leave her home. 8 (Id. at 9–10). Her symptoms are often accompanied by a lack of concentration and auditory 9 hallucinations. (Id.) 10 Plaintiff’s claims were initially denied on October 6, 2021, and upon reconsideration 11 on July 14, 2022. (AR at 18). After holding a hearing on February 9, 2023, the 12 Administrative Law Judge (“ALJ”) again issued an unfavorable decision on March 20, 13 2023. (Id. at 18–28) (the “March Decision”). 14 II. The ALJ’s Five Step Process 15 To be eligible for Social Security benefits, a claimant must show an “inability to 16 engage in any substantial gainful activity by reason of any medically determinable physical 17 or mental impairment which can be expected to result in death or which has lasted or can 18 be expected to last for a continuous period of not less than 12 months.” 42 U.S.C. 19 § 423(d)(1)(A); see also Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). The ALJ 20 follows a five-step process3 to determine whether a claimant is disabled under the Act: 21 The five-step process for disability determinations begins, at the first and second steps, by asking whether a claimant is engaged in “substantial gainful 22 activity” and considering the severity of the claimant’s impairments. 23 See 20 C.F.R. § 416.920(a)(4)(i)–(ii). If the inquiry continues beyond the second step, the third step asks whether the claimant’s impairment or 24 2 Although the ALJ’s decision cites Plaintiff’s alleged date of disability as April 6, 2021, 25 the Court finds that it is properly October 1, 2019. Plaintiff’s counsel moved to have the date amended during the hearing and the ALJ did not rule on the matter, but it is consistent 26 with when Plaintiff first became insured for Disability Insurance Benefits and with internal agency review. (AR at 38; AR at 256, Exhibit 8: Disability Report, Field Office). 27 3 The claimant bears the burden of proof on the first four steps, but the burden shifts to the 28 Commissioner at step five. Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). 1 combination of impairments meets or equals a listing under 20 C.F.R. pt. 404, subpt. P, app. 1 and meets the duration requirement. 2 See id. § 416.920(a)(4)(iii). If so, the claimant is considered disabled and 3 benefits are awarded, ending the inquiry. See id. If the process continues beyond the third step, the fourth and fifth steps consider the claimant’s 4 “residual functional capacity”4 in determining whether the claimant can still 5 do past relevant work or make an adjustment to other work. See id. § 416.920(a)(4)(iv)–(v). 6 7 Kennedy v. Colvin, 738 F.3d 1172, 1175 (9th Cir. 2013); see also 20 C.F.R. § 404.1520(a)– 8 (g). If the ALJ determines no such work is available, the claimant is disabled. 20 C.F.R. 9 § 404.1520(a)(4)(v). 10 The ALJ’s findings in the March Decision are as follows: 11 At step one, the ALJ found that Plaintiff had not engaged in substantial gainful 12 activity since April 6, 2021.5 (AR at 20). At step two, he found Plaintiff has the following 13 severe impairments: depression, anxiety, bipolar disorder, borderline personality disorder, 14 and posttraumatic stress disorder. (Id. at 21 citing 20 C.F.R. § 404.1520(c)). At step three, 15 he determined Plaintiff does not have an impairment or combination of impairments that 16 meets or medically equals an impairment listed in Appendix 1 to Subpart P of 20 C.F.R. 17 Part 404. (Id. at 21). 18 At step four, the ALJ found Plaintiff has the residual functional capacity (“RFC”) 19 to perform a full range of work at all exertional levels, but with the following nonexertional 20 limitations: “she is limited to simple work requiring no more than occasional social 21 interaction.” (Id. at 23). The ALJ determined Plaintiff has no past relevant work 22 experience, but given her age, education, work experience, and RFC, “there are jobs that 23 exist in significant numbers in the national economy that the claimant can perform.” (Id. 24 at 26). Plaintiff was therefore deemed not disabled under the Act. (Id. at 27). 25 The SSA Appeals Council denied Plaintiff’s request for review of the March 26 4 A claimant’s residual functional capacity is defined as their maximum ability to do 27 physical and mental work activities on a sustained basis despite limitations from their impairments. See 20 C.F.R. §§ 404.1545(a), 404.1520(e), 416.920(e). 28 5 See supra footnote 1. 1 decision, thus adopting the Decision as the agency’s final decision. (Id. at 1–6). This appeal 2 followed. On November 30, 2023, Plaintiff filed a Complaint under 42 U.S.C. §§ 405(g), 3 requesting judicial review and reversal of the Commissioner’s decision. (Doc. 1). 4 III. Standard of Review 5 In determining whether to reverse a decision by an ALJ, the district court reviews 6 only those issues raised by the party challenging the decision. See Lewis v. Apfel, 236 F.3d 7 503, 517 n.13 (9th Cir. 2001). “An ALJ’s disability determination should be upheld unless 8 it contains legal error or is not supported by substantial evidence.” Garrison v. Colvin, 759 9 F.3d 995, 1009 (9th Cir. 2014) (citing Stout v. Comm’r, Soc. Sec. Admin., 454 F.3d 1050, 10 1052 (9th Cir. 2006)); 42 U.S.C. §§ 405(g), 1383(c)(3)). “‘Substantial evidence’ means 11 more than a mere scintilla, but less than a preponderance; it is such relevant evidence as a 12 reasonable person might accept as adequate to support a conclusion.” Garrison, 759 F.3d 13 at 1009 (9th Cir. 2014) (internal citation omitted). To determine whether substantial 14 evidence supports a decision, the Court must consider the record as a whole and may not 15 affirm simply by isolating a “specific quantum of supporting evidence.” Orn v. Astrue, 16 495 F.3d 625, 630 (9th Cir. 2007). 17 The ALJ is responsible for resolving conflicts, ambiguity, and determining 18 credibility. Andrews v. Shalala, 53 F.3d 1035, 1039 (9th Cir. 1995); Magallanes v. Bowen, 19 881 F.2d 747, 750 (9th Cir. 1989). The ALJ must “set forth the reasoning behind its 20 decisions in a way that allows for meaningful review.” Brown-Hunter v. Colvin, 806 F.3d 21 487, 492 (9th Cir. 2015). This is because district courts may only review those reasons the 22 ALJ places on the record and cannot speculate what the ALJ’s reasoning might have been 23 based on other evidence available. Bray v. Commissioner of Social Security Admin., 554 24 F.3d 1219, 1225 (9th Cir. 2009) (“Long-standing principles of administrative law require 25 [the court] to review the ALJ’s decision based on the reasoning and factual findings offered 26 by the ALJ—not post hoc rationalizations that attempt to intuit what the adjudicator may 27 have been thinking.”). Generally, “[w]here the evidence is susceptible to more than one 28 rational interpretation, one of which supports the ALJ’s decision, the ALJ’s conclusion 1 must be upheld.” Thomas v. Barnhart, 278 F.3d 947, 954 (9th Cir. 2002) (citations 2 omitted). 3 “Harmless error principles apply in the Social Security Act context.” Molina v. 4 Astrue, 674 F.3d 1104, 1115 (9th Cir. 2012). An error is harmless if there remains 5 substantial evidence supporting the ALJ’s decision and the error does not affect the 6 ultimate nondisability determination. Id. Typically, the claimant bears the burden of 7 showing that an error is harmful. Id. at 1111 (citing Shinseki v. Sanders, 556 U.S. 396, 8 409 (2009)). 9 IV. Discussion 10 Plaintiff contends the ALJ erred for two reasons: (1) the ALJ improperly rejected 11 the assessment of treating mental health nurse practitioner Amanda Radcliffe, PMHNP 12 (“Nurse Radcliffe”); (2) the ALJ improperly discounted Plaintiff’s symptom testimony. 13 The Court will address each argument in turn. 14 A. Medical Opinion 15 First, Plaintiff challenges the ALJ’s decision to reject Nurse Radcliffe’s August 4, 16 2022, assessment. (Doc. 20 at 8). She maintains the ALJ did not adequately articulate how 17 he considered the supportability and consistency factors when discounting Radcliffe’s 18 opinion. (Id. at 17). She also alleges that he failed to look at the underlying treatment 19 notes and put too much emphasis on “normal findings on mental status examinations at 20 time-limited appointments.” (Id. at 14–15). The Commissioner responds by arguing that 21 the ALJ properly cited to other objective evidence and Plaintiff’s daily activities when 22 rejecting Nurse Radcliffe’s opinion. (Doc. 21 at 2–5). The Court disagrees. 23 1. Legal Standard 24 Because Plaintiff applied for disability benefits after March 27, 2017, she is subject 25 to the new regulations for evaluating evidence from medical providers. See 20 C.F.R. § 26 416.920c. The new regulations eliminate the previous hierarchy of medical opinions, and 27 the ALJ is not allowed to defer to or give specific weight to any medical opinions: 28 We will not defer or give any specific evidentiary weight, including 1 controlling weight, to any medical opinion(s) or prior administrative medical finding(s), including those from your medical sources . . . The most important 2 factors we consider when we evaluate the persuasiveness of medical opinions 3 and prior administrative medical findings are supportability (paragraph (c)(1) of this section) and consistency (paragraph (c)(2) of this section). We will 4 articulate how we considered the medical opinions and prior administrative 5 medical findings in your claim according to paragraph (b) of this section. 6 Id. § 416.920c(a).6 The regulations require an ALJ to articulate how persuasive they find 7 all the medical opinions and prior administrative medical findings and set forth specific 8 “articulation requirements” for the ALJ’s evaluation of the medical opinion evidence. 9 Id. §§ 404.1520c(b), 416.920(b). 10 The Ninth Circuit confirmed that the recent changes to the SSA regulations 11 displaced the former hierarchy of medical opinions. Woods, 32 F.4th at 787. The 12 longstanding rule that assigned “presumptive weight based on the extent of the doctor’s 13 relationship with the claimant [] no longer applies.” Id. An ALJ no longer needs to 14 articulate “specific and legitimate reasons” for rejecting a treating or examining doctor’s 15 opinion. Id. at 792. “Now, an ALJ’s decision . . . to discredit any medical opinion, must 16 simply be supported by substantial evidence.” Id. at 787 (emphasis added). 17 However, “[e]ven under the new regulations, an ALJ cannot reject an examining or 18 treating doctor’s opinion as unsupported or inconsistent without providing an explanation 19 supported by substantial evidence. The agency must articulate how persuasive it finds all 20 the medical opinions from each doctor or other source and explain how it considered the 21 supportability and consistency factors in reaching these findings.” Id. at 792 (emphasis 22 added). Supportability refers to “the extent to which a medical source supports the medical 23 opinion by explaining the ‘relevant . . . objective medical evidence.” Id. at 791–92 (quoting 24 20 C.F.R. § 404.1520c(c)(1)). Consistency refers to “the extent to which a medical opinion 25 is ‘consistent . . . with the evidence from other medical sources and nonmedical sources in 26 6 Other factors that may, but need not, be considered by the ALJ in addition to 27 supportability and consistency include the provider’s relationship with the claimant, the length of the treatment relationship, frequency of examinations, purpose and extent of the 28 treatment relationship, and the specialization of the provider. 20 C.F.R. § 416.920c. 1 the claim.” Id. at 792 (quoting 20 C.F.R. § 404.1520c(c)(2)). 2 2. Nurse Radcliffe’s August 4, 2022 Assessment 3 The issue is whether the ALJ’s explanation to reject Nurse Radcliffe’s medical 4 opinion was supported by substantial evidence. In her August assessment (AR at 1240), 5 Nurse Radcliffe determined that Plaintiff had impairments that precluded an eight-hour 6 workday. (Id.) She also assessed Plaintiff’s ability to interact with others and accept 7 supervision and perform simple tasks. (Id.) Nurse Radcliffe also indicated that although 8 Plaintiff’s symptoms varied in severity, her assessment was based on objective and 9 documented findings. (Id. at 1241) She also noted that Plaintiff’s psychiatric symptoms 10 affected the pace of her work and were expected to last longer than 12 months. (Id.) 11 The ALJ found Nurse Radcliffe’s findings unpersuasive because they were in 12 “check-box form,” and went against assessments by other medical professionals that he 13 found more persuasive. (AR at 25–26). To support his conclusion, he relied on (1) the 14 other assessments; and (2) Plaintiff’s daily activities that he believed were not in accord 15 with Nurse Radcliffe’s assessment. (Id.) The Court will examine each reason in turn. 16 a. Comparison to Other Assessments 17 The ALJ first explained that the problem he found with Nurse Radcliffe’s 18 assessment was, “There is no provided explanation for inconsistent evidence to the degree 19 of limitations proposed, such as exam results, the claimant’s reported activities, or opinions 20 and assessments provided by other medical sources as discussed in this decision.” (Id.) He 21 did not point out which exam results he refers to. He then went on to say that he found the 22 assessments of Dr. Ralph Mertens, Ph.D., and Dr. Raymond Novak, M.D., more persuasive 23 because they supplemented their assessment with treatment notes and exam results. (Id.) 24 He again did not point out which treatment notes or exam results they relied on, and in turn 25 he relied on to come to this conclusion. In doing so, he neglected to articulate how he 26 considered the supportability or consistency factors when reaching his findings. The 27 Commissioner also takes issue with Nurse Radcliffe’s use of a check list form to assess 28 Plaintiff’s condition. (Doc. 21 at 3). 1 First, the ALJ did not articulate why the other assessments belied Nurse Radcliffe’s 2 findings. And it is apparent that Nurse Radcliffe’s findings, as is stated in her assessment, 3 were based on objective and documented evidence. (AR at 1241). She had, after all, 4 treated the Plaintiff multiple times before that assessment. See (AR at 828, 833, 995, 997, 5 1019, 1022, 1574, 1577, 1580, 1583, 1586) (showing an extensive treatment record of 6 Plaintiff by Nurse Radcliffe). The ALJ did not engage in any portion of the AR that showed 7 Nurse Radcliffe’s past treatment history of Plaintiff and instead relied exclusively on one 8 assessment to discount her entire opinion. See Orn, 495 F.3d at 634 (emphasizing that the 9 supportability of a physician’s opinion should be viewed within the context of the entire 10 record). As to the Commissioner’s disagreement with the “check box” format of Nurse 11 Radcliffe’s assessment, the Court finds that is not a proper reason to discount a medical 12 provider’s opinion. See Trevizo v. Berryhill, 871 F.3d 664, 677 n.4 (9th Cir. 2017) (stating 13 that an ALJ is “not entitled to reject the responses of a treating physician without specific 14 and legitimate reasons for doing so, even where those response were provided on a “check- 15 the-box” form, were not accompanied by comments, and did not indicate to the ALJ the 16 basis for the answers.”) Thus, the ALJ’s citations to assessments by other medical sources 17 do not serve as a sufficient basis for rejecting Nurse Radcliffe’s opinion of Plaintiff’s 18 diagnosis. 19 b. Daily Activities 20 The ALJ next cited to Plaintiff’s daily activities, noting Plaintiff “reported she 21 maintained the ability to perform activities of daily living independently, activities that 22 include caring for pets, performing personal care, managing medications (with occasional 23 reminders), preparing simple meals, performing household chores, going out alone, using 24 public transportation, shopping in stores, managing personal finances, and enjoying 25 hobbies and interests, which include watching television and movies, and singing (however 26 with limited frequency).” (AR at 24–25). A plaintiff’s ability to carry out “daily activities 27 may be grounds for an adverse credibility finding if a claimant is able to spend a substantial 28 part of his day engaged in pursuits involving the performance of physical functions that are 1 transferable to a work setting.” Orn, 495 F.3d at 639 (internal quotations and citations 2 omitted). Here, the ALJ made no such indication. Therefore, the Court does not find that 3 these activities serve as clear and convincing reasons to reject Nurse Radcliffe’s 4 assessment. See Vertigan v. Halter, 260 F.3d 1044, 1049–50 (9th Cir. 2001) (“[T]he mere 5 fact that a plaintiff has carried on certain daily activities, such as grocery shopping, driving 6 a car, or limited walking for exercise, does not in any way detract from her credibility as 7 to her overall disability [o]ne does not need to be utterly incapacitated in order to be 8 disabled.”). 9 B. Symptom Testimony 10 Second, Plaintiff claims the ALJ failed to give specific, clear, and convincing 11 reasons for rejecting her symptom testimony. (Doc. 20 at 18–23). The Court agrees. 12 1. Legal Standard 13 An ALJ must perform a two-step analysis when determining whether a claimant’s 14 testimony regarding subjective pain or symptoms is credible. Lingenfelter v. Astrue, 504 15 F.3d 1028, 1035-1036 (9th Cir. 2007). First, the ALJ must determine whether Plaintiff 16 presented objective medical evidence of an impairment that could reasonably be expected 17 to produce the symptoms alleged. Garrison, 759 F.3d at 1014. “In this analysis, the 18 claimant is not required to show ‘that her impairment could reasonably be expected to 19 cause the severity of the symptom she has alleged; she need only show that it could 20 reasonably have caused some degree of the symptom.’” Id. (quoting Smolen v. Chater, 80 21 F.3d 1273, 1282 (9th Cir. 1996)). Second, if there is no evidence of malingering, the ALJ 22 may reject the Plaintiff’s symptom testimony only by giving specific, clear, and convincing 23 reasons. Id. at 1015; Brown-Hunter, 806 F.3d at 488–89. “This is not an easy requirement 24 to meet: ‘The clear and convincing standard is the most demanding required in Social 25 Security cases.’” Garrison, 759 F.3d at 1015 (quoting Moore v. Comm’r of Soc. Sec. 26 Admin., 278 F.3d 920, 924 (9th Cir. 2002)). 27 To determine whether a claimant’s testimony regarding the severity of her 28 symptoms is credible, an ALJ may consider the following: 1 (1) ordinary techniques of credibility evaluation, such as the claimant’s reputation for lying, prior inconsistent statements concerning the symptoms, 2 and other testimony by the claimant that appears less than candid; 3 (2) unexplained or inadequately explained failure to seek treatment or to 4 follow a prescribed course of treatment; and 5 (3) the claimant’s daily activities. 6 Smolen, 80 F.3d at 1284. An ALJ may also consider the claimant’s work record, and the 7 observations of treating and examining physicians and other third parties regarding “the 8 nature, onset, duration and frequency of claimant’s symptoms, and precipitating and 9 aggravating factors, functional restrictions caused by the symptoms, and the claimant’s 10 daily activities.” Id. “General findings are insufficient; rather, the ALJ must identify what 11 testimony is not credible and what evidence undermines the claimant’s complaints.” 12 Ghanim v. Colvin, 763 F.3d 1154, 1163 (9th Cir. 2014). 13 2. The ALJ Summary of Plaintiff’s Symptom Testimony 14 At the outset, the Court notes that the ALJ, in one paragraph, dismissed the intensity, 15 severity, and persistence of Plaintiff’s symptoms, with no underlying basis for doing so. 16 (AR at 24). As a last-ditch attempt to provide some rationale, the ALJ cited to Plaintiff’s 17 daily activities as the given reason for dismissing her testimony. (Id. at 25). Struggling to 18 provide further support, the ALJ then pointed to a host of exams and treatment records, 19 that, if they showed anything at all, showed that Plaintiff was not suffering with 20 hallucinations or a foul mood at every moment of her life. (Id.) Thus, it appears the ALJ’s 21 evaluation “[f]ailed to connect anything specific in the medical record to a specific 22 inconsistency with any particular portion of English’s symptom testimony.” (Doc. 20 23 at 19). 24 Upon review of the record, Plaintiff gave symptom testimony in greater detail at the 25 February 9, 2023, oral hearing. (AR at 35). She indicated inter alia that she experienced 26 anxiety every day, to the point where she could not hold down a job. (Id. at 43). The onset 27 of symptoms like racing thoughts, a fast-paced heartbeat, sweating, and clammy hands, 28 made it so that she has trouble forming words and communicating verbally. (Id. at 43). 1 She testified that these symptoms were aggravated when she tried to work, and often 2 resulted in an anxiety attack that required her to rest for two hours afterwards. (Id. at 44). 3 Every day, she also struggled with “Crying, irritability, ultimate sadness, cutting, suicidal 4 thoughts, other self-harm thoughts, do things a lot; overeating, undereating, sometimes 5 under-sleeping, like not sleeping too much and also anger.” (Id. at 45). She admitted to 6 regularly cutting herself and battling suicidal thoughts. (Id.) Plaintiff also stated that her 7 medication gave her auditory and visual hallucinations. (Id. at 46). Although she said she 8 did not have a valid drivers license, she said that she could leave her home to get groceries 9 and her medications, if she had the mental energy to do so. (Id. at 49). Such limitations, 10 which the ALJ did not meaningfully discuss, would preclude sustained work. 11 3. Objective Medical Evidence 12 The ALJ began his discussion of Plaintiff’s symptom testimony with an overview 13 of various objective medical evidence. (AR at 25). He acknowledged that Plaintiff’s 14 symptoms “[c]ould reasonably be expected to cause the alleged symptoms.” (Id. at 24). 15 But then went on to state that other evidence in the record did not support the intensity, 16 severity, and persistence of her symptoms. (Id.) Of the medical evidence he pointed to, 17 much of it has to do with Plaintiff’s “normal memory, judgment, insight, and 18 concentration.” (Id.) Other portions of what he cites are references to Plaintiff being 19 cooperative with physicians and having a normal mood. (Id.) 20 The Commissioner argues the ALJ properly considered medical records of Plaintiff 21 appearing to have a normal mood and concentration to discount her testimony. (Doc. 21 22 at 6–7). Plaintiff opposes, contending the ALJ “[f]ailed to connect anything specific in the 23 medial record to a specific inconsistency with any particular portion of English’s symptom 24 testimony.” (Doc 20 at 19). The Court agrees with Plaintiff. 25 Although the ALJ provided an overview of Plaintiff’s medical history, “providing 26 a summary of medical evidence . . . is not the same as providing clear and convincing 27 reasons for finding the claimant’s symptom testimony not credible.” Lambert v. Saul, 980 28 F.3d 1266, 1278 (9th Cir. 2020) (quoting Brown-Hunter, 806 F.3d at 494). The ALJ 1 neglected to “identify what testimony [was] not credible and what evidence undermine[d] 2 the claimant’s complaints.” Ghanim, 763 F.3d at 1163. For example, the ALJ neither 3 explained (a) why smatterings of normal findings did not support Plaintiff’s symptom 4 testimony; nor (b) why the normal findings should be given more weight than the abnormal 5 findings to discredit Plaintiff’s symptom testimony. See Curtis v. Comm’r of Soc. Sec. 6 Admin., 2018 WL 6418486, at *7 (D. Ariz. Dec. 6, 2018) (citing Garrison, 59 F.3d at 7 1009). The ALJ’s discussion of the objective medical evidence, absent any reasons for 8 credibility determinations, is insufficient to reject Plaintiff’s testimony under the clear and 9 convincing standard. See Lambert, 980 F.3d at 1277–78; Burrell v. Colvin, 775 F.3d 1133, 10 1137–38 (9th Cir. 2014)). 11 4. Daily Activities 12 The ALJ then moved on to a detailed discussion of Plaintiff’s daily activities. 13 (AR at 25). The Court will not recite its reasoning as to why Plaintiff’s daily activities do 14 not support dismissing her symptom testimony. See supra Section IV. 2(b). 15 V. Remand 16 Once a court has determined an ALJ’s decision contains harmful error, it maintains 17 discretion to remand the case for additional proceedings or for an award of benefits. 18 Reddick v. Chater, 157 F.3d 715, 728 (9th Cir. 1998) (citing Swenson v. Sullivan, 876 F.2d 19 683, 689 (9th Cir. 1989)). Remand for further administrative proceedings is appropriate if 20 enhancement of the record would be useful. See Harman v. Apfel, 211 F.3d 1172, 1178 21 (9th Cir. 2000). This is “the proper course, except in rare circumstances[.]” Treichler v. 22 Comm’r of Soc. Sec. Admin., 775 F.3d 1090, 1099 (9th Cir. 2014). Conversely, under the 23 “credit-as-true” rule, the court has discretion to remand for an award of benefits where 24 “(1) the record has been fully developed and further administrative proceedings would 25 serve no useful purpose; (2) the ALJ has failed to provide legally sufficient reasons for 26 rejecting evidence, whether claimant testimony or medical opinion; and (3) if the 27 improperly discredited evidence were credited as true, the ALJ would be required to find 28 the claimant disabled on remand.” Garrison, 759 F.3d at 1020 (citations omitted). 1 Plaintiff argues her case meets the credit-as-true standard because there are no 2|| “significant factual conflicts,” or “crucial questions as to the extent of [claimant’s] || impairment” that require resolution before a finding of disability. (Doc. 20 at 25 quoting 4|| Treichler, 775 F.3d at 1104—05). However, the Court finds it is not clear from the record 5 || that the ALJ would be required to find Plaintiff disabled if all the evidence were properly || evaluated. Further analysis of Plaintiffs subjective symptom testimony and evaluation of || the medical evidence are necessary before a proper determination of Plaintiff’s disability 8 || can be made. Therefore, the Court, in its discretion, finds that a remand for further || proceedings is appropriate here. VI. Conclusion 11 The ALJ committed legal error by failing to provide legally sufficient reasons for || (1) rejecting Nurse Radcliffe’s assessment of Plaintiff's work-related abilities; and (2) 13} discounting Plaintiff's symptom testimony. The Court finds these errors warrant remand 14|| for further proceedings. 15 Accordingly, 16 IT IS ORDERED that Administrative Law Judge’s March 20, 2023, decision is 17 || reversed and remanded for additional proceedings. 18 IT IS FURTHER ORDERED that the Clerk of Court is kindly directed to enter 19 || judgment accordingly and terminate this action. 20 Dated this 31st day of March, 2025. 21 22 5 fe □□ 23 norable'Diang/4. Hunfetewa 14 United States District Fudge 25 26 27 28
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