Emanuele v. Department of Transportation

436 F. App'x 988
CourtCourt of Appeals for the Federal Circuit
DecidedJuly 22, 2011
Docket2011-3047
StatusUnpublished

This text of 436 F. App'x 988 (Emanuele v. Department of Transportation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Emanuele v. Department of Transportation, 436 F. App'x 988 (Fed. Cir. 2011).

Opinions

Opinion for the court filed by Circuit Judge LINN.

Dissenting opinion filed by Circuit Judge O’MALLEY.

LINN, Circuit Judge.

Sarah Emanuele (“Emanuele”) appeals the decision of Arbitrator Michael E. Zob-rak, upholding a 25-day suspension from her position as an Air Traffic Controller Specialist at the Federal Aviation Administration (“agency”) for making inaccurate statements on a pre-employment medical questionnaire. Because substantial evidence supports the arbitrator’s decision, this court affirms.

Baokground

Emanuele was employed as an Air Traffic Controller Specialist with the agency in Memphis, Tennessee. As part of the pre-employment process, Emanuele was required to complete a medical history questionnaire, FAA Form 8500 (“the Form”), which the agency uses to determine whether the applicant may work in a safety sensitive position. Question 18 on the form, titled “Medical History,” asked: “HAVE YOU EVER IN YOUR LIFE BEEN DIAGNOSED WITH, HAD, OR DO YOU PRESENTLY HAVE ANY OF THE FOLLOWING? Answer ‘yes’ or ‘no’ for every condition listed below.” Condition b. listed “Dizziness or fainting spell” and included check boxes for yes or no. In her 2007 and 2008 forms, Emanuele had checked “no.”

On January 7, 2009, Emanuele requested acceptance into the Voluntary Leave Transfer Program, through which “the unused accrued leave of one agency officer or employee may be transferred for use by another agency officer or employee who needs such leave because of a medical emergency.” 5 C.F.R. § 630.901. To support her claim of a medical emergency, Emanuele submitted the letter of her physician, Dr. Rekha Pillai, describing an office visit of December 18, 2008. In that letter, Dr. Pillai diagnosed Emanuele with “[s]evere vertigo, possibly secondary laby-rinthitis.” She also stated the following:

[Emanuele] notes that she has had intermittent bouts of vertigo since she was 18 years old, which was the first time she developed the symptom. It was associated with sinus infection. The second attack was at age 21 when she had flu-like symptoms and at 23 she had been on a cruise and returned and developed severe vertigo. Her next attack was at age 25. Since then, she has not had any vertigo, except in summer of this year when she developed severe colitis related to clindamycin.

J.App’x at 72a.

On February 3, 2010, the agency proposed to suspend Emanuele for 30 days for [991]*991“[failing] to provide complete and accurate information on FAA Forms 8500-8” and, unrelatedly, for making an irresponsible statement. Emanuele appealed the agency’s decision through the National Air Traffic Controllers Association (“union”), alleging that Emanuele’s suspension violated the collective bargaining agreement and the law. The union and the agency agreed to arbitration.

The arbitrator affirmed the agency’s decision on the non-disclosure basis, but reversed the irresponsible statement basis. The arbitrator therefore reduced the suspension to 25 days.

Emanuele appealed and we have jurisdiction under 5 U.S.C. §§ 7121(f) and 7708. Johnson v. Dep’t Vet. Affairs, 625 F.3d 1373, 1376 (Fed.Cir.2010).

Discussion

This court reviews an arbitrator’s decision under the same standard of review as appeals from the Merit Systems Protection Board, affirming unless the arbitrator’s decision is: “(1) arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law; (2) obtained without procedures required by law, rule, or regulation having been followed; or (3) unsupported by substantial evidence.” Id. (quoting 5 U.S.C. § 7703(c)(l)-(3)). As the appeal here involves only matters of fact, this court applies the substantial evidence standard.

The arbitrator affirmed the agency’s determination primarily on the basis of Dr. Pillai’s original report detailing Em-anuele’s pre-employment history of vertigo, and Emanuele’s failure to disclose such history on the Form.

It is undisputed that Emanuele indicated on the Form that she had never in her life had dizziness or fainting spells prior to 2008. Because the agency’s charge does not require an intent element, this dispute centers around whether she did indeed experience dizziness or fainting spells pri- or to 2008.

Dr. Pillai’s December 18, 2008 report provides evidence that Emanuele did in fact experience vertigo prior to filling out the Form.1 As the arbitrator determined, “[t]here is no question that Dr. Pillai reported [that Emanuele] had incidents of vertigo at the age of 18, 21, 23 and 25,” J.App’x at 9a, all of which were prior to her filling out the Form in 2007. The arbitrator further determined that it was more likely that Emanuele did indeed experience vertigo before 2008 because when first confronted with the inconsistency between Dr. Pillai’s report and her representation in the Form, she did not argue that Dr. Pillai had made a mistake. Instead, she contended that dizziness and vertigo are different things so there was no need to report her vertigo in answer to a question that asked only about dizziness.

Emanuele disputes the initial report on three bases. First, she argues that vertigo is not dizziness, citing Taber’s Cy-clopedic Medical Dictionary, which states that “Vertigo is sometimes inaccurately used as a synonym for dizziness” (emphasis added). As the agency correctly concluded in its letter to Emanuele, “one [992]*992could have dizziness without having vertigo,” but it is “highly unlikely that one could have vertigo without some form of dizziness.” There is substantial evidence in the record to support the determination implicit in the Arbitrator’s decision that vertigo is accompanied by dizziness. For example, Tim Nelson, the official who signed the Proposal of Suspension and Decision Letter, testified as follows in regards to Emanuele’s response:

Q: Now, she has something that she’s admitted as part of her response that details vertigo, correct?
A: Correct.
Q: In her definition, do you see the word “dizziness”?
A: No, I do not.
Q: Have you looked up other definitions?
A: I did research on the Internet. I’ve researched in medical dictionaries. Had conversations with the flight surgeon concerning vertigo. Every definition I read has dizziness in it, or wording that would imply dizziness.
Q: What about this definition [in Em-anuele’s response]?
A: False feeling of motion is [sic] that the room is spinning, or off balance; may result in falling. It’s not saying “dizzy”, but that’s dizzy to me.

JApp’x at 19a(63:3-21). See also

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Related

Cutter v. Wilkinson
544 U.S. 709 (Supreme Court, 2005)
Johnson v. Department of Veterans Affairs
625 F.3d 1373 (Federal Circuit, 2010)

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Bluebook (online)
436 F. App'x 988, Counsel Stack Legal Research, https://law.counselstack.com/opinion/emanuele-v-department-of-transportation-cafc-2011.