Empire Community Development, LLC v. Ramos

CourtDistrict Court, E.D. New York
DecidedMarch 12, 2025
Docket2:22-cv-04570
StatusUnknown

This text of Empire Community Development, LLC v. Ramos (Empire Community Development, LLC v. Ramos) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Empire Community Development, LLC v. Ramos, (E.D.N.Y. 2025).

Opinion

EASTERN DISTRICT OF NEW YORK (For Electronic Publication Only) ----------------------------------------------------------------------X EMPIRE COMMUNITY DEVELOPMENT, LLC,

Plaintiff, MEMORANDUM & ORDER 22-cv-04570 (JMA) (ARL) -against- FILED CLERK HERCILIA RAMOS, 3/14/2025 11:56 am

Defendant. U.S. DISTRICT COURT EASTERN DISTRICT OF NEW YORK ----------------------------------------------------------------------X LONG ISLAND OFFICE AZRACK, United States District Judge: Presently before the Court is a motion submitted by Defendant Hercilia Ramos to vacate Plaintiff’s Default Judgment of Foreclosure and Sale entered on April 28, 2023, and to stay eviction proceedings initiated against Defendant. (ECF No. 16 (“Def. Mot.”).) Defendant also seeks to compel Plaintiff Empire Community Development, LLC to appear at settlement negotiations. (Id.) Defendant argues that since this action proceeded in federal court, Defendant was improperly deprived of certain substantive protections available under New York Civil Practice Law and Rules § 3408 (“CPLR § 3408”), including the opportunity to negotiate a settlement or raise defenses. (Id. at 1.) Plaintiff argues that Defendant has not met the high burden for relief under Rules 60(b) and 60(d) and that CPLR § 3408 is a procedural statute that is inapplicable in federal court. (ECF No. 25 (“Pl. Mot.”5).) For the reasons stated herein, Defendant’s motion is DENIED. This foreclosure action arises from Defendant’s default under a loan secured by the

property located at 3 Poplar Street, Central Islip, NY 11722 (the “Subject Property”). (Compl., ECF No. 1 ¶ 1.) On February 12, 2007, Defendant executed a Note and Mortgage in favor of the Coldwell Banker Home Loans, the original lender. (Id. ¶ 7.) The Mortgage was subsequently assigned to Plaintiff Empire Community Development, LLC. (Id. ¶ 9.) Defendant defaulted on her loan obligations on July 15, 2016 by failing to make the required monthly payments, with the default continuing thereafter. (Id. ¶ 12.) On August 3, 2022, Plaintiff brought this foreclosure action against Defendant in the United States District Court for the Eastern District of New York, asserting diversity jurisdiction pursuant to 28 U.S.C. § 1332. (Compl., ECF No. 1.) The complaint sought foreclosure of the Subject

Property. (Id. ¶ 1.) Defendant was served with the Summons and Complaint on August 17, 2022, and her answer was due on September 7, 2022. (ECF No. 7.) However, Defendant failed to respond or otherwise appear in this action.1 On September 15, 2022, the Clerk entered a Certificate of Default against Defendant. (ECF No. 9.) Plaintiff subsequently filed a motion for a default judgment of foreclosure and sale on December 8, 2022. (ECF No. 10.) This motion was supported by an affidavit of regularity, proof of the amount due, and evidence of compliance with all procedural requirements. (Id.) On April 28, 2023, the Court granted Plaintiff’s motion and entered a Judgment of Foreclosure and Sale. (ECF Nos. 11-12.) Following the entry of the judgment,

Plaintiff scheduled and conducted the foreclosure sale in compliance with all statutory notice

1 Defendant’s affidavit, attached to the motion to vacate the judgment of foreclosure and sale, indicates that after receiving documents regarding the foreclosure in September 2022, she relied on advice from a housing counselor who allegedly misunderstood the procedural distinctions between federal and state courts and advised Defendant that she would receive a notice from the court directing her to appear at a settlement conference. (Def.’s Aff. ¶¶ 4- 5.) highest bidder. (Id.; Def. Mot. at 3.) A Referee’s Deed transferring title to Plaintiff was executed

and delivered on October 23, 2023. (Def. Mot. at 3.) Plaintiff subsequently commenced eviction proceedings in Suffolk County Fifth District Court to regain possession of the property. (Id.) On April 26, 2024—364 days after the entry of the foreclosure judgment—Defendant filed the instant motion to vacate the judgment, stay the eviction proceedings, and compel settlement negotiations pursuant to Federal Rules of Civil Procedure 60(b), 60(d), and 62(b). (Def. Mot. at 18-19.) Defendant’s principal argument is that Defendant is entitled, under CPLR § 3408, to a mandatory settlement conference, in-court homeowner counseling, and pro-se appointment of counsel, and that the judgement of foreclosure and sale should be vacated because

these and other consumer protections were not afforded to Defendant in federal court. (Def. Mot. at 5-6.) Plaintiff responds by noting that courts in this Circuit have consistently held that Rule 16 of the Federal Rules of Civil Procedure provides a sufficient procedural framework for case management and settlement discussions, rendering CPLR § 3408 inapplicable in federal proceedings. (Pl. Mot. at 9.) Plaintiff further argues that Defendant has not met her burden under Rule 60(b), which “allows extraordinary judicial relief” and should be “invoked only upon a showing of exceptional circumstances.” (Id. at 7-8.) On May 7, 2024, the Court held a hearing with both parties on Defendant’s motion, and the Court advised the parties to meet and confer regarding a potential resolution of this matter

through a loan modification agreement. (ECF No. 18.) Motion practice was suspended to allow for settlement discussions. (Id.) A follow-up status conference was scheduled for June 13, 2024, but the parties requested an adjournment of that conference, indicating that they were still working on resolving the matter. (ECF No. 19.) On August 6, 2024, another status conference was held with both parties in which the parties represented that settlement discussions had been Defendant filed her reply on November 25, 2024. (ECF Nos. 25-26.)

II. DISCUSSION A. Standard of Review Federal Rule of Civil Procedure 60(b) provides for relief from a final judgment, order, or proceeding in the case of: (1) mistake, inadvertence, surprise, or excusable neglect; (2) newly discovered evidence that, with reasonable diligence, could not have been discovered in time to move for a new trial under Rule 59(b); (3) fraud . . ., misrepresentation, or misconduct by an opposing party; (4) the judgment is void; (5) the judgment has been satisfied, released, or discharged; it is based on an earlier judgment that has been reversed or vacated; or applying it prospectively is no longer equitable; or (6) any other reason that justifies relief.

Fed. R. Civ. P. 60(b). “Properly applied, Rule 60(b) strikes a balance between serving the ends of justice and preserving the finality of judgments.” Reese v. Bahash, 574 F. App’x 21, 23 (2d Cir. 2014) (quoting Nemaizer v. Baker, 793 F.2d 58, 61 (2d Cir. 1986)). Such a motion “must be made within a reasonable time,” Stevens v. Miller, 676 F.3d 62, 67 (2d Cir. 2012) (citing Fed. R. Civ. P. 60(c)), and cannot be used “as a substitute for appeal,” Stevens v. Schneiderman, No. 05-CV- 10819, 2011 WL 6780583, at *5 (S.D.N.Y. Dec. 23, 2011) (quoting United Airlines, Inc. v.

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Empire Community Development, LLC v. Ramos, Counsel Stack Legal Research, https://law.counselstack.com/opinion/empire-community-development-llc-v-ramos-nyed-2025.