EMC Mortgage Corp. v. Jenkins

841 N.E.2d 855, 164 Ohio App. 3d 240, 2005 Ohio 5799
CourtOhio Court of Appeals
DecidedNovember 1, 2005
DocketNo. 04AP-1319.
StatusPublished
Cited by50 cases

This text of 841 N.E.2d 855 (EMC Mortgage Corp. v. Jenkins) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
EMC Mortgage Corp. v. Jenkins, 841 N.E.2d 855, 164 Ohio App. 3d 240, 2005 Ohio 5799 (Ohio Ct. App. 2005).

Opinion

French, Judge.

{¶ 1} In this appeal from a final judgment entry and decree of foreclosure entered by the Franklin County Court of Common Pleas on November 8, 2004, defendant-appellant, Otis L. Jenkins, assigns as error the trial court’s denial of his motion to dismiss the underlying action initiated by plaintiff-appellee, EMC Mortgage Corporation (“EMC”). For the following reasons, we reverse the trial court’s judgment.

{¶ 2} The underlying action is the third successive foreclosure action initiated against appellant in the Franklin County Court of Common Pleas, arising out of *245 an adjustable rate note (the “note”) and open-end mortgage (the “mortgage”) that appellant allegedly executed on May 12, 2000, through a power of attorney. The Chase Manhattan Bank (“Chase”) commenced the first two such actions, whereas EMC commenced the third action, from which appellant presently appeals.

{¶ 3} Chase filed the first foreclosure action against appellant on August 29, 2001, and dismissed that action by filing a notice of dismissal of its claims without prejudice on October 9, 2001. Chase refiled its claims against appellant on November 13, 2001. On December 16, 2002, the date scheduled for trial of its refiled claims, Chase filed a second notice of dismissal, pursuant to Civ.R. 41(A), purporting to dismiss its refiled claims without prejudice.

{¶ 4} On December 19, 2002, EMC filed the third foreclosure action against appellant. In its complaint, EMC sought recovery on the same note and foreclosure of the same mortgage that formed the basis of Chase’s prior cases. EMC became the holder of the note and mortgage by assignment while Chase’s second foreclosure action was pending. Even though Chase and EMC were represented by the same counsel, EMC was not substituted as the plaintiff in the second foreclosure action, which remained pending in Chase’s name until Chase voluntarily dismissed it on the date of trial.

{¶ 5} On April 24, 2003, appellant moved the trial court to dismiss EMC’s complaint. Appellant argued that the court lacked jurisdiction over the matter because, pursuant to the two-dismissal rule set forth in Civ.R. 41(A)(1), Chase’s voluntary dismissal of its second complaint constituted an adjudication on the merits of the claims now asserted by EMC. EMC opposed appellant’s motion to dismiss. 1 After a hearing on appellant’s motion, the trial court denied the motion to dismiss and proceeded to trial on EMC’s claims, after which the court entered judgment in EMC’s favor.

{¶ 6} The trial court filed its final judgment entry and decree of foreclosure on November 8, 2004. Appellant timely appealed. Interlocutory orders, including the court’s denial of appellant’s motion to dismiss, are merged into the final judgment; thus, an appeal from the final judgment includes all interlocutory orders merged with it. Shaffer v. OhioHealth Corp., Franklin App. No. 04AP-236, 2004-Ohio-6523, 2004 WL 2806417, at ¶ 12. Appellant asserts the following assignment of error:

*246 The court below erred when it denied the motion of Otis Jenkins’ motion [sic] to dismiss as plaintiff had filed the action twice previously and dismissed both prior actions pursuant to Civ.R. 41(A).

{¶ 7} Civ.R. 41(A) governs voluntary dismissals of civil actions. Civ.R. 41(A)(1) provides for voluntary dismissal by the plaintiff and provides as follows:

(1) * * * Subject to the provisions of Civ.R. 23(E), Civ.R. 23.1, and Civ.R. 66, a plaintiff, without order of court, may dismiss all claims asserted by that plaintiff against a defendant by doing either of the following:
(a) filing a notice of dismissal at any time before the commencement of trial unless a counterclaim which cannot remain pending for independent adjudication by the court has been served by that defendant;
(b) filing a stipulation of dismissal signed by all parties who have appeared in the action.
Unless otherwise stated in the notice of dismissal or stipulation, the dismissal is without prejudice, except that a notice of dismissal operates as an adjudication upon the merits of any claim that the plaintiff has once dismissed in any court.

The final sentence of Civ.R. 41(A)(1) sets forth the “two-dismissal rule,” pursuant to which a plaintiff may voluntarily dismiss a claim by notice only once without prejudice. “Civ.R. 41(A) is clear that a second dismissal by a written notice * * * operates as an adjudication on the merits and prohibits the plaintiff from pursuing that claim again.” Fouss v. Bank One, Columbus, NA (June 27, 1996), Franklin App. No. 96APE01-57,1996 WL 361969.

{¶ 8} Rather than providing an independent mechanism for dismissal of a third filing, Civ.R. 41(A)(1) describes the effect of a second dismissal. Stewart v. Fifth Third Bank of Columbus, Inc. (Jan. 25, 2001), Franklin App. No. 00AP-258, 2001 WL 58727, citing Byler v. Hartville Auction, Inc. (Sept. 26, 1994), Stark App. No. 1994CA00081, 1994 WL 530817. Once a claim has been dismissed under Civ.R. 41(A)(1)(a), a second dismissal becomes an adjudication on the merits of the claim, barring a third filing of the claim under the doctrine of res judicata. Farm Credit Serv. of Mid America, ACA v. Mikesell (May 14, 1997), Coshocton App. No. 96 CA 11, citing Byler. The claim-preclusive effect of res judicata provides, “ ‘A final judgment or decree rendered upon the merits, without fraud or collusion, by a court of competent jurisdiction * * * is a complete bar to any subsequent action on the same claim or cause of action between the parties or those in privity with them.’ ” Grava v. Parkman Twp. (1995), 73 Ohio St.3d 379, 381, 653 N.E.2d 226, quoting Norwood v. McDonald (1943), 142 Ohio St. 299, 27 O.O. 240, 52 N.E.2d 67, paragraph one of the syllabus. The procedural mechanism for asserting that the third filing of a claim is barred by the two-dismissal rule and the doctrine of res judicata is to file a motion to *247 dismiss under Civ.R. 12 or a motion for summary judgment under Civ.R. 56. Stewart.

{¶ 9} In response to EMC’s complaint, appellant filed a motion to dismiss, citing no section of Civ.R. 12, arguing that the trial court lacked jurisdiction over the subject matter of EMC’s claims based on the Civ.R. 41(A)(1) two-dismissal rule. Despite appellant’s phrasing of his argument in jurisdictional terms, it is clear from the record that appellant based his motion on the res judicata effect of Chase’s prior dismissals and not on lack of subject-matter jurisdiction. A court does not lack jurisdiction over the subject matter of a lawsuit simply because the affirmative defense of res judicata may apply. See Gahanna v. Petruziello, Franklin App. No. 03AP-360, 2004-Ohio-2133, 2004 WL 886753, at ¶ 14. Thus, it appears that appellant sought relief pursuant to Civ.R.

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Bluebook (online)
841 N.E.2d 855, 164 Ohio App. 3d 240, 2005 Ohio 5799, Counsel Stack Legal Research, https://law.counselstack.com/opinion/emc-mortgage-corp-v-jenkins-ohioctapp-2005.