Elmer J. Lappe v. Paul Loeffelholz, Dr. Wiedershine and Harlem Brady

815 F.2d 1173
CourtCourt of Appeals for the Eighth Circuit
DecidedJune 25, 1987
Docket85-1989
StatusPublished
Cited by32 cases

This text of 815 F.2d 1173 (Elmer J. Lappe v. Paul Loeffelholz, Dr. Wiedershine and Harlem Brady) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Elmer J. Lappe v. Paul Loeffelholz, Dr. Wiedershine and Harlem Brady, 815 F.2d 1173 (8th Cir. 1987).

Opinion

JOHN R. GIBSON, Circuit Judge.

Elmer J. Lappe appeals from a judgment denying his 42 U.S.C. § 1983 (1982) claim against Dr. Paul Loeffelholz and other officials of the Iowa State Prison system for forcibly injecting him with psychotropic medication. Lappe is an Iowa State Penitentiary inmate who was involuntarily committed to a mental health institute and was later allowed to return to the general penitentiary population on the condition that he continue his medication. The district court, 1 in approving the report of the magistrate, determined that the law concerning the forced administration of medication to an inmate on outpatient status, who is nonetheless still in custody at the penitentiary, did not clearly establish that the actions violated Lappe’s constitutional rights. The court concluded that, under Harlow v. Fitzgerald, 457 U.S. 800, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982), and Davis v. Scherer, 468 U.S. 183, 104 S.Ct. 3012, 82 L.Ed.2d 139 (1984), the officials are protected from suit by qualified immunity. Lappe argues that Loeffelholz and the other officials must be charged with knowledge of Lappe’s federal due process rights and with knowledge of the state-created rights based on Iowa statutes and Iowa Supreme Court rules, all of which would have required a hearing on the issue of Lappe’s continued need for medication. He further argues that the court’s denial of counsel prevented him from fully litigating his claim in the district court. We affirm the judgment of the district court.

Lappe was an inmate at the Iowa State Penitentiary. In November 1982 he was transferred to another cell house because he had been disruptive. The penitentiary officials believed that Lappe’s mental condition was deteriorating, and he was re *1175 ferred to Dr. Loffelholz, Director of the Iowa Security Medical Facility and a medical consultant for the Iowa Department of Corrections, for psychiatric evaluation. He recommended that Lappe be transferred to the Iowa Security Medical Facility pursuant to Iowa Code Ann. § 246.16 (West 1985) and Lappe was so transferred on January 10, 1983. He became resistive, and an application was filed for involuntary hospitalization pursuant to Iowa Code Ann. § 229.6. A full hearing was held pursuant to Iowa Code Ann. § 229.12, after which he was committed to the care of the Mental Health Institute in Mt. Pleasant, Iowa. He was transferred back to the Iowa Security Medical Facility on February 14, 1983. In a February 24 discharge summary, Dr. Loeffelholz recommended that Lappe be discharged from the Iowa Security Medical Facility, returned to the custody of the penitentiary on an “outpatient involuntary commitment status,” and that his medication be continued. Dr. Loeffelholz prescribed Stelazine and Cogentin for oral ingestion and, if Lappe refused, he was to be injected with five milligrams of Haldol. Lappe was then transferred back to the penitentiary and Dr. Loeffelholz submitted to the district court a periodic report pursuant to section 229.15(4) in which he stated that “[ojutpatient commitment is * * * important for this individual as he responds quite positively to medication, but when left to his own devices, he terminates use of these medications.” On the basis of this report and recommendation, the court issued an order transferring Lappe to the penitentiary and continuing his medication on an outpatient basis. On March 17,1983, he was readmitted to the Iowa Security Medical Facility because he had refused to take medication. During that visit Dr. Loeffelholz spoke with Lappe and he agreed to take the medication. He was then returned to the Iowa State Penitentiary-

A period of time followed in which Lappe refused medication. On August 30, 1983, after Lappe’s specific refusal to take the oral medication, an altercation took place with the Correctional Emergency Response Team. Mace was used on Lappe, and the CERT team restrained him so that a nurse could administer the intramuscular Haldol injection. During the altercation, Lappe stabbed one of the officers in the knee and groin with a pencil and Lappe was struck on his shin. Photographs showed that Lappe sustained cuts on his face, chest, back, shoulder, and left shin.

Lappe then brought this action, raising the forced medication issue as well as other issues not raised on this appeal. The magistrate found that Lappe was given no notice, hearing, or other opportunity to establish good cause for refusing the medication prior to its forced administration. He concluded that under federal and state law Lappe should have been provided with those minimum procedural protections so that he could show why treatment was not necessary.

Both the magistrate and the district court concluded, however, that the right to these procedural protections in the case of an inmate with outpatient status was not clearly established at the time of the forced medication. Thus, under the standards set forth in Harlow and Davis, the defendants were entitled to qualified immunity from suit. We agree, and we also conclude that there was no unconstitutional denial of counsel.

I.

A.

In a section 1983 action for damages against a public official the court “appropriately may determine, not only the currently applicable law, but whether that law was clearly established at the time an action occurred.” Harlow v. Fitzgerald, 457 U.S. at 818, 102 S.Ct. at 2738. Even if Lappe has a due process right to a hearing, the officials are protected by qualified immunity if, under the law as it existed at the time of the forced medication, there was a “legitimate question” as to the existence of that right. See Mitchell v. Forsyth, 472 U.S. 511, 105 S.Ct. 2806, 2820 n. 12, 86 L.Ed.2d 411 (1985).

The rationale for the “clearly established” requirement is that public officials *1176 are constantly required to exercise discretion in carrying out their official duties. It would be unfair to these officials, and a deterrent to their exercise of independent judgment, to expect them to anticipate subsequent legal developments on pain of exposure to monetary liability. See Harlow, 457 U.S. at 818, 102 S.Ct. at 2738; Wood v. Strickland, 420 U.S. 308, 319-20, 95 S.Ct. 992, 999, 1000, 43 L.Ed.2d 214 (1975).

Lappe argues that Vitek v. Jones, 445 U.S. 480, 100 S.Ct. 1254, 63 L.Ed.2d 552 (1980), clearly established that the fourteenth amendment entitled him to another hearing before he could be subjected to forced behavior modification.

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Bluebook (online)
815 F.2d 1173, Counsel Stack Legal Research, https://law.counselstack.com/opinion/elmer-j-lappe-v-paul-loeffelholz-dr-wiedershine-and-harlem-brady-ca8-1987.