Emory University Hospital v. Sweeney

469 S.E.2d 772, 220 Ga. App. 502, 96 Fulton County D. Rep. 1144, 1996 Ga. App. LEXIS 246
CourtCourt of Appeals of Georgia
DecidedMarch 7, 1996
DocketA95A2170
StatusPublished
Cited by3 cases

This text of 469 S.E.2d 772 (Emory University Hospital v. Sweeney) is published on Counsel Stack Legal Research, covering Court of Appeals of Georgia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Emory University Hospital v. Sweeney, 469 S.E.2d 772, 220 Ga. App. 502, 96 Fulton County D. Rep. 1144, 1996 Ga. App. LEXIS 246 (Ga. Ct. App. 1996).

Opinion

Blackburn, Judge.

William Sweeney and his wife filed the underlying medical malpractice action against Emory University Hospital (“Emory”) and an unnamed resident who operated on Sweeney. In the malpractice affidavit required to accompany the Sweeneys’ lawsuit, the physician asserted that he reviewed various medical records and a report of the Department of Health & Human Services (DHHR) memorandum in analyzing the matter. He concluded that Emory breached the requisite standard of care by not maintaining appropriate sterile technique during Sweeney’s surgery. Sweeney obtained a copy of the DHHR memorandum through an open records request. The DHHR memorandum contained information which was disclosed during Emory’s peer review process, but was otherwise available from original sources. Emory moved to strike certain paragraphs of the Sweeneys’ complaint and malpractice affidavit contending that they were derived from privileged peer review information. The trial court denied the motion, and we granted Emory’s application for interlocutory appeal to address the issue of whether the privilege provided to the proceedings *503 and records of the medical review committee by OCGA § 31-7-143 follows the material and findings after they are obtained with proper authority by another government agency and included in a report issued by such other government agency.

In August 1992 Sweeney underwent brain surgery at Emory. Approximately three weeks later Sweeney was readmitted to Emory with a serious postoperative infection that required removal of the bone flap covering his surgical wound, leaving Sweeney’s head disfigured. Sweeney and his wife learned through a variety of sources including an Emory medical student and an Emory nurse that a large number of the hospital’s neurosurgery patients were experiencing similar postoperative wound infections. Sweeney attempted to investigate the problem on his own by questioning various doctors and nurses. Sweeney then lodged a complaint with the DHHR, naming four other neurosurgery patients that he knew had experienced similar postoperative infections.

In response to Sweeney’s complaint, the DHHR investigated the matter and prepared its report (DHHR memorandum) drawing from a number of different documentary sources including, patient records, policy and procedure manuals, staffing schedules, log books, medical staff rules and regulations and in-service training records, incident reports, employee personnel files, closed medical records, medical staff by-laws, infection control minutes, contracted services, QA/QC committee minutes and medical staff committee documentation (surgery, tissue, credentials, peer review, executive, medicine, and surgery, neurosurgery and treatment room). In addition, the DHHR interviewed the director, director of nursing, department heads (surgery and treatment room), QA/QC coordinator(s), infection control officer and a social worker. The DHHR memorandum reflects that the four patients named by Sweeney had undergone neurosurgery at Emory in 1992 and had suffered “nosocomial 1 surgical wound infections.” The DHHR memorandum also noted that two of these patients had their surgeries the same week as Sweeney.

After outlining these initial findings, the DHHR memorandum addressed at length an investigation performed internally by Emory’s infection control and quality assurance committees prior to the DHHR investigation. The DHHR memorandum confirmed an unusually high rate of nosocomial infections in the neurosurgery department during the period in question and attributed the high infection rate to “intraoperative” sources. The DHHR memorandum reflects several factors that may have contributed to the infection rate, in- *504 eluding concerns about a particular neurosurgery resident whose identity was not disclosed.

We first address the general issue of whether the privilege of OCGA § 31-7-143 extends to medical review committee findings subsequently incorporated into the report of a governmental investigatory agency. OCGA § 31-7-143 protects the confidentiality of certain medical review proceedings and findings. It provides in pertinent part: “The proceedings and records of medical review committees shall not be subject to discovery or introduction into evidence in any civil action against a provider of professional health services arising out of the matters which are the subject of evaluation and review by such committee. . . . However, information, documents, or records otherwise available from original sources shall not be construed as immune from discovery or use in any such civil action merely because they were presented during proceedings of such committee.”

Emory argues that the privilege extends to medical review committee findings subsequently incorporated into a DHHR report. We agree. “It is, of course, fundamental that the cardinal rule to guide the construction of laws is, first, to ascertain the legislative intent and purpose in enacting the law, and then to give it that construction which will effectuate the legislative intent and purpose.” (Punctuation omitted.) Wall v. Bd. of Elections of Chatham County, 242 Ga. 566, 573-574 (250 SE2d 408) (1978). In Eubanks v. Ferrier, 245 Ga. 763 (267 SE2d 230) (1980), the Georgia Supreme Court upheld the constitutionality of OCGA § 31-7-143 and outlined its purpose, stating that medical review committees play an important role in guaranteeing “the delivery of quality health care services by providing a method for the in-house review of clinical work performed in the hospital.” Id. at 765. In recognition of their importance, the statute accords privileged status to medical review committee communications and findings because of concern that the candor necessary for these committees would be destroyed if their proceedings and conclusions were subject to use in malpractice litigation. Id.

To permit a plaintiff to use privileged material simply because it is subsequently included in a government agency report would frustrate the statute’s policy of encouraging candor among medical review committees. Fearing that incriminating information discovered in the peer review process could be incorporated into a DHHR report that could later form the basis of a malpractice lawsuit, hospitals and medical professionals might be tempted not to conduct such reviews as often or as thoroughly as may be warranted.

It is apparent that those proceedings and records of medical review committees which are not subject to discovery or introduction into evidence under the provisions of OCGA § 31-7-143, do not lose their protected status as a result of being disclosed to an authorized *505 government agency or by virtue of the inclusion of such material into its report by such government agency.

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Related

Hospital Authority of Valdosta & Lowndes County v. Meeks
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Bluebook (online)
469 S.E.2d 772, 220 Ga. App. 502, 96 Fulton County D. Rep. 1144, 1996 Ga. App. LEXIS 246, Counsel Stack Legal Research, https://law.counselstack.com/opinion/emory-university-hospital-v-sweeney-gactapp-1996.