Elmer Harper, Jr. v. Walter R. Kelly, Superintendent, Attica Correctional Facility

916 F.2d 54, 31 Fed. R. Serv. 469, 1990 U.S. App. LEXIS 17857
CourtCourt of Appeals for the Second Circuit
DecidedOctober 10, 1990
Docket1160, Docket 89-2364
StatusPublished
Cited by18 cases

This text of 916 F.2d 54 (Elmer Harper, Jr. v. Walter R. Kelly, Superintendent, Attica Correctional Facility) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Elmer Harper, Jr. v. Walter R. Kelly, Superintendent, Attica Correctional Facility, 916 F.2d 54, 31 Fed. R. Serv. 469, 1990 U.S. App. LEXIS 17857 (2d Cir. 1990).

Opinion

OAKES, Chief Judge:

This habeas corpus action calls on us to consider the extent to which a trial court may restrict a defendant’s cross-examination of crucial eyewitness identification testimony. Specifically, we are faced with a state trial court’s evidentiary ruling that precluded inquiry into a victim’s emotional state during an armed robbery, when the victim made observations that formed the basis of his identification of the defendant. Finding that the court infringed upon the defendant’s Sixth Amendment right to confront his accusers by disallowing this significant line of inquiry and that the error was not harmless, we reverse the dismissal of the habeas corpus petition, 704 F.Supp. 375, and remand with instructions to grant the writ conditionally.

BACKGROUND

At approximately 8 P.M. on May 9, 1984, Jack Small, the service manager of the Sears Auto Center on Fordham Road in the Bronx, stuffed the day’s cash receipts of around $4,000 into his vest pocket and, accompanied by security supervisor Frank Lester, walked across the parking lot to drop the money off at the main store. It was dusk and the lights in the parking lot were not yet on. As Small and Lester crossed the parking lot, a man wearing a black rain hat and dark sunglasses surprised them from behind a van and demanded that Small hand over the vest. After Lester told Small not to cooperate, the man pulled a gun from his waist, put it to Small’s stomach, repeated his demand and threatened to “blow [Small’s] fuckin’ head off.” Small then handed over the vest, and the man left. The entire incident lasted about 30 seconds.

Three weeks after the robbery, on May 29, 1984, petitioner Elmer Harper, Jr. was arrested for shoplifting at a Sears department store and taken to the store’s security office, where he was detained for an hour until the police arrived. Lester, who also happened to be present in the security office, was able to see Harper and hear him speak. Nonetheless, Lester did not identify Harper as the May 9th gunman at that time. It was not until July 31, 1984 — nearly three months after the robbery — that Lester and Small identified Harper in a police lineup as the person who had robbed them.

Based on the eyewitnesses’ identifications, Harper was charged with first-degree robbery. Harper’s first trial, in February 1985, ended in a mistrial with eleven of the twelve jurors voting for acquittal. During Harper’s October 1985 retrial, defense counsel sought to probe the reliability of Small’s eyewitness identification by cross-examining him about his emotional state during the robbery. As the following excerpt from the trial transcript shows, the trial judge cut off all such questioning:

Defense Counsel: So, the very first time you had an idea there was going to be any kind of a problem here was when somebody bumps into you and tells you to give him the vest, is that correct? Witness: Yes, sir.
Defense Counsel: How did you feel when those words were said?
Prosecutor: Objection.
The Court: Sustained.
Defense Counsel: Did you have a reaction when those words were said to you?
Prosecutor: Objection.
*56 The Court: Sustained.
Defense Counsel: Were you scared?
Prosecutor: Objection.
The Court: Sustained.
Defense Counsel: Had you ever been the victim of a robbery before?
Prosecutor: Objection.
The Court: Sustained.
Defense Counsel: May I approach?
The Court: No, you may not.
Defense Counsel: May I approach?
The Court: No, you may not.

Harper was eventually convicted of first-degree robbery and sentenced as a second felony offender to a prison term of ten to twenty years. The Appellate Division affirmed Harper’s conviction without opinion, People v. Harper, 123 A.D.2d 528, 506 N.Y.S.2d 502 (1st Dep’t 1986), and the Court of Appeals denied his application for leave to appeal. People v. Harper, 68 N.Y.2d 1001, 510 N.Y.S.2d 1033, 503 N.E.2d 130 (1986). Harper subsequently filed a petition for a writ of habeas corpus, pursuant to 28 U.S.C. § 2254 (1988), in the United States District Court for the Southern District of New York alleging, inter alia, that the trial court’s rulings concerning Small’s cross-examination violated Harper’s Sixth Amendment right to confront the witnesses against him.

DISCUSSION

The Sixth Amendment to the United States Constitution states: “In all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him.” Of all the rights covered by the Confrontation Clause, the right to cross-examine witnesses is perhaps the most important. In its earliest decision interpreting the Confrontation Clause, the Supreme Court wrote that cross-examination gives the accused an opportunity to “test[] the recollection and sift[] the conscience of the witness_” Mattox v. United States, 156 U.S. 237, 242, 15 S.Ct. 337, 339, 39 L.Ed. 409 (1895). Twenty years ago, the Court called cross-examination the “ ‘greatest legal engine ever invented for the discovery of truth.’ ” California v. Green, 399 U.S. 149, 158, 90 S.Ct. 1930, 1935, 26 L.Ed.2d 489 (1970) (quoting 5 J. Wigmore, Evidence § 1367 (3d ed. 1940)). Most recently, the Court reiterated this point: “The central concern of the Confrontation Clause is to ensure the reliability of the evidence against a criminal defendant by subjecting it to rigorous testing in the context of an adversary proceeding before the trier of fact.” Maryland v. Craig, — U.S. -, 110 S.Ct. 3157, 3163, 111 L.Ed.2d 666 (1990).

The right to cross-examine witnesses is especially critical when the only evidence against an accused is eyewitness identification. We have noted on several occasions the potential unreliability of convictions obtained on the basis of such evidence. In Jackson v. Fogg, 589 F.2d 108, 112 (2d Cir.1978), a case involving a suggestive police lineup, we stated:

Centuries of experience in the administration of criminal justice have shown that convictions based solely on testimony that identifies a defendant previously unknown to the witness is highly suspect. Of all the various kinds of evidence it is the least reliable, especially where unsupported by corroborating evidence.

We also addressed this concern in Kampshoff v. Smith, 698 F.2d 581

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916 F.2d 54, 31 Fed. R. Serv. 469, 1990 U.S. App. LEXIS 17857, Counsel Stack Legal Research, https://law.counselstack.com/opinion/elmer-harper-jr-v-walter-r-kelly-superintendent-attica-correctional-ca2-1990.