Elkin Jesus GOMEZ, Petitioner-Appellee, v. Rosie B. GARCIA, Warden, Respondent-Appellant

81 F.3d 95
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 28, 1996
Docket95-55512
StatusPublished
Cited by7 cases

This text of 81 F.3d 95 (Elkin Jesus GOMEZ, Petitioner-Appellee, v. Rosie B. GARCIA, Warden, Respondent-Appellant) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Elkin Jesus GOMEZ, Petitioner-Appellee, v. Rosie B. GARCIA, Warden, Respondent-Appellant, 81 F.3d 95 (9th Cir. 1996).

Opinion

OPINION

NOONAN, Circuit Judge:

Rosie B. Garcia, Warden, appeals the qualified grant of habeas corpus by the district court to Elkin Jesus Gomez, a prisoner of the state of California. The district court adopted the report of a magistrate judge that Gomez had been denied the right of counsel on appeal because his counsel represented a codefendant whose interest was in conflict with that of Gomez. The district court accordingly discharged Gomez “from all adverse consequences” of his conviction of kidnapping for the purpose of extortion unless he was permitted to take a second direct appeal of his conviction. Holding that no conflict existed for Goméz’s counsel, we reverse the judgment of the district court.

*96 FACTS

Gomez and Luis Cardona were tried for the crime of kidnapping for extortion in violation of California Penal Code § 209(a). Both were found guilty. Evidence at their trial showed that on December 6, 1987 Claudia Espinoza, a cocaine dealer, hired Gomez and Cardona to make “collections” on behalf of Claudia and her husband Tito Espinoza. The first person targeted for collection was Billy Mikus, a drug dealer who had been dealing with the Espinozas during 1986 and who in 1987 was cooperating with the FBI in investigating the Espinozas’ cocaine distribution.

On December 10,1987 Gomez and Cardona met with two other associates of the Espino-zas, Jose Lujan and Raoul Gallegos, and decided that, in carrying out the collection from Mikus, Lujan, Gallegos and Gomez would carry weapons. Following a plan they had agreed upon with Claudia Espinoza they waited for Claudia to bring Mikus to a parking lot that evening. Lujan pointed a gun at Mikus and moved into the passenger seat of his car. Gomez sat in the back seat where he was eventually joined by Cardona as Mi-kus drove the car at their command. Mikus did not speak Spanish and Gomez acted as the translator, conveying threats to Mikus’ life if he did not pay the Espinozas $82,000. According to Jose Lujan, who was present during- the kidnapping, Gomez told Mikus that all they “wanted was the drugs or the money.” Mikus was also told by Gomez, “We are not robbing you” and ‘We are not extorting you,” but all that was wanted was what he owed.

Mikus eventually escaped from the car and the FBI intervened to rescue him and to capture Lujan. Cardona and Gomez were later apprehended.

At the trial Cardona and Gomez were represented by different counsel. Both counsel asked for the dismissal of the kidnapping for extortion count on the ground that the defendants had a elaim-of-right defense, i.e., that they were attempting to collect a debt that was owed and that therefore they had no specific intent to extort. This motion was denied. The defendants’ request was also denied that the jury be instructed that kidnapping for the purpose of extortion required specific intent to extort and that the defendant did not have such specific intent because Mikus in. fact owed $82,000 to Tito. Espinoza. At the request of the prosecution the court charged the jury: “A person cannot have a good faith belief that he has a right to property when that property is derived from a notoriously illegal transaction. Sale of cocaine, and obtaining proceeds from such sale, is a notoriously illegal transaction.”

On the appeal of the case Cardona and Gomez were both represented by Earl L. Hansen. Hansen is a graduate of the University of Southern California Law School. On graduation he worked as a law clerk for the presiding judge of the appellate department of the Los Angeles Superior Court. From 1961 to 1963 he was a prosecutor for the City of Los Angeles, prosecuting hundreds of criminal trials. From 1963 to 1994 he was engaged in private practice and served as counsel in over 150 felony jury trials, 200 court trials and many hundreds of cases resolved without trial. He was certified as a criminal law specialist in 1973 and has represented defendants in criminal trials in both state and federal courts throughout California. He was contacted by Cardona and Gomez to pursue their appeal. He did not perceive any conflict and agreed to file an appellate brief for both defendants on what he considered “the only viable issue on appeal.”

That single issue presented on appeal was the denial of the defendants’ claim-of-right instruction. Hansen’s brief for Gomez cited People v. Butler, 65 Cal.2d 569, 55 Cal.Rptr. 511, 421 P.2d 703 (1967), which held that the honest belief that one was entitled to money from the victim is a defense to the charge of robbery. Hansen advanced the same argument in his brief on behalf of Cardona.

In response to this argument the state replied: “The elaim-of-right theory, however, does not apply to claims based on notoriously illegal activities. (People v. Hendricks (1988) 44 Cal.3d 635, 642, 244 Cal.Rptr. 181, 749 P.2d 836; People v. Gates (1987) 43 Cal.3d 1168, 1181-1182, 240 Cal.Rptr. 666, 743 P.2d 301.) ... Appellants’ ostensible right to the *97 victim’s property was clearly based on illegal narcotics transactions.” The state added that there was no evidence that the appellants acted with a belief that they had any lawful claim to the money, and further that there was no evidence that they had any personal claim to the property they were seeking from Mikus.

The Court of Appeals for the Second Appellate District denied the appeals in an opinion addressed to both Gomez and Cardona’s convictions. The court gave its reason in the single sentence: “The claim of right theory does not apply to claims, such as here, based on notoriously illegal transactions.” Subsequently Gomez, with new counsel, filed a petition in the Court of Appeals for the Second Appellate District seeking “to recall re-mittitur or, in the alternative, petition for habeas corpus.” This petition set out for the first time a claim that Gomez’s appellate counsel had suffered from a conflict of interest. Gomez’s petition was denied and he appealed to the Supreme Court of California. With one dissent that court also denied his petition for review.

FEDERAL PROCEEDINGS

Gomez then brought this petition for habe-as corpus in the federal district court. The magistrate judge ruled that “the claim of right defense does not apply to the crime of kidnapping for extortion under any circumstances. See People v. Beggs, 178 Cal. 79, 84,172 P. 152,154 (1918)” (italics in original). Nonetheless the magistrate judge ruled that the representation by Hansen of Cardona and Gomez “likely” affected the quality of Hansen’s advocacy for Gomez. The magistrate judge believed that “[t]he logical, forceful reply” for Gomez to the state’s brief on appeal was that Gomez, unlike Cardona, “was ignorant of the illegal nature of the transaction giving rise to the debt. This assertion would have improved Petitioner’s sole argument on appeal.” At the same time the magistrate judge recognized that if Gomez was given a second shot at appeal it would be futile because California law did not recognize the defense he was now urging.

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