Engel v. Jenny Lind Fire Protection Dist. CA3

CourtCalifornia Court of Appeal
DecidedJune 28, 2016
DocketC078418
StatusUnpublished

This text of Engel v. Jenny Lind Fire Protection Dist. CA3 (Engel v. Jenny Lind Fire Protection Dist. CA3) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Engel v. Jenny Lind Fire Protection Dist. CA3, (Cal. Ct. App. 2016).

Opinion

Filed 6/28/16 Engel v. Jenny Lind Fire Protection Dist. CA3 NOT TO BE PUBLISHED California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA THIRD APPELLATE DISTRICT (Calaveras) ----

ALBERT ENGEL, JR., C078418

Plaintiff and Appellant, (Super. Ct. No. 12CV38403)

v.

JENNY LIND FIRE PROTECTION DISTRICT et al.,

Defendants and Respondents.

Plaintiff Albert Engel, Jr., appeals from the denial of his motion to disqualify counsel for defendants Jenny Lind Fire Protection District and Fire Chief Kim Olson. An order denying a pretrial motion to disqualify opposing counsel is directly appealable. (Reed v. Superior Court (2001) 92 Cal.App.4th 448, 452-453.) Engel contends disqualification is the only remedy for counsel’s “egregious misconduct.” He asserts that misconduct includes intentionally withholding evidence, knowingly presenting false facts and deliberate misrepresentations to judicial officers, violating discovery orders, failing

1 to correct the client’s false testimony, intimidating a key witness, and improperly coordinating testimony of witnesses. He contends counsel’s misconduct poses a genuine likelihood of depriving him of a fair trial and the only remedy is disqualification. We affirm. Engel has failed to show misconduct that is likely to deprive him of a fair trial. In many instances, he fails to establish that defendants committed misconduct at all. The misconduct he does establish is primarily discovery violations, for which a range of sanctions is available, not including disqualification of counsel. BACKGROUND Engel’s last day of work at defendant Jenny Lind Fire Protection District (JLFPD) was November 5, 2010. Three days later he filed a workers’ compensation claim alleging a “stress/psych injury.” In April 2011, he applied for unemployment benefits, claiming the reason for his separation was that he was working in a hostile environment and his reporting led to his termination. On May 31, 2011, JLFPD notified Engel that he was released non-punitively from service as a fire lieutenant for failure to provide sufficient information that he was qualified to perform the essential functions of the job. In April 2012, Engel brought suit against JLFPD and Olson for wrongful termination and employment discrimination.1 A series of discovery disputes followed. Subpoenas and Motions to Quash Engel served a subpoena on Crabtree Consulting Services, LLC (Crabtree Consulting) for business records. Defendant JLFPD had retained Crabtree Consulting as a consultant on human resource matters. Defendants’ motion to quash was granted; the trial court found the subpoena overbroad. Engel served a second subpoena on Crabtree Consulting and defendants moved to quash it on the basis that it sought documents relating to third parties that were excluded

1 The record on appeal does not contain the original or any amended complaint.

2 from discovery by a court order. The trial court directed defendants to serve a comprehensive separate statement identifying the specific factual and legal basis of the objection. The motion to quash was subsequently denied and defendants were sanctioned $3,500. Defendants’ Motion to Compel Defendants moved to compel further discovery responses. Most of the issues were resolved at meet and confer discussions except a discovery request aimed at determining the reasonableness of plaintiff’s attorney fees to date (purportedly to assess defendants’ exposure). The trial court denied the motion to compel and awarded Engel $3,950 in sanctions. Referral to Referee In August 2013, Engel filed another motion to compel production of Crabtree Consulting documents, contending that defendants had waived their right to assert attorney-client privilege. The trial court referred this discovery dispute to a referee. In addition to asserting waiver, Engel claimed the withheld records contained evidence of witness tampering and conspiracy to commit perjury. The referee referred to these claims as the crime/fraud exception to attorney-client privilege. The referee addressed the issue of repeated late discovery. Engel complained that “[t]hings have trickled in.” In response, defense counsel Vladimir Kozina explained that JLFPD was a small fire district with poor record keeping. “[E]very time we get something that we think is responsive or didn’t have before, didn’t see before, we’ve been trying to turn it over to plaintiff’s counsel.” Kozina claimed all discovery responses were in good faith, and questioned why he would jeopardize his reputation and career to withhold documents. The referee found a waiver of the attorney-client privilege. He found Engel had not sustained his burden on the serious charge that defense counsel aided the commission of fraud or a crime. He found Engel’s assertions of the fraud/crime exception “are long

3 on detail but lack perspective” and that “little purpose was served by asserting the crime/fraud exception. By doing so, plaintiff appears to be the responsible party in requiring that this dispute be referred to the Referee.” The referee found defendants were not blameless. The document production was “poorly done,” there was “[n]o credible explanation” for the failure to make a timely production, and defendants made “a poorly conceived objection.” This conduct caused “understandable mistrust on the part of plaintiff and his counsel.” The referee declined to award sanctions, and recommended that each party bear its own costs. The referee recognized that this recommendation would impose a greater burden on Engel, “which is appropriate given that the extensive costs are largely the result of plaintiff’s counsel[’s] ill-conceived crime/fraud assertions.” During oral argument, Engel had requested additional relief, both reopening certain depositions and a forensic examination of the hard drives of defendant Kim Olson, as well as those of Elizabeth Hughes2 and Crabtree Consulting. The referee recommended only the former. The referee further recommended that defense counsel be ordered to conduct their own review to determine if all requested records have been produced and file a declaration under penalty of perjury that they had done so. The trial court adopted the referee’s proposed order.

2Elizabeth Hughes was the administrative assistant for JLFPD from July 2000 until December 2012. Hughes was placed on administrative leave on October 15, 2012; she was under investigation for embezzlement.

4 In June 2014, defense counsel Kozina filed a declaration that he had reviewed all steps taken by defendants and Crabtree Consulting regarding the production of documents and believed “all reasonable steps have been taken to ensure all relevant requested records have been produced.” Elizabeth Hughes’s Deposition Another discovery issue concerned Hughes’s deposition. The first deposition session lasted only 20 minutes. According to Hughes, defense counsel William Gorham shouted, “slammed his fists on the table,” “lunged aggressively” while “making wild hand gestures” before storming out. Engel then brought a motion to compel the deposition, which defendants opposed on the basis that Hughes’s testimony might violate the attorney-client privilege. Defendant claimed Hughes “had many privileged attorney- client conversations” with defense counsel and had been present at closed sessions of the Board of Directors of JLFPD. Defense counsel was told their “main contact” at JLFPD for the litigation was Hughes. Hughes was deposed and testified that she was not aware of any reason she could not give her best testimony.

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Engel v. Jenny Lind Fire Protection Dist. CA3, Counsel Stack Legal Research, https://law.counselstack.com/opinion/engel-v-jenny-lind-fire-protection-dist-ca3-calctapp-2016.