Emerson & Norris Co. v. Simpson Bros. Corp.

202 F. 747, 121 C.C.A. 113, 1913 U.S. App. LEXIS 1059
CourtCourt of Appeals for the First Circuit
DecidedJanuary 30, 1913
DocketNos. 961, 962
StatusPublished
Cited by27 cases

This text of 202 F. 747 (Emerson & Norris Co. v. Simpson Bros. Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Emerson & Norris Co. v. Simpson Bros. Corp., 202 F. 747, 121 C.C.A. 113, 1913 U.S. App. LEXIS 1059 (1st Cir. 1913).

Opinion

PUTNAM, Circuit Judge.

These suits were proceedings on alleged infringements of a patent, for invention, and the bills were dismissed, and these appeals taken to us by the complainant below. We find it necessary to consider only one question.

The substantial defense is anticipation, first by reference to the general use of sand molds, as to which all we need say is that it is not in the same art, as this patent relates only to artificial stone; and the alleged anticipatory publications were not within the strict rules laid down by Walker on Patents (4th Ed.) § 57, which we have several times accepted and applied. A further reference will be required to what is known as the Sellars patent, which will not be intelligible until we have proceeded somewhat further.

These suits are based on the patent issued on May 9, 1899, on an application filed November 12, 1897, to Charles W. Stevens, entitled a patent for a “process of making artificial stone,” No. 624,563. The facts, except as referred to by us, are sufficiently stated in the opinion of the learned judge of the District Court for the District of Maine, 188 Fed. 808. The first claim, which is all we need consider, is as follows:

“1. The process of forming artificial stone consisting in molding the stone compound while in a plastic or semiliquid state in or on a mold formed of relatively dry sand and then allow the mass to set until the sand absorbs the surplus moisture from the compound, thereby converting the latter to a solid or nonliquid form, substantially as and for the purpose get forth.”

. The peculiar features of this claim -are that the mold is formed of “relatively dry sand,” which “absorbs the surplus moisture from the [749]*749compound.” It might seemi to a nonexpert doubtful whether this method of molding could succeed; but not only the complainant shows that it did succeed, but the, respondents’ attempts to make use of it confirm the complainant’s position in this respect.

The particular defense which we need consider is an English patent to Sellars, of April 9, 1877, No. 1,379, and what came out of it. The nature of the patent is sufficiently .pointed out for this appeal by the following extracts:

"This invention relates to molds and frames to be used in the formation of concrete blocks and structures, and has for its object to insure that the concrete shall not adhere to the- surfaces of such molds or frames, and hence the surfaces shall present a smooth, neat and finished appearance.
"Under the first part of my improvement I make the molds of paraffin, or similar wax-like substance unacted upon by alkaline matter, mixed with sand, charcoal or other finely-divided material; in some cases paraffin alone may be used.”

Then Sellars says that under the second part he forms molds of timber, etc., and under the third part he forms the molds of a rigid material, and covers the surface with lac, mastic, or other varnish; and that under the fourth part he forms the molds of metal and japan, or enamels the surfaces. This is an entirely different art than that we are dealing with, as it is only the art of constituting molds of sufficiently binding strength; so we need not consider this patent further. The difficulty arises from what one Berthelet, who became interested in Sellars and Sellars’ patent, did afterwards as the result thereof in Wisconsin and Minnesota, in the years 1881, 1882, and 1883, nearly 30 years before the important evidence in this case was given. It is claimed that in that connection, and making use of the suggestions of Sellars, he extensively availed himsélf of substantially the sand mold pointed out by the Stevens claim which we have quoted. The case on this point is put in behalf of the defendant very forcibly, and with much care and clearness, by the learned judge who sat below, in the following language:

"Up to tbe -fall of 1881, Berthelet operated a sewer-pipe manufactory; but be then turned his pipe works into a letter factory. He and his wife, had visited Sellars at Birkenhead, England, where Sellars had explained the process to them of making liquid concrete in sand molds. Berthelet himself is not living; Mrs. Berthelet has testified very fully, not only from memory, but from letters and a diary which she kept. There is also the testimony of other -witnesses who had means of observation in reference to the conduct of Berthelet’s manufactory during the years he was making artificial stone. From the testimony I am induced to believe that the letters and numerals produced by Berthelet, and the panel upon the Blatz Brewery, which has stood the test of time, were made from artificial stone produced from sand molds by absorption, or capillary attraction, after the manner set out in the claim of the patent in suit. The burden of proof rests upon the defendant; every reasonable doubt should be resolved against it; and the greatest scrutiny should be given to testimony of a long past prior use. I think the defendant has met the weighty burden of showing that the process described in the Stevens patent was known to Berthelet long before the invention of Stevens.”

[1]' This clearly represents a very careful and thorough review of proofs in this case, and a satisfactory weighing thereof so far as all ordinary civil litigation would be co'ncerped. The difficulty, how[750]*750ever, is that the settled rules with reference to those Departmental adjudications which are of a quasi judicial nature, involving the hearing of parties and the consideration of what is offered by them, rigidly applied in this circuit, stand across the path of the case thus made by the respondents below. These rules were considered by us in Brooks v. Sacks, 81 Fed. 403, 26 C. C. A. 456, announced on June 10, 1897; although there they were not applied with the utmost strictness, because the case was only as between an admitted date of invention and an alleged anticipation thereof, and not as against a finding of the Patent Office in issuing the patent.. This case, however, developed the underlying rule that ordinarily, in cases like the present, it is necessary that the anticipations should be supported, not merely by the testimony of one or numerous witnesses relating to matters many years previous, but by concrete, visible, cotemporaneous proofs which speak for themselves. In that .case, the testimony of credible witnesses was rejected because there were no cotemporaneous visible objects of that nature, and solely for that reason. Among other cases, the rule came up again in Westinghouse Co. v. Stanley Co., 133 Fed. 167, 68 C. C. A. 523, announced on September 9, 1908. In that case the whole topic was considered, and the fact was referred to that the Supreme Court has once said that, under the circumstances here, the respondent’s proofs should be “beyond reasonable doubt”; though we observed that we did not feel bound to adhere to that stringent expression. There was no difficulty in that case because only a specific date was in question, and that was settled by cotemporaneous facts beyond all doubt. The main difficulty is with reference to cases where, it is undertaken by parol evidence to prove the precise characteristics of the alleged anticipatory matter, as is the fact here, and as was the fact in Greenwood v. Dover, 194 Fed. 91, 114 C. C. A. 169, decided by us on December 12, 1911.

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Bluebook (online)
202 F. 747, 121 C.C.A. 113, 1913 U.S. App. LEXIS 1059, Counsel Stack Legal Research, https://law.counselstack.com/opinion/emerson-norris-co-v-simpson-bros-corp-ca1-1913.