8 UNITED STATES DISTRICT COURT
9 NORTHERN DISTRICT OF CALIFORNIA 10 SAN JOSE DIVISION 11
12 ABDELFATAH ELLAWENDY, Case No. 20-CV-07757-LHK
13 Plaintiff, ORDER DISCONTINUING IN FORMA PAUPERIS STATUS 14 v.
15 JOHN FERRERA, et al., 16 Defendants. 17 18 Before the Court is the Ninth Circuit’s referral to this Court for a determination of whether 19 to continue Plaintiff AbdelFatah Ellawendy’s (“Plaintiff”) in forma pauperis status. 9th Cir. Case 20 No. 21-16431, ECF No. 2. Having considered the relevant law and the record in this case, the 21 Court DISCONTINUES Plaintiff’s in forma pauperis status. 22 Rule 24(a)(3) of the Federal Rules of Appellate Procedure provides that a party granted 23 leave to proceed in forma pauperis in district court may continue in that status on appeal unless the 24 district court certifies that the appeal is not taken in good faith. Section 1915(a)(3) of Title 28 of 25 the United States Code similarly provides that an appeal may not be taken in forma pauperis if the 26 trial court certifies it is not taken in good faith. “Not taken in good faith” means “frivolous.” Ellis 27 v. United States, 356 U.S. 674, 674–675 (1958); Hooker v. American Airlines, 302 F.3d 1091, 1 1092 (9th Cir. 2002) (revocation of forma pauperis status is appropriate where the district court 2 find the appeal to be frivolous). The Supreme Court has directed, “[u]nless the issues raised are so 3 frivolous that the appeal would be dismissed in the case of a nonindigent litigant, the request of an 4 indigent for leave to appeal in forma pauperis must be allowed.” Ellis, 356 U.S. at 675. 5 On October 30, 2020, Plaintiff filed his complaint. ECF No. 1. On November 3, 2020, 6 Plaintiff filed an application to proceed in forma pauperis. ECF No. 2. 7 On November 6, 2020, United States Magistrate Judge Nathanael Cousins granted 8 Plaintiff’s application to proceed in forma pauperis, screened Plaintiff’s complaint under 28 9 U.S.C. § 1915, concluded that Plaintiff’s complaint failed to state a claim for relief, and granted 10 Plaintiff an opportunity to amend his complaint. ECF No. 7. 11 On December 4, 2020, Judge Cousins screened Plaintiff’s amended complaint and again 12 gave Plaintiff leave to amend. ECF No. 9. 13 On January 27, 2021, Judge Cousins screened Plaintiff’s second amended complaint, again 14 granted leave to amend, instructed Plaintiff to cure the deficiencies in the complaint, and notified 15 the Plaintiff that if Plaintiff again failed to state a claim, Judge Cousins would recommend 16 dismissal. ECF No. 20. Judge Cousins notified Plaintiff that Plaintiff could “not add any 17 additional parties or claims without leave of the Court.” Id. Judge Cousins also explicitly directed 18 the Plaintiff to the Federal Pro Se Program so that Plaintiff could receive help with his complaint. 19 Id. 20 On April 23, 2021, Plaintiff filed a Third Amended Complaint. ECF No. 27 (“TAC”). 21 On May 10, 2021, Judge Cousins issued an order reassigning this case to a district judge 22 and a Report & Recommendation recommending that the district judge dismiss this case because 23 Plaintiff had—for the fourth time—failed to state a claim against the defendants. ECF No. 28 at 24 1–2. Judge Cousins also explained that Plaintiff had improperly added new claims and parties 25 without the leave of court. ECF No. 28 at 1–2. 26 On May 19, 2021, Plaintiff timely filed objections to the Report & Recommendation. ECF 27 No. 30. Plaintiff objected to the Report and Recommendation’s statement that Plaintiff had not 1 identified how the defendants acted under color of state law. ECF No. 30 ¶¶ 2–3. 2 On August 17, 2021, the Court adopted the Report & Recommendation and dismissed the 3 case without prejudice. ECF No. 33. The Court analyzed the Plaintiff’s contention that Judge 4 Cousins incorrectly concluded that Plaintiff failed to identify how defendants—Plaintiff’s public 5 defender and the district attorney who prosecuted Plaintiff—acted under color of state law. Id. at 6 3. The Court agreed with Judge Cousins. Defendant Michael Belter was not acting under color of 7 state law while serving as Plaintiff’s public defender. ECF No. 33 at 3 (citing Polk County v. 8 Dodson, 454 U.S. 312, 325 (1981) (“[A] public defender does not act under color of state law 9 when performing a lawyer’s traditional functions as counsel to a defendant in a criminal 10 proceeding.”)). Likewise, Plaintiff could not sue Defendant John Ferrera for prosecuting Plaintiff 11 because prosecutors performing the “traditional functions of an advocate” are entitled to absolute 12 immunity from liability for damages under § 1983. ECF No. 33 at 3 (citing Genzler v. 13 Longanbach, 410 F.3d 630, 636 (9th Cir. 2005)). The Court stated that, for the same reasons, 14 claims also could not be brought against the additional defendants that Plaintiff added. Id. 15 On August 31, 2021, Plaintiff filed a notice of appeal to the Ninth Circuit. ECF No. 35. 16 On September 2, 2021, the Ninth Circuit referred this matter to the Court “for determination 17 whether in forma pauperis status should continue for this appeal.” 9th Cir. Case No. 21-16431, 18 ECF No. 2. 19 The Court concludes Plaintiff’s in forma pauperis status should not continue on appeal. 20 After Plaintiff’s Third Amended Complaint contained seven faulty causes of action, none of which 21 stated a claim against defendants. Five of those causes of action were brought against Defendant 22 Belter (Plaintiff’s former public defender), Defendant Ferrera (the District Attorney who 23 prosecuted Plaintiff), the Monterey County District Attorney, and the Monterey County Public 24 Defender under 42 U.S.C. § 1983 for alleged violations of five separate constitutional 25 amendments. ECF No. Id. ¶¶ 20–23, 26–31. Plaintiff also alleged that Defendant Ferrera violated 26 25 C.F.R. § 11.448, a Bureau of Indian Affairs regulation. Lastly, Plaintiff alleged that the 27 District Attorney “intended to cover” for Plaintiff’s ex-girlfriend and “[i]gnore her wrongdoing.” 1 Id. ¶ 33. 2 Plaintiff’s appeal is legally “frivolous” for four reasons. First, Defendants Ferrera and the 3 Monterey County District Attorney are immune from suits brought under 42 U.S.C. § 1983. As 4 Judge Cousins explained, neither of these defendants was acting under color of state law. 5 Defendant Ferrera and the Monterey County District Attorney are entitled to “absolute immunity 6 when performing the traditional functions of an advocate.” Kalina v. Fletcher, 522 U.S. 118, 131 7 (1997). The Ninth Circuit has previously denied a motion to appeal in forma pauperis when the 8 named defendants are “absolutely immune from liability for the acts charged under the principle of 9 law to which reference has been made.” John v. Gibson, 270 F.2d 36, 39 (9th Cir. 1959) (per 10 curiam).
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8 UNITED STATES DISTRICT COURT
9 NORTHERN DISTRICT OF CALIFORNIA 10 SAN JOSE DIVISION 11
12 ABDELFATAH ELLAWENDY, Case No. 20-CV-07757-LHK
13 Plaintiff, ORDER DISCONTINUING IN FORMA PAUPERIS STATUS 14 v.
15 JOHN FERRERA, et al., 16 Defendants. 17 18 Before the Court is the Ninth Circuit’s referral to this Court for a determination of whether 19 to continue Plaintiff AbdelFatah Ellawendy’s (“Plaintiff”) in forma pauperis status. 9th Cir. Case 20 No. 21-16431, ECF No. 2. Having considered the relevant law and the record in this case, the 21 Court DISCONTINUES Plaintiff’s in forma pauperis status. 22 Rule 24(a)(3) of the Federal Rules of Appellate Procedure provides that a party granted 23 leave to proceed in forma pauperis in district court may continue in that status on appeal unless the 24 district court certifies that the appeal is not taken in good faith. Section 1915(a)(3) of Title 28 of 25 the United States Code similarly provides that an appeal may not be taken in forma pauperis if the 26 trial court certifies it is not taken in good faith. “Not taken in good faith” means “frivolous.” Ellis 27 v. United States, 356 U.S. 674, 674–675 (1958); Hooker v. American Airlines, 302 F.3d 1091, 1 1092 (9th Cir. 2002) (revocation of forma pauperis status is appropriate where the district court 2 find the appeal to be frivolous). The Supreme Court has directed, “[u]nless the issues raised are so 3 frivolous that the appeal would be dismissed in the case of a nonindigent litigant, the request of an 4 indigent for leave to appeal in forma pauperis must be allowed.” Ellis, 356 U.S. at 675. 5 On October 30, 2020, Plaintiff filed his complaint. ECF No. 1. On November 3, 2020, 6 Plaintiff filed an application to proceed in forma pauperis. ECF No. 2. 7 On November 6, 2020, United States Magistrate Judge Nathanael Cousins granted 8 Plaintiff’s application to proceed in forma pauperis, screened Plaintiff’s complaint under 28 9 U.S.C. § 1915, concluded that Plaintiff’s complaint failed to state a claim for relief, and granted 10 Plaintiff an opportunity to amend his complaint. ECF No. 7. 11 On December 4, 2020, Judge Cousins screened Plaintiff’s amended complaint and again 12 gave Plaintiff leave to amend. ECF No. 9. 13 On January 27, 2021, Judge Cousins screened Plaintiff’s second amended complaint, again 14 granted leave to amend, instructed Plaintiff to cure the deficiencies in the complaint, and notified 15 the Plaintiff that if Plaintiff again failed to state a claim, Judge Cousins would recommend 16 dismissal. ECF No. 20. Judge Cousins notified Plaintiff that Plaintiff could “not add any 17 additional parties or claims without leave of the Court.” Id. Judge Cousins also explicitly directed 18 the Plaintiff to the Federal Pro Se Program so that Plaintiff could receive help with his complaint. 19 Id. 20 On April 23, 2021, Plaintiff filed a Third Amended Complaint. ECF No. 27 (“TAC”). 21 On May 10, 2021, Judge Cousins issued an order reassigning this case to a district judge 22 and a Report & Recommendation recommending that the district judge dismiss this case because 23 Plaintiff had—for the fourth time—failed to state a claim against the defendants. ECF No. 28 at 24 1–2. Judge Cousins also explained that Plaintiff had improperly added new claims and parties 25 without the leave of court. ECF No. 28 at 1–2. 26 On May 19, 2021, Plaintiff timely filed objections to the Report & Recommendation. ECF 27 No. 30. Plaintiff objected to the Report and Recommendation’s statement that Plaintiff had not 1 identified how the defendants acted under color of state law. ECF No. 30 ¶¶ 2–3. 2 On August 17, 2021, the Court adopted the Report & Recommendation and dismissed the 3 case without prejudice. ECF No. 33. The Court analyzed the Plaintiff’s contention that Judge 4 Cousins incorrectly concluded that Plaintiff failed to identify how defendants—Plaintiff’s public 5 defender and the district attorney who prosecuted Plaintiff—acted under color of state law. Id. at 6 3. The Court agreed with Judge Cousins. Defendant Michael Belter was not acting under color of 7 state law while serving as Plaintiff’s public defender. ECF No. 33 at 3 (citing Polk County v. 8 Dodson, 454 U.S. 312, 325 (1981) (“[A] public defender does not act under color of state law 9 when performing a lawyer’s traditional functions as counsel to a defendant in a criminal 10 proceeding.”)). Likewise, Plaintiff could not sue Defendant John Ferrera for prosecuting Plaintiff 11 because prosecutors performing the “traditional functions of an advocate” are entitled to absolute 12 immunity from liability for damages under § 1983. ECF No. 33 at 3 (citing Genzler v. 13 Longanbach, 410 F.3d 630, 636 (9th Cir. 2005)). The Court stated that, for the same reasons, 14 claims also could not be brought against the additional defendants that Plaintiff added. Id. 15 On August 31, 2021, Plaintiff filed a notice of appeal to the Ninth Circuit. ECF No. 35. 16 On September 2, 2021, the Ninth Circuit referred this matter to the Court “for determination 17 whether in forma pauperis status should continue for this appeal.” 9th Cir. Case No. 21-16431, 18 ECF No. 2. 19 The Court concludes Plaintiff’s in forma pauperis status should not continue on appeal. 20 After Plaintiff’s Third Amended Complaint contained seven faulty causes of action, none of which 21 stated a claim against defendants. Five of those causes of action were brought against Defendant 22 Belter (Plaintiff’s former public defender), Defendant Ferrera (the District Attorney who 23 prosecuted Plaintiff), the Monterey County District Attorney, and the Monterey County Public 24 Defender under 42 U.S.C. § 1983 for alleged violations of five separate constitutional 25 amendments. ECF No. Id. ¶¶ 20–23, 26–31. Plaintiff also alleged that Defendant Ferrera violated 26 25 C.F.R. § 11.448, a Bureau of Indian Affairs regulation. Lastly, Plaintiff alleged that the 27 District Attorney “intended to cover” for Plaintiff’s ex-girlfriend and “[i]gnore her wrongdoing.” 1 Id. ¶ 33. 2 Plaintiff’s appeal is legally “frivolous” for four reasons. First, Defendants Ferrera and the 3 Monterey County District Attorney are immune from suits brought under 42 U.S.C. § 1983. As 4 Judge Cousins explained, neither of these defendants was acting under color of state law. 5 Defendant Ferrera and the Monterey County District Attorney are entitled to “absolute immunity 6 when performing the traditional functions of an advocate.” Kalina v. Fletcher, 522 U.S. 118, 131 7 (1997). The Ninth Circuit has previously denied a motion to appeal in forma pauperis when the 8 named defendants are “absolutely immune from liability for the acts charged under the principle of 9 law to which reference has been made.” John v. Gibson, 270 F.2d 36, 39 (9th Cir. 1959) (per 10 curiam). Because Defendant Ferrera and the Monterey County District Attorney are immune from 11 suit, Defendant’s constitutional claims against them are frivolous. 12 Second, Defendant Belter and the Monterey County Public Defender cannot be sued under 13 42 U.S.C. § 1983, because neither defendant was acting under color of state law. The Supreme 14 Court has held that public defenders, like Defendant Belter, “[do] not act under color of state law 15 when performing a lawyer’s traditional functions as counsel to a defendant in a criminal 16 proceeding.” Dodson, 454 U.S. at 325. Because suits under 42 U.S.C. § 1983 can only be brought 17 against persons who act “under color” of state law, and because neither Defendant Belter nor 18 Defendant Monterey County Public Defender were acting under color of state law while 19 representing Plaintiff, Plaintiff’s claims against these two defendants are frivolous. 20 Third, Plaintiff did not make sufficient allegations to support his use of the Bureau of 21 Indian Affairs Regulation, 25 C.F.R. § 11.448. Although it is true that 25 C.F.R. § 11.448 makes 22 it a crime for a person in his or her official capacity to knowingly subject a person to an illegal 23 search, seizure, or arrest, this regulation only applies in Indian Country. See 25 C.F.R. § 11.104 24 (“The regulations in this part continue to apply to each area in Indian Country . . . until either . . . 25 [the Bureau of Indian Affairs] and the tribe enter into a contract or compact for the tribe to provide 26 judicial services; or . . . [t]he Tribe has put into effect a law-and-order code that establishes a court 27 system . . . .”); see also id. § 11.114(a) (“Except as otherwise provide in this title each Court of 1 Indian Offenses has jurisdiction over any action by an Indian . . . that is made a criminal offense 2 under this part and that occurred within the Indian country subject to the court’s jurisdiction.”). 3 There is simply no evidence contained in Plaintiff’s TAC that supports the application of a 4 regulation that typically applies to Courts of Indian Offenses to Monterey County district 5 attorneys. Plaintiff’s claim brought under this regulation is therefore frivolous. 6 Fourth, Plaintiff seems to assert that the Monterey County District Attorney is violating the 7 law by not “press[ing] charges” against Plaintiff’s alleged ex-girlfriend and for “[i]gnoring her 8 wrongdoing[.]” TAC ¶ 33. Plaintiff did not cite to any law establishing a private cause of action 9 for “connivance,” despite being notified of this problem by Judge Cousins. See Order Screening 10 Complaint Under 28 U.S.C. § 1915 at 3, No. 20-cv-07757 (Dec. 4, 2020), ECF No. 9. 11 Furthermore, it is unclear whether it is possible for Plaintiff to sue the District Attorney for failure 12 to prosecute someone. United States v. Banuelos-Rodriguez, 215 F.3d 969, 976–977 (9th Cir. 13 2000) (“Courts generally have no place interfering with a prosecutor’s discretion regarding whom 14 to prosecute . . . .”). Because Plaintiff failed to identify a basis for his “connivance” cause of 15 action, despite being advised that his allegations were insufficient, Plaintiff’s “connivance” cause 16 of action is frivolous. 17 Judge Cousins recommended that this case be dismissed because, after Plaintiff filed four 18 different versions of his complaint, Plaintiff still failed to state a claim against the Defendants. 19 The seven causes of action that Plaintiffs pleaded on his fourth attempt either cannot be stated 20 against Defendants or are not applicable to the facts of his case. Plaintiff’s appeal is therefore 21 frivolous. Thus, Plaintiff’s in forma pauperis status is DICONTINUED for the purposes of 22 appeal. 23 Based on the foregoing, pursuant to 28 U.S.C. § 1915(a)(3), the Court hereby 24 DISCONTINUES Plaintiff’s in forma pauperis status. The Clerk shall notify the Ninth Circuit of 25 the Court’s instant order. 26 27 IT IS SO ORDERED. 1 2 Dated: October 1, 2021 3 Fiey H. Kb LUCY &. KOH 4 United States District Judge 5 6 7 8 9 10 ll ae 12
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